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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.22%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$7.82M
Cap. Flow
-$3.22M
Cap. Flow %
-1.06%
Top 10 Hldgs %
25.23%
Holding
214
New
4
Increased
56
Reduced
91
Closed
8

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$2.43M
2
UL icon
Unilever
UL
+$1.85M
3
VTRS icon
Viatris
VTRS
+$1.38M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$940K
5
PPLI
People Inc
PPLI
+$772K

Top Sells

Rank Stock Value
1
SYY icon
Sysco
SYY
+$1.43M
2
GE icon
GE Aerospace
GE
+$1.04M
3
MRK icon
Merck
MRK
+$1.01M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$976K
5
HUM icon
Humana
HUM
+$685K

Sector Composition

Rank Sector Weight
1 Healthcare 18.38%
2 Financials 16.16%
3 Technology 15.66%
4 Communication Services 12.04%
5 Consumer Discretionary 11.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
151
Altria Group
MO
$114B
$411K 0.13%
5,757
– –
LRFC
152
DELISTED
Logan Ridge Finance Corp
LRFC
$408K 0.13%
9,340
+2,017
+28% +$98.4K
EEM icon
153
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$405K 0.13%
8,594
-2,000
-19% -$92.5K
UAL icon
154
United Airlines
UAL
$42.1B
$398K 0.13%
5,900
-2,200
-27% -$137K
TDF
155
Templeton Dragon Fund
TDF
$280M
$396K 0.13%
18,400
-1,000
-5% -$21.4K
CAT icon
156
Caterpillar
CAT
$387B
$390K 0.13%
2,475
– –
LH icon
157
Labcorp
LH
$25.9B
$389K 0.13%
2,839
-2,093
-42% -$277K
ATVI
158
DELISTED
Activision Blizzard
ATVI
$387K 0.13%
6,108
– –
SJM icon
159
J.M. Smucker
SJM
$12.8B
$372K 0.12%
2,994
+300
+11% +$33.3K
JBL icon
160
Jabil
JBL
$35.8B
$365K 0.12%
13,900
+500
+4% +$14.2K
DVN icon
161
Devon Energy
DVN
$47.3B
$356K 0.12%
8,590
-150
-2% -$5.68K
MDT icon
162
Medtronic
MDT
$112B
$355K 0.12%
4,400
– –
HI
163
DELISTED
Hillenbrand
HI
$345K 0.11%
7,713
– –
PARA
164
DELISTED
Paramount Global Class B
PARA
$339K 0.11%
5,752
-900
-14% -$51.8K
AAL icon
165
American Airlines Group
AAL
$10.6B
$332K 0.11%
6,375
-200
-3% -$9.96K
EFA icon
166
iShares MSCI EAFE ETF
EFA
$80.2B
$327K 0.11%
4,656
– –
MFIC icon
167
MidCap Financial Investment
MFIC
$804M
$323K 0.11%
19,033
-800
-4% -$14.3K
IWP icon
168
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$311K 0.1%
5,150
– –
EBAY icon
169
eBay
EBAY
$49.7B
$306K 0.1%
8,100
– –
MOS icon
170
The Mosaic Company
MOS
$7.33B
$304K 0.1%
11,846
-1,000
-8% -$23K
GPC icon
171
Genuine Parts
GPC
$18.7B
$301K 0.1%
3,165
– –
LLY icon
172
Eli Lilly
LLY
$1.06T
$299K 0.1%
3,543
– –
OXY icon
173
Occidental Petroleum
OXY
$55.9B
$295K 0.1%
4,000
– –
BX icon
174
Blackstone
BX
$110B
$288K 0.09%
9,000
+1,000
+13% +$32.6K
KKR icon
175
KKR & Co
KKR
$92.3B
$284K 0.09%
13,500
+2,000
+17% +$40.2K
5 6
7
8 9

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Regent Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Regent Investment Management held 214 positions worth $305M, up 2.6% from $297M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management's Q4 2017 filing shows 4 new, 56 increased, 91 reduced and 8 closed positions. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 16,300 shares worth $967K. The largest sale was Sysco, an estimated $1.43M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 20% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q4 2017 buy was WisdomTree Japan Hedged Equity Fund: 16,300 shares worth $967K.
  • Regent Investment Management added most to Alibaba in Q4 2017, an estimated $2.43M increase.
  • Regent Investment Management's biggest Q4 2017 reduction was GE Aerospace, cutting an estimated $1.04M.
  • Regent Investment Management fully exited Sysco in Q4 2017, selling an estimated $1.43M.
  • Regent Investment Management's ten largest holdings make up 25% of its $305M portfolio in Q4 2017.
  • Regent Investment Management opened 4 new positions and closed 8 in Q4 2017.
  • Regent Investment Management's portfolio value rose 2.6% quarter-over-quarter to $305M.

Based on Regent Investment Management's 13F filing for Q4 2017, filed 26 Jan 2018.