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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.57%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$297M
AUM Growth
+$12.8M
Cap. Flow
+$1.71M
Cap. Flow %
0.57%
Top 10 Hldgs %
25.89%
Holding
221
New
10
Increased
48
Reduced
83
Closed
11

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.93M
2
DD icon
DuPont de Nemours
DD
+$1.73M
3
HUM icon
Humana
HUM
+$1.51M
4
MRK icon
Merck
MRK
+$1.33M
5
ANIP icon
ANI Pharmaceuticals
ANIP
+$1.31M

Top Sells

Rank Stock Value
1
DD
Du Pont De Nemours E I
DD
+$1.6M
2
CHTR icon
Charter Communications
CHTR
+$1.54M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.06M
4
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$934K
5
SCHW
Charles Schwab
SCHW
+$915K

Sector Composition

Rank Sector Weight
1 Healthcare 20.45%
2 Financials 15.97%
3 Technology 14.79%
4 Communication Services 12.03%
5 Consumer Discretionary 11.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAT icon
151
Waters Corp
WAT
$39.9B
$402K 0.14%
2,240
– –
CAH icon
152
Cardinal Health
CAH
$55.4B
$395K 0.13%
5,905
-1,675
-22% -$118K
ATVI
153
DELISTED
Activision Blizzard
ATVI
$394K 0.13%
6,108
– –
PARA
154
DELISTED
Paramount Global Class B
PARA
$386K 0.13%
6,652
+300
+5% +$19K
JBL icon
155
Jabil
JBL
$35.8B
$383K 0.13%
13,400
-300
-2% -$9.07K
MO icon
156
Altria Group
MO
$114B
$365K 0.12%
5,757
– –
MFIC icon
157
MidCap Financial Investment
MFIC
$804M
$364K 0.12%
19,833
-260
-1% -$4.84K
MDT icon
158
Medtronic
MDT
$112B
$342K 0.12%
4,400
+200
+5% +$16.6K
KR icon
159
Kroger
KR
$34.8B
$325K 0.11%
16,200
-19,716
-55% -$444K
DVN icon
160
Devon Energy
DVN
$47.3B
$321K 0.11%
8,740
-451
-5% -$14.6K
EFA icon
161
iShares MSCI EAFE ETF
EFA
$80.2B
$318K 0.11%
4,656
– –
AAL icon
162
American Airlines Group
AAL
$10.6B
$312K 0.11%
6,575
-825
-11% -$39.9K
EBAY icon
163
eBay
EBAY
$49.8B
$312K 0.11%
8,100
-500
-6% -$18.2K
CAT icon
164
Caterpillar
CAT
$387B
$309K 0.1%
2,475
– –
GPC icon
165
Genuine Parts
GPC
$18.7B
$303K 0.1%
3,165
– –
LLY icon
166
Eli Lilly
LLY
$1.06T
$303K 0.1%
3,543
-60
-2% -$4.92K
HI
167
DELISTED
Hillenbrand
HI
$300K 0.1%
7,713
– –
IWO icon
168
iShares Russell 2000 Growth ETF
IWO
$15.1B
$300K 0.1%
1,675
– –
CAG icon
169
Conagra Brands
CAG
$7.23B
$293K 0.1%
8,695
– –
STX icon
170
Seagate
STX
$184B
$292K 0.1%
8,800
-2,000
-19% -$68K
IWP icon
171
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$291K 0.1%
5,150
– –
SJM icon
172
J.M. Smucker
SJM
$12.8B
$283K 0.1%
2,694
-100
-4% -$11.4K
TEN
173
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$279K 0.09%
4,600
-200
-4% -$11.2K
MOS icon
174
The Mosaic Company
MOS
$7.33B
$277K 0.09%
+12,846
New +$278K
NLY icon
175
Annaly Capital Management
NLY
$17.4B
$273K 0.09%
5,613
– –
5 6
7
8 9

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Regent Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, Regent Investment Management held 221 positions worth $297M, up 4.5% from $284M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Regent Investment Management's Q3 2017 filing shows 10 new, 48 increased, 83 reduced and 11 closed positions. Its largest new stake was ANI Pharmaceuticals: 27,450 shares worth $1.44M. The largest sale was Du Pont De Nemours E I, an estimated $1.6M.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, up from 20% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q3 2017 buy was ANI Pharmaceuticals: 27,450 shares worth $1.44M.
  • Regent Investment Management added most to Amazon in Q3 2017, an estimated $1.93M increase.
  • Regent Investment Management's biggest Q3 2017 reduction was Charter Communications, cutting an estimated $1.54M.
  • Regent Investment Management fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $1.6M.
  • Regent Investment Management's ten largest holdings make up 26% of its $297M portfolio in Q3 2017.
  • Regent Investment Management opened 10 new positions and closed 11 in Q3 2017.
  • Regent Investment Management's portfolio value rose 4.5% quarter-over-quarter to $297M.

Based on Regent Investment Management's 13F filing for Q3 2017, filed 12 Oct 2017.