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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+11.43%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$327M
AUM Growth
+$22M
Cap. Flow
-$8.37M
Cap. Flow %
-2.56%
Top 10 Hldgs %
28.81%
Holding
218
New
12
Increased
48
Reduced
95
Closed
8

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$3.55M
2
QCOM icon
Qualcomm
QCOM
+$1.94M
3
EXPE icon
Expedia Group
EXPE
+$1.59M
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$638K
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$636K

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$4.22M
2
BKNG icon
Booking.com
BKNG
+$1.18M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$758K
4
CCL icon
Carnival Corporation Ltd
CCL
+$719K
5
AAPL icon
Apple
AAPL
+$711K

Sector Composition

Rank Sector Weight
1 Technology 18.46%
2 Healthcare 18.26%
3 Financials 15.92%
4 Communication Services 12.59%
5 Consumer Discretionary 11.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETN icon
151
Eaton
ETN
$174B
$365K 0.11%
3,857
– –
NMRK icon
152
Newmark Group
NMRK
$2.63B
$344K 0.11%
25,565
– –
SCHW
153
Charles Schwab
SCHW
$187B
$341K 0.1%
7,175
-13,550
-65% -$597K
SPGI icon
154
S&P Global
SPGI
$120B
$337K 0.1%
1,233
– –
PAA icon
155
Plains All American Pipeline
PAA
$16.1B
$335K 0.1%
18,200
+2,000
+12% +$36.7K
EEM icon
156
iShares MSCI Emerging Markets ETF
EEM
$30B
$327K 0.1%
7,279
– –
IWP icon
157
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$320K 0.1%
4,200
– –
GPC icon
158
Genuine Parts
GPC
$18.7B
$319K 0.1%
3,000
– –
BIDU icon
159
Baidu
BIDU
$37.2B
$318K 0.1%
2,510
-1,595
-39% -$181K
EBAY icon
160
eBay
EBAY
$49.8B
$318K 0.1%
8,800
+400
+5% +$14.5K
ULTA icon
161
Ulta Beauty
ULTA
$24.3B
$317K 0.1%
1,253
+40
+3% +$9.77K
PRSP
162
DELISTED
Perspecta Inc. Common Stock
PRSP
$310K 0.09%
11,725
-3,953
-25% -$105K
VICI icon
163
VICI Properties
VICI
$29.4B
$309K 0.09%
12,100
+200
+2% +$4.84K
AGN
164
DELISTED
Allergan plc
AGN
$301K 0.09%
1,573
-12
-0.8% -$2.17K
USMV icon
165
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$291K 0.09%
+4,434
New +$285K
WAT icon
166
Waters Corp
WAT
$39.9B
$290K 0.09%
1,240
-1,000
-45% -$221K
WY icon
167
Weyerhaeuser
WY
$18.4B
$284K 0.09%
9,400
– –
EFA icon
168
iShares MSCI EAFE ETF
EFA
$80.2B
$283K 0.09%
4,081
– –
CIEN icon
169
Ciena
CIEN
$58.4B
$281K 0.09%
6,587
-500
-7% -$19.1K
SLB icon
170
SLB Ltd
SLB
$75B
$281K 0.09%
6,986
+300
+4% +$10.7K
MCHP icon
171
Microchip Technology
MCHP
$46B
$278K 0.09%
5,318
– –
SBUX icon
172
Starbucks
SBUX
$120B
$274K 0.08%
3,114
-120
-4% -$10.2K
MCO icon
173
Moody's
MCO
$82.7B
$271K 0.08%
1,141
-27
-2% -$6K
FTV icon
174
Fortive
FTV
$18.6B
$270K 0.08%
5,604
– –
ZBH icon
175
Zimmer Biomet
ZBH
$18.4B
$269K 0.08%
1,854
– –
5 6
7
8 9

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MAG
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MPAM
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LDFR
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SAS
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Regent Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Regent Investment Management held 218 positions worth $327M, up 7.2% from $305M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Regent Investment Management's Q4 2019 filing shows 12 new, 48 increased, 95 reduced and 8 closed positions. Its largest new stake was Expedia Group: 13,515 shares worth $1.46M. The largest sale was Celgene Corp, an estimated $4.22M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Healthcare and Financials.

  • Regent Investment Management's largest Q4 2019 buy was Expedia Group: 13,515 shares worth $1.46M.
  • Regent Investment Management added most to Bristol-Myers Squibb in Q4 2019, an estimated $3.55M increase.
  • Regent Investment Management's biggest Q4 2019 reduction was Booking.com, cutting an estimated $1.18M.
  • Regent Investment Management fully exited Celgene Corp in Q4 2019, selling an estimated $4.22M.
  • Regent Investment Management's ten largest holdings make up 29% of its $327M portfolio in Q4 2019.
  • Regent Investment Management opened 12 new positions and closed 8 in Q4 2019.
  • Regent Investment Management's portfolio value rose 7.2% quarter-over-quarter to $327M.

Based on Regent Investment Management's 13F filing for Q4 2019, filed 30 Jan 2020.