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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$192M
AUM Growth
+$8.48M
Cap. Flow
+$3M
Cap. Flow %
1.56%
Top 10 Hldgs %
26.66%
Holding
195
New
13
Increased
44
Reduced
58
Closed
9

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$899K
2
GE icon
GE Aerospace
GE
+$876K
3
T icon
AT&T
T
+$778K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$696K
5
TAP icon
Molson Coors Class B
TAP
+$602K

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$875K
2
M icon
Macy's
M
+$607K
3
WMB icon
Williams Companies
WMB
+$540K
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$471K
5
GM icon
General Motors
GM
+$335K

Sector Composition

Rank Sector Weight
1 Healthcare 25.8%
2 Financials 12.12%
3 Consumer Staples 11.31%
4 Communication Services 11.14%
5 Technology 10.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
151
Annaly Capital Management
NLY
$17.4B
$298K 0.15%
7,087
– –
OXY icon
152
Occidental Petroleum
OXY
$55.9B
$292K 0.15%
4,000
– –
EFA icon
153
iShares MSCI EAFE ETF
EFA
$80.2B
$275K 0.14%
4,656
-20
-0.4% -$1.16K
TSCO icon
154
Tractor Supply
TSCO
$18B
$274K 0.14%
20,345
– –
ATVI
155
DELISTED
Activision Blizzard
ATVI
$271K 0.14%
6,108
– –
CSC
156
DELISTED
Computer Sciences
CSC
$261K 0.14%
+5,000
New +$241K
IWO icon
157
iShares Russell 2000 Growth ETF
IWO
$15B
$253K 0.13%
1,701
– –
IWP icon
158
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$251K 0.13%
5,150
– –
HI
159
DELISTED
Hillenbrand
HI
$244K 0.13%
7,713
– –
BHI
160
DELISTED
Baker Hughes
BHI
$237K 0.12%
4,700
-600
-11% -$28.9K
RDS.A
161
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$235K 0.12%
4,866
-4,241
-47% -$207K
ZBH icon
162
Zimmer Biomet
ZBH
$18.4B
$234K 0.12%
1,854
– –
PARA
163
DELISTED
Paramount Global Class B
PARA
$231K 0.12%
4,227
-300
-7% -$15.9K
TXRH icon
164
Texas Roadhouse
TXRH
$13.7B
$222K 0.12%
5,700
+200
+4% +$8.95K
CAT icon
165
Caterpillar
CAT
$387B
$220K 0.11%
+2,475
New +$202K
BRK.A icon
166
Berkshire Hathaway Class A
BRK.A
$1.12T
$216K 0.11%
1
– –
M icon
167
Macy's
M
$6.68B
$215K 0.11%
5,800
-16,760
-74% -$607K
UPS icon
168
United Parcel Service
UPS
$88.9B
$215K 0.11%
1,965
– –
SRCL
169
DELISTED
Stericycle Inc
SRCL
$212K 0.11%
2,650
– –
NXPI icon
170
NXP Semiconductors
NXPI
$60.4B
$211K 0.11%
+2,070
New +$175K
SE
171
DELISTED
Spectra Energy Corp Wi
SE
$211K 0.11%
+4,930
New +$188K
LPNT
172
DELISTED
LifePoint Health, Inc.
LPNT
$208K 0.11%
3,510
– –
AMID
173
DELISTED
American Midstream Partners, LP
AMID
$202K 0.11%
+13,700
New +$175K
WEB
174
DELISTED
Web.com Group, Inc.
WEB
$177K 0.09%
+10,229
New +$183K
USA icon
175
Liberty All-Star Equity Fund
USA
$1.85B
$175K 0.09%
33,700
+6,000
+22% +$30.9K
4 5 6
7
8

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
Equius Partners Novato, California $324M AUM 8.27% 1-Year Est. Return
TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Regent Investment Management held 195 positions worth $192M, up 4.6% from $184M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2016 filing shows 13 new, 44 increased, 58 reduced and 9 closed positions. Its largest new stake was iShares China Large-Cap ETF: 24,530 shares worth $932K. The largest sale was EMC CORPORATION, an estimated $875K.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, down from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q3 2016 buy was iShares China Large-Cap ETF: 24,530 shares worth $932K.
  • Regent Investment Management added most to GE Aerospace in Q3 2016, an estimated $876K increase.
  • Regent Investment Management's biggest Q3 2016 reduction was Macy's, cutting an estimated $607K.
  • Regent Investment Management fully exited EMC CORPORATION in Q3 2016, selling an estimated $875K.
  • Regent Investment Management's ten largest holdings make up 27% of its $192M portfolio in Q3 2016.
  • Regent Investment Management opened 13 new positions and closed 9 in Q3 2016.
  • Regent Investment Management's portfolio value rose 4.6% quarter-over-quarter to $192M.

Based on Regent Investment Management's 13F filing for Q3 2016, filed 18 Oct 2016.