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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+6.85%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$69.4M
Cap. Flow
+$58.3M
Cap. Flow %
22.01%
Top 10 Hldgs %
24.65%
Holding
215
New
30
Increased
63
Reduced
63
Closed
12

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$3.51M
2
CHTR icon
Charter Communications
CHTR
+$3.27M
3
CSC
Computer Sciences
CSC
+$3.13M
4
META icon
Meta Platforms (Facebook)
META
+$2.94M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.84M

Top Sells

Rank Stock Value
1
SE
Spectra Energy Corp Wi
SE
+$1.83M
2
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$947K
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$931K
4
PRU icon
Prudential Financial
PRU
+$598K
5
DEO icon
Diageo
DEO
+$574K

Sector Composition

Rank Sector Weight
1 Healthcare 20.96%
2 Financials 16.13%
3 Communication Services 12.92%
4 Technology 12.43%
5 Consumer Discretionary 10.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
151
DuPont de Nemours
DD
$19.2B
$381K 0.14%
2,369
+79
+3% +$12.3K
HUM icon
152
Humana
HUM
$46.2B
$375K 0.14%
1,819
-2,526
-58% -$522K
TDF
153
Templeton Dragon Fund
TDF
$280M
$365K 0.14%
19,400
-2,600
-12% -$46.2K
MDT icon
154
Medtronic
MDT
$112B
$354K 0.13%
4,400
– –
CAG icon
155
Conagra Brands
CAG
$7.23B
$351K 0.13%
8,695
-400
-4% -$16K
MCD icon
156
McDonald's
MCD
$195B
$351K 0.13%
2,705
– –
WAT icon
157
Waters Corp
WAT
$39.9B
$350K 0.13%
+2,240
New +$335K
AAL icon
158
American Airlines Group
AAL
$10.6B
$347K 0.13%
8,200
+1,000
+14% +$45.2K
EEM icon
159
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$339K 0.13%
8,594
– –
ADP icon
160
Automatic Data Processing
ADP
$108B
$336K 0.13%
+3,277
New +$334K
SJM icon
161
J.M. Smucker
SJM
$12.8B
$327K 0.12%
2,494
-300
-11% -$40.8K
YUMC icon
162
Yum China
YUMC
$16.3B
$307K 0.12%
11,300
-250
-2% -$6.68K
SPGI icon
163
S&P Global
SPGI
$120B
$306K 0.12%
+2,342
New +$291K
ATVI
164
DELISTED
Activision Blizzard
ATVI
$305K 0.12%
6,108
– –
LLY icon
165
Eli Lilly
LLY
$1.06T
$303K 0.11%
3,603
-200
-5% -$16K
TEN
166
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$300K 0.11%
4,800
– –
BMRN icon
167
BioMarin Pharmaceuticals
BMRN
$12.4B
$296K 0.11%
3,375
– –
IBM icon
168
IBM
IBM
$224B
$295K 0.11%
1,771
-261
-13% -$43.8K
GPC icon
169
Genuine Parts
GPC
$18.7B
$292K 0.11%
3,165
– –
IWN icon
170
iShares Russell 2000 Value ETF
IWN
$14.6B
$291K 0.11%
2,461
-7,850
-76% -$931K
EFA icon
171
iShares MSCI EAFE ETF
EFA
$80.2B
$290K 0.11%
4,656
– –
EBAY icon
172
eBay
EBAY
$49.8B
$289K 0.11%
8,600
– –
HI
173
DELISTED
Hillenbrand
HI
$277K 0.1%
7,713
– –
IWO icon
174
iShares Russell 2000 Growth ETF
IWO
$15.1B
$271K 0.1%
1,675
– –
IWP icon
175
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$267K 0.1%
5,150
– –
5 6
7
8 9

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YWP
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BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
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TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q1 2017 Portfolio in Review

As of Q1 2017, Regent Investment Management held 215 positions worth $265M, up 36% from $195M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management deployed $58.3M of net new capital in Q1 2017, opening 30 new positions and adding to 63 existing holdings. Its largest new stake was Charter Communications: 10,276 shares worth $3.36M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 24% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $931K trimmed.

  • Regent Investment Management's largest Q1 2017 buy was Charter Communications: 10,276 shares worth $3.36M.
  • Regent Investment Management added most to Comcast in Q1 2017, an estimated $3.51M increase.
  • Regent Investment Management's biggest Q1 2017 reduction was iShares Russell 2000 Value ETF, cutting an estimated $931K.
  • Regent Investment Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $1.83M.
  • Regent Investment Management's ten largest holdings make up 25% of its $265M portfolio in Q1 2017.
  • Regent Investment Management opened 30 new positions and closed 12 in Q1 2017.
  • Regent Investment Management's portfolio value rose 36% quarter-over-quarter to $265M.

Based on Regent Investment Management's 13F filing for Q1 2017, filed 17 Apr 2017.