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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-13.94%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$52.2M
Cap. Flow
-$3.74M
Cap. Flow %
-1.4%
Top 10 Hldgs %
26.71%
Holding
213
New
9
Increased
56
Reduced
73
Closed
17

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.59M
2
BIDU icon
Baidu
BIDU
+$988K
3
ET icon
Energy Transfer Partners
ET
+$866K
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$761K
5
BDX icon
Becton Dickinson
BDX
+$752K

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$1.18M
2
VTRS icon
Viatris
VTRS
+$1.15M
3
ESRX
Express Scripts Holding Company
ESRX
+$1.08M
4
ETP
Energy Transfer Partners, L.P.
ETP
+$1.04M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.02M

Sector Composition

Rank Sector Weight
1 Healthcare 19.23%
2 Financials 16.23%
3 Technology 15.59%
4 Communication Services 12.42%
5 Consumer Discretionary 11.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETN icon
151
Eaton
ETN
$174B
$319K 0.12%
4,657
– –
CAT icon
152
Caterpillar
CAT
$387B
$314K 0.12%
2,475
– –
BECN
153
DELISTED
Beacon Roofing Supply, Inc.
BECN
$305K 0.11%
9,600
-7,000
-42% -$216K
YUMC icon
154
Yum China
YUMC
$16.3B
$303K 0.11%
9,050
– –
EEM icon
155
iShares MSCI Emerging Markets ETF
EEM
$30B
$297K 0.11%
7,594
– –
HI
156
DELISTED
Hillenbrand
HI
$293K 0.11%
7,713
– –
SLB icon
157
SLB Ltd
SLB
$75B
$292K 0.11%
8,086
-566
-7% -$27.9K
GPC icon
158
Genuine Parts
GPC
$18.7B
$288K 0.11%
3,000
– –
MO icon
159
Altria Group
MO
$114B
$284K 0.11%
5,757
– –
CHDN icon
160
Churchill Downs
CHDN
$6.12B
$262K 0.1%
6,450
– –
TSLA icon
161
Tesla
TSLA
$1.3T
$256K 0.1%
11,535
-4,725
-29% -$102K
AGN
162
DELISTED
Allergan plc
AGN
$254K 0.1%
1,900
-135
-7% -$22.1K
IWO icon
163
iShares Russell 2000 Growth ETF
IWO
$15B
$252K 0.09%
1,500
-4,465
-75% -$833K
NLY icon
164
Annaly Capital Management
NLY
$17.4B
$249K 0.09%
6,337
+225
+4% +$9K
FTV icon
165
Fortive
FTV
$18.6B
$239K 0.09%
5,604
– –
IWP icon
166
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$239K 0.09%
4,200
-11,380
-73% -$692K
MAA icon
167
Mid-America Apartment Communities
MAA
$15.7B
$237K 0.09%
2,475
– –
SCHG icon
168
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$229K 0.09%
26,528
+1,392
+6% +$13K
MCHP icon
169
Microchip Technology
MCHP
$46B
$227K 0.09%
6,318
– –
QCOM icon
170
Qualcomm
QCOM
$176B
$227K 0.09%
3,992
-300
-7% -$18.2K
SHW icon
171
Sherwin-Williams
SHW
$89.8B
$226K 0.08%
1,725
– –
EBAY icon
172
eBay
EBAY
$49.8B
$225K 0.08%
8,000
– –
HSY icon
173
Hershey
HSY
$36.6B
$222K 0.08%
2,073
– –
IWN icon
174
iShares Russell 2000 Value ETF
IWN
$14.6B
$216K 0.08%
2,011
– –
OXY icon
175
Occidental Petroleum
OXY
$55.9B
$215K 0.08%
3,500
-200
-5% -$14.1K
5 6
7
8 9

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MAG
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MPAM
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LDFR
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SAS
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Regent Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Regent Investment Management held 213 positions worth $267M, down 16% from $319M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2018 filing shows 9 new, 56 increased, 73 reduced and 17 closed positions. Its largest new stake was Energy Transfer Partners: 57,050 shares worth $753K. The largest sale was Alibaba, an estimated $1.18M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q4 2018 buy was Energy Transfer Partners: 57,050 shares worth $753K.
  • Regent Investment Management added most to Microsoft in Q4 2018, an estimated $2.59M increase.
  • Regent Investment Management's biggest Q4 2018 reduction was Alibaba, cutting an estimated $1.18M.
  • Regent Investment Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.08M.
  • Regent Investment Management's ten largest holdings make up 27% of its $267M portfolio in Q4 2018.
  • Regent Investment Management opened 9 new positions and closed 17 in Q4 2018.
  • Regent Investment Management's portfolio value fell 16% quarter-over-quarter to $267M.

Based on Regent Investment Management's 13F filing for Q4 2018, filed 22 Jan 2019.