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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$319M
AUM Growth
+$19.8M
Cap. Flow
+$2.41M
Cap. Flow %
0.76%
Top 10 Hldgs %
27.05%
Holding
211
New
10
Increased
53
Reduced
76
Closed
7

Top Buys

Rank Stock Value
1
WSBC icon
WesBanco
WSBC
+$8.13M
2
MU icon
Micron Technology
MU
+$1.31M
3
VZ icon
Verizon
VZ
+$1.22M
4
CSCO icon
Cisco
CSCO
+$1.08M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$990K

Top Sells

Rank Stock Value
1
FFKT
Farmers Capital Bank Corp
FFKT
+$8.38M
2
CAVM
Cavium, Inc.
CAVM
+$3.19M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$913K
4
PPLI
People Inc
PPLI
+$617K
5
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$597K

Sector Composition

Rank Sector Weight
1 Healthcare 18.26%
2 Technology 16.35%
3 Financials 15.96%
4 Consumer Discretionary 12.78%
5 Communication Services 11.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GT icon
151
Goodyear
GT
$1.78B
$380K 0.12%
16,252
-2,324
-13% -$54.6K
CAT icon
152
Caterpillar
CAT
$386B
$377K 0.12%
2,475
– –
AMGN icon
153
Amgen
AMGN
$221B
$373K 0.12%
1,800
-500
-22% -$98.5K
COTY icon
154
Coty
COTY
$2.43B
$363K 0.11%
28,926
-1,300
-4% -$16.8K
LLY icon
155
Eli Lilly
LLY
$1.08T
$361K 0.11%
3,368
– –
JBL icon
156
Jabil
JBL
$36.1B
$360K 0.11%
13,300
– –
MO icon
157
Altria Group
MO
$112B
$347K 0.11%
5,757
– –
EEM icon
158
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$326K 0.1%
7,594
-1,000
-12% -$43.2K
YUMC icon
159
Yum China
YUMC
$16.4B
$318K 0.1%
9,050
– –
CAG icon
160
Conagra Brands
CAG
$7.14B
$310K 0.1%
9,125
+1,150
+14% +$42K
QCOM icon
161
Qualcomm
QCOM
$175B
$309K 0.1%
+4,292
New +$282K
OXY icon
162
Occidental Petroleum
OXY
$58.2B
$304K 0.1%
3,700
– –
CHDN icon
163
Churchill Downs
CHDN
$6.12B
$299K 0.09%
6,450
– –
FTV icon
164
Fortive
FTV
$18.5B
$298K 0.09%
5,604
– –
GPC icon
165
Genuine Parts
GPC
$18.5B
$298K 0.09%
3,000
– –
TSLA icon
166
Tesla
TSLA
$1.3T
$287K 0.09%
16,260
-1,590
-9% -$33.1K
EFA icon
167
iShares MSCI EAFE ETF
EFA
$79.9B
$277K 0.09%
4,081
– –
DVN icon
168
Devon Energy
DVN
$49.1B
$275K 0.09%
6,890
– –
ADNT icon
169
Adient
ADNT
$1.43B
$270K 0.08%
6,880
+200
+3% +$9.01K
IWN icon
170
iShares Russell 2000 Value ETF
IWN
$14.5B
$267K 0.08%
2,011
-6,780
-77% -$913K
USB icon
171
US Bancorp
USB
$99.7B
$266K 0.08%
5,043
-1,000
-17% -$53K
EBAY icon
172
eBay
EBAY
$48.2B
$264K 0.08%
8,000
+400
+5% +$13.9K
SHW icon
173
Sherwin-Williams
SHW
$87.8B
$262K 0.08%
1,725
– –
SCHG icon
174
Schwab US Large-Cap Growth ETF
SCHG
$63B
$258K 0.08%
25,136
-784
-3% -$7.81K
NLY icon
175
Annaly Capital Management
NLY
$17.1B
$250K 0.08%
6,112
+357
+6% +$15K
5 6
7
8 9

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MPAM
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LDFR
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Regent Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Regent Investment Management held 211 positions worth $319M, up 6.6% from $299M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2018 filing shows 10 new, 53 increased, 76 reduced and 7 closed positions. Its largest new stake was WesBanco: 169,959 shares worth $7.58M. The largest sale was Farmers Capital Bank Corp, an estimated $8.38M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q3 2018 buy was WesBanco: 169,959 shares worth $7.58M.
  • Regent Investment Management added most to Micron Technology in Q3 2018, an estimated $1.31M increase.
  • Regent Investment Management's biggest Q3 2018 reduction was iShares Russell 2000 Value ETF, cutting an estimated $913K.
  • Regent Investment Management fully exited Farmers Capital Bank Corp in Q3 2018, selling an estimated $8.38M.
  • Regent Investment Management's ten largest holdings make up 27% of its $319M portfolio in Q3 2018.
  • Regent Investment Management opened 10 new positions and closed 7 in Q3 2018.
  • Regent Investment Management's portfolio value rose 6.6% quarter-over-quarter to $319M.

Based on Regent Investment Management's 13F filing for Q3 2018, filed 22 Oct 2018.