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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+14.22%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$300M
AUM Growth
+$33.3M
Cap. Flow
-$1.29M
Cap. Flow %
-0.43%
Top 10 Hldgs %
26.5%
Holding
213
New
17
Increased
45
Reduced
107
Closed
6

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$892K
2
AVGO icon
Broadcom
AVGO
+$836K
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$722K
4
MSFT icon
Microsoft
MSFT
+$688K
5
VZ icon
Verizon
VZ
+$676K

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$1.15M
2
WHR icon
Whirlpool
WHR
+$586K
3
ALB icon
Albemarle
ALB
+$446K
4
CMCSA icon
Comcast
CMCSA
+$437K
5
BKNG icon
Booking.com
BKNG
+$419K

Sector Composition

Rank Sector Weight
1 Healthcare 18.55%
2 Technology 16.88%
3 Financials 15.69%
4 Communication Services 12.11%
5 Consumer Discretionary 11.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGC icon
151
BGC Group
BGC
$4.89B
$354K 0.12%
66,700
+34,000
+104% +$202K
ARI
152
Apollo Commercial Real Estate
ARI
$885M
$353K 0.12%
+19,400
New +$349K
AMGN icon
153
Amgen
AMGN
$222B
$342K 0.11%
1,800
– –
GPC icon
154
Genuine Parts
GPC
$18.7B
$336K 0.11%
3,000
– –
CAT icon
155
Caterpillar
CAT
$387B
$335K 0.11%
2,475
– –
MOS icon
156
The Mosaic Company
MOS
$7.33B
$333K 0.11%
12,200
+1,000
+9% +$30.5K
KR icon
157
Kroger
KR
$34.8B
$332K 0.11%
13,500
– –
SLB icon
158
SLB Ltd
SLB
$75B
$331K 0.11%
7,586
-500
-6% -$21.6K
JBL icon
159
Jabil
JBL
$35.8B
$324K 0.11%
12,200
-800
-6% -$21.4K
HI
160
DELISTED
Hillenbrand
HI
$320K 0.11%
7,713
– –
EEM icon
161
iShares MSCI Emerging Markets ETF
EEM
$30B
$319K 0.11%
7,429
-165
-2% -$6.94K
PAA icon
162
Plains All American Pipeline
PAA
$16.1B
$319K 0.11%
+13,000
New +$307K
ETN icon
163
Eaton
ETN
$174B
$314K 0.1%
3,892
-765
-16% -$58.3K
HAL icon
164
Halliburton
HAL
$26.6B
$314K 0.1%
10,705
-8,425
-44% -$254K
EBAY icon
165
eBay
EBAY
$49.8B
$312K 0.1%
8,400
+400
+5% +$13.9K
COTY icon
166
Coty
COTY
$2.48B
$311K 0.1%
27,021
+2,054
+8% +$19.4K
FTV icon
167
Fortive
FTV
$18.6B
$296K 0.1%
5,604
– –
IWO icon
168
iShares Russell 2000 Growth ETF
IWO
$15B
$295K 0.1%
1,500
– –
CHDN icon
169
Churchill Downs
CHDN
$6.12B
$291K 0.1%
6,450
– –
CIEN icon
170
Ciena
CIEN
$58.4B
$283K 0.09%
7,587
-4,350
-36% -$169K
CAG icon
171
Conagra Brands
CAG
$7.23B
$270K 0.09%
9,725
-220
-2% -$5.04K
VTR icon
172
Ventas
VTR
$47.9B
$265K 0.09%
4,156
-2,740
-40% -$171K
SCHG icon
173
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$260K 0.09%
26,184
-344
-1% -$3.25K
SPGI icon
174
S&P Global
SPGI
$120B
$260K 0.09%
1,233
– –
QCOM icon
175
Qualcomm
QCOM
$176B
$256K 0.09%
4,492
+500
+13% +$27K
5 6
7
8 9

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YWP
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BC
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MAG
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MPAM
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LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Regent Investment Management held 213 positions worth $300M, up 12% from $267M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q1 2019 filing shows 17 new, 45 increased, 107 reduced and 6 closed positions. Its largest new stake was Livent Corporation: 45,975 shares worth $565K. The largest sale was Meta Platforms (Facebook), an estimated $1.15M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 19% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q1 2019 buy was Livent Corporation: 45,975 shares worth $565K.
  • Regent Investment Management added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q1 2019, an estimated $892K increase.
  • Regent Investment Management's biggest Q1 2019 reduction was Meta Platforms (Facebook), cutting an estimated $1.15M.
  • Regent Investment Management fully exited Mid-America Apartment Communities in Q1 2019, selling an estimated $237K.
  • Regent Investment Management's ten largest holdings make up 27% of its $300M portfolio in Q1 2019.
  • Regent Investment Management opened 17 new positions and closed 6 in Q1 2019.
  • Regent Investment Management's portfolio value rose 12% quarter-over-quarter to $300M.

Based on Regent Investment Management's 13F filing for Q1 2019, filed 22 Apr 2019.