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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$195M
AUM Growth
+$3M
Cap. Flow
-$2.09M
Cap. Flow %
-1.07%
Top 10 Hldgs %
27.37%
Holding
195
New
9
Increased
44
Reduced
88
Closed
10

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.71M
2
SE
Spectra Energy Corp Wi
SE
+$1.64M
3
BAC icon
Bank of America
BAC
+$925K
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$898K
5
WDC icon
Western Digital
WDC
+$874K

Top Sells

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$932K
2
PG icon
Procter & Gamble
PG
+$874K
3
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$816K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$718K
5
WMB icon
Williams Companies
WMB
+$466K

Sector Composition

Rank Sector Weight
1 Healthcare 24.09%
2 Financials 15.13%
3 Communication Services 11.1%
4 Technology 10.94%
5 Consumer Staples 10.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GT icon
151
Goodyear
GT
$1.85B
$299K 0.15%
+9,700
New +$300K
HI
152
DELISTED
Hillenbrand
HI
$296K 0.15%
7,713
– –
TSCO icon
153
Tractor Supply
TSCO
$18B
$295K 0.15%
19,475
-870
-4% -$12.4K
RDS.B
154
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$295K 0.15%
5,085
-1,100
-18% -$60.2K
OXY icon
155
Occidental Petroleum
OXY
$55.9B
$285K 0.15%
4,000
– –
BMRN icon
156
BioMarin Pharmaceuticals
BMRN
$12.4B
$280K 0.14%
3,375
-75
-2% -$6.45K
LLY icon
157
Eli Lilly
LLY
$1.06T
$280K 0.14%
3,803
-400
-10% -$29.8K
EFA icon
158
iShares MSCI EAFE ETF
EFA
$80.2B
$269K 0.14%
4,656
– –
PARA
159
DELISTED
Paramount Global Class B
PARA
$269K 0.14%
4,227
– –
NLY icon
160
Annaly Capital Management
NLY
$17.4B
$259K 0.13%
6,481
-606
-9% -$24.6K
IWO icon
161
iShares Russell 2000 Growth ETF
IWO
$15B
$258K 0.13%
1,675
-26
-2% -$3.88K
TXRH icon
162
Texas Roadhouse
TXRH
$13.7B
$256K 0.13%
5,300
-400
-7% -$17.6K
EBAY icon
163
eBay
EBAY
$49.8B
$255K 0.13%
8,600
-1,250
-13% -$36.9K
WEB
164
DELISTED
Web.com Group, Inc.
WEB
$254K 0.13%
12,029
+1,800
+18% +$30.5K
IWP icon
165
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$251K 0.13%
5,150
– –
CAT icon
166
Caterpillar
CAT
$387B
$230K 0.12%
2,475
– –
ATVI
167
DELISTED
Activision Blizzard
ATVI
$221K 0.11%
6,108
– –
SRCL
168
DELISTED
Stericycle Inc
SRCL
$220K 0.11%
2,850
+200
+8% +$15.1K
UPS icon
169
United Parcel Service
UPS
$88.9B
$214K 0.11%
1,864
-101
-5% -$11.4K
NSM
170
DELISTED
Nationstar Mortgage Holdings
NSM
$211K 0.11%
+11,700
New +$193K
HSY icon
171
Hershey
HSY
$36.6B
$209K 0.11%
+2,020
New +$199K
M icon
172
Macy's
M
$6.68B
$208K 0.11%
5,800
– –
ZBH icon
173
Zimmer Biomet
ZBH
$18.4B
$206K 0.11%
2,060
+206
+11% +$22.1K
NXPI icon
174
NXP Semiconductors
NXPI
$60.4B
$203K 0.1%
2,070
– –
USA icon
175
Liberty All-Star Equity Fund
USA
$1.85B
$174K 0.09%
33,700
– –
4 5 6
7
8

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MAG
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MPAM
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LDFR
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SAS
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Regent Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Regent Investment Management held 195 positions worth $195M, up 1.6% from $192M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2016 filing shows 9 new, 44 increased, 88 reduced and 10 closed positions. Its largest new stake was Amazon: 43,640 shares worth $1.64M. The largest sale was iShares China Large-Cap ETF, an estimated $932K.

By sector, the portfolio is most concentrated in Healthcare at 24% of assets, down from 26% a quarter earlier, followed by Financials and Communication Services.

  • Regent Investment Management's largest Q4 2016 buy was Amazon: 43,640 shares worth $1.64M.
  • Regent Investment Management added most to Spectra Energy Corp Wi in Q4 2016, an estimated $1.64M increase.
  • Regent Investment Management's biggest Q4 2016 reduction was Procter & Gamble, cutting an estimated $874K.
  • Regent Investment Management fully exited iShares China Large-Cap ETF in Q4 2016, selling an estimated $932K.
  • Regent Investment Management's ten largest holdings make up 27% of its $195M portfolio in Q4 2016.
  • Regent Investment Management opened 9 new positions and closed 10 in Q4 2016.
  • Regent Investment Management's portfolio value rose 1.6% quarter-over-quarter to $195M.

Based on Regent Investment Management's 13F filing for Q4 2016, filed 30 Jan 2017.