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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$5.65M
Cap. Flow
-$1.53M
Cap. Flow %
-0.82%
Top 10 Hldgs %
27.35%
Holding
188
New
11
Increased
33
Reduced
85
Closed
7

Top Buys

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$1.61M
2
KND
Kindred Healthcare
KND
+$962K
3
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$943K
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$370K
5
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$356K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.52M
2
KMI icon
Kinder Morgan
KMI
+$828K
3
LRFC
Logan Ridge Finance Corp
LRFC
+$447K
4
M icon
Macy's
M
+$443K
5
VTRS icon
Viatris
VTRS
+$387K

Sector Composition

Rank Sector Weight
1 Healthcare 29.18%
2 Financials 12.52%
3 Consumer Staples 10.75%
4 Technology 9.42%
5 Communication Services 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
151
iShares MSCI EAFE ETF
EFA
$80.2B
$275K 0.15%
4,676
– –
GPC icon
152
Genuine Parts
GPC
$18.7B
$272K 0.15%
3,165
– –
OXY icon
153
Occidental Petroleum
OXY
$55.9B
$270K 0.14%
4,007
– –
SBUX icon
154
Starbucks
SBUX
$120B
$263K 0.14%
4,384
-200
-4% -$12.2K
LPNT
155
DELISTED
LifePoint Health, Inc.
LPNT
$258K 0.14%
3,510
– –
EBAY icon
156
eBay
EBAY
$49.8B
$257K 0.14%
9,350
– –
TEN
157
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$248K 0.13%
5,400
+200
+4% +$10.1K
TXRH icon
158
Texas Roadhouse
TXRH
$13.7B
$247K 0.13%
6,900
– –
HRI icon
159
Herc Holdings
HRI
$5.61B
$245K 0.13%
5,742
– –
RCL icon
160
Royal Caribbean
RCL
$85.6B
$243K 0.13%
2,400
-200
-8% -$19K
IFN
161
Aberdeen India Fund
IFN
$504M
$241K 0.13%
10,606
+1,000
+10% +$24K
IWO icon
162
iShares Russell 2000 Growth ETF
IWO
$15B
$237K 0.13%
1,701
– –
IWP icon
163
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$237K 0.13%
5,150
– –
ATVI
164
DELISTED
Activision Blizzard
ATVI
$236K 0.13%
+6,108
New +$220K
DOC icon
165
Healthpeak Properties
DOC
$14.8B
$233K 0.12%
+6,698
New +$224K
HI
166
DELISTED
Hillenbrand
HI
$229K 0.12%
7,713
– –
CAM
167
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$229K 0.12%
3,625
– –
IWN icon
168
iShares Russell 2000 Value ETF
IWN
$14.6B
$226K 0.12%
2,461
– –
F icon
169
Ford
F
$55.7B
$223K 0.12%
15,829
– –
KKR icon
170
KKR & Co
KKR
$92.3B
$210K 0.11%
13,428
+380
+3% +$6.5K
WDC icon
171
Western Digital
WDC
$150B
$209K 0.11%
4,597
– –
SKX
172
DELISTED
Skechers
SKX
$205K 0.11%
+6,800
New +$227K
CAT icon
173
Caterpillar
CAT
$387B
$203K 0.11%
+2,990
New +$209K
HPE icon
174
Hewlett Packard
HPE
$70.5B
$184K 0.1%
+20,862
New +$175K
TSL
175
DELISTED
Trina Solar Limited
TSL
$138K 0.07%
12,500
-2,000
-14% -$20.6K
4 5 6
7
8

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MAG
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MPAM
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LDFR
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SAS
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Regent Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Regent Investment Management held 188 positions worth $187M, up 3.1% from $181M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2015 filing shows 11 new, 33 increased, 85 reduced and 7 closed positions. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 30,290 shares worth $1.52M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $1.52M.

By sector, the portfolio is most concentrated in Healthcare at 29% of assets, up from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q4 2015 buy was WisdomTree Japan Hedged Equity Fund: 30,290 shares worth $1.52M.
  • Regent Investment Management added most to Merck in Q4 2015, an estimated $354K increase.
  • Regent Investment Management's biggest Q4 2015 reduction was Kinder Morgan, cutting an estimated $828K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q4 2015, selling an estimated $1.52M.
  • Regent Investment Management's ten largest holdings make up 27% of its $187M portfolio in Q4 2015.
  • Regent Investment Management opened 11 new positions and closed 7 in Q4 2015.
  • Regent Investment Management's portfolio value rose 3.1% quarter-over-quarter to $187M.

Based on Regent Investment Management's 13F filing for Q4 2015, filed 14 Jan 2016.