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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+1.26%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$305M
AUM Growth
-$2.27M
Cap. Flow
-$3.07M
Cap. Flow %
-1.01%
Top 10 Hldgs %
27.8%
Holding
213
New
7
Increased
42
Reduced
103
Closed
7

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$1.65M
2
VRSN icon
VeriSign
VRSN
+$1.52M
3
CSCO icon
Cisco
CSCO
+$725K
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$724K
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$681K

Top Sells

Rank Stock Value
1
DXC icon
DXC Technology
DXC
+$1.86M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$766K
3
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$763K
4
PG icon
Procter & Gamble
PG
+$670K
5
ABT icon
Abbott
ABT
+$528K

Sector Composition

Rank Sector Weight
1 Healthcare 18.14%
2 Technology 17.68%
3 Financials 16.16%
4 Communication Services 12.24%
5 Consumer Discretionary 10.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHG icon
151
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$363K 0.12%
34,560
+400
+1% +$4.22K
YUMC icon
152
Yum China
YUMC
$16.3B
$361K 0.12%
7,950
– –
ATVI
153
DELISTED
Activision Blizzard
ATVI
$350K 0.11%
6,608
-2,000
-23% -$99.7K
KHC icon
154
Kraft Heinz
KHC
$30B
$349K 0.11%
12,499
-1,445
-10% -$41.6K
AMGN icon
155
Amgen
AMGN
$222B
$348K 0.11%
1,800
– –
KR icon
156
Kroger
KR
$34.8B
$348K 0.11%
13,500
– –
PAA icon
157
Plains All American Pipeline
PAA
$16.1B
$336K 0.11%
16,200
-1,000
-6% -$22.6K
EBAY icon
158
eBay
EBAY
$49.8B
$327K 0.11%
8,400
+400
+5% +$16K
AAL icon
159
American Airlines Group
AAL
$10.6B
$323K 0.11%
11,994
+300
+3% +$8.78K
ETN icon
160
Eaton
ETN
$174B
$321K 0.11%
3,857
-35
-0.9% -$2.84K
CAT icon
161
Caterpillar
CAT
$387B
$313K 0.1%
2,475
– –
ULTA icon
162
Ulta Beauty
ULTA
$24.3B
$304K 0.1%
1,213
+635
+110% +$195K
SPGI icon
163
S&P Global
SPGI
$120B
$302K 0.1%
1,233
– –
GPC icon
164
Genuine Parts
GPC
$18.7B
$299K 0.1%
3,000
– –
EEM icon
165
iShares MSCI Emerging Markets ETF
EEM
$30B
$297K 0.1%
7,279
– –
IWP icon
166
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$297K 0.1%
4,200
-10,660
-72% -$766K
SBUX icon
167
Starbucks
SBUX
$120B
$286K 0.09%
3,234
– –
CIEN icon
168
Ciena
CIEN
$58.4B
$278K 0.09%
7,087
-300
-4% -$12.6K
STX icon
169
Seagate
STX
$184B
$272K 0.09%
5,062
– –
VICI icon
170
VICI Properties
VICI
$29.4B
$270K 0.09%
+11,900
New +$260K
AMZA icon
171
InfraCap MLP ETF
AMZA
$461M
$268K 0.09%
5,450
+2,250
+70% +$116K
AGN
172
DELISTED
Allergan plc
AGN
$267K 0.09%
1,585
-120
-7% -$19.6K
EFA icon
173
iShares MSCI EAFE ETF
EFA
$80.2B
$266K 0.09%
4,081
-1,385
-25% -$89.3K
MO icon
174
Altria Group
MO
$114B
$260K 0.09%
6,357
– –
WY icon
175
Weyerhaeuser
WY
$18.4B
$260K 0.09%
9,400
– –
5 6
7
8 9

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MPAM
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Regent Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Regent Investment Management held 213 positions worth $305M, down 0.74% from $307M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Regent Investment Management's Q3 2019 filing shows 7 new, 42 increased, 103 reduced and 7 closed positions. Its largest new stake was VeriSign: 7,375 shares worth $1.39M. The largest sale was DXC Technology, an estimated $1.86M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 18% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q3 2019 buy was VeriSign: 7,375 shares worth $1.39M.
  • Regent Investment Management added most to Qualcomm in Q3 2019, an estimated $1.65M increase.
  • Regent Investment Management's biggest Q3 2019 reduction was DXC Technology, cutting an estimated $1.86M.
  • Regent Investment Management fully exited WisdomTree Europe Hedged Equity Fund in Q3 2019, selling an estimated $763K.
  • Regent Investment Management's ten largest holdings make up 28% of its $305M portfolio in Q3 2019.
  • Regent Investment Management opened 7 new positions and closed 7 in Q3 2019.
  • Regent Investment Management's portfolio value fell 0.74% quarter-over-quarter to $305M.

Based on Regent Investment Management's 13F filing for Q3 2019, filed 17 Oct 2019.