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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-8.91%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$17.2M
Cap. Flow
+$3.06M
Cap. Flow %
1.68%
Top 10 Hldgs %
27.01%
Holding
197
New
12
Increased
72
Reduced
52
Closed
20

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.55M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.61M
3
KHC icon
Kraft Heinz
KHC
+$1.19M
4
KMB icon
Kimberly-Clark
KMB
+$888K
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$836K

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.42M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$1.72M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.61M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$962K
5
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$855K

Sector Composition

Rank Sector Weight
1 Healthcare 28%
2 Financials 12.47%
3 Consumer Staples 10.73%
4 Technology 10.1%
5 Consumer Discretionary 9.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
151
Comcast
CMCSA
$90B
$252K 0.14%
8,860
– –
LPNT
152
DELISTED
LifePoint Health, Inc.
LPNT
$249K 0.14%
3,510
– –
SNP
153
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$248K 0.14%
4,030
-900
-18% -$64.4K
GM icon
154
General Motors
GM
$76.8B
$242K 0.13%
8,050
-3,000
-27% -$91.9K
CRTO icon
155
Criteo S.A. Ordinary Shares
CRTO
$923M
$240K 0.13%
+6,400
New +$293K
IFN
156
Aberdeen India Fund
IFN
$504M
$234K 0.13%
9,606
-500
-5% -$13K
TEN
157
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$233K 0.13%
5,200
-600
-10% -$29.3K
RCL icon
158
Royal Caribbean
RCL
$85.6B
$232K 0.13%
2,600
-1,000
-28% -$87.8K
EBAY icon
159
eBay
EBAY
$49.8B
$229K 0.13%
9,350
-12,866
-58% -$346K
IWO icon
160
iShares Russell 2000 Growth ETF
IWO
$15B
$228K 0.13%
1,701
-10,880
-86% -$1.61M
IWP icon
161
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$228K 0.13%
5,150
– –
IWN icon
162
iShares Russell 2000 Value ETF
IWN
$14.6B
$222K 0.12%
2,461
– –
CAM
163
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$222K 0.12%
+3,625
New +$200K
KKR icon
164
KKR & Co
KKR
$92.3B
$219K 0.12%
13,048
+3,900
+43% +$82.9K
F icon
165
Ford
F
$55.7B
$215K 0.12%
15,829
-475
-3% -$6.79K
PPLI
166
People Inc
PPLI
$3.1B
$203K 0.11%
+17,374
New +$231K
WEB
167
DELISTED
Web.com Group, Inc.
WEB
$202K 0.11%
9,588
+400
+4% +$9.19K
HI
168
DELISTED
Hillenbrand
HI
$201K 0.11%
7,713
– –
TSL
169
DELISTED
Trina Solar Limited
TSL
$130K 0.07%
+14,500
New +$137K
FLEX icon
170
Flex
FLEX
$44.8B
$124K 0.07%
15,592
-1,327
-8% -$10.8K
BGC icon
171
BGC Group
BGC
$4.89B
$99K 0.05%
18,660
+7,775
+71% +$45.2K
EXG icon
172
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$88K 0.05%
10,500
+8,500
+425% +$80K
SGF
173
DELISTED
Aberdeen Singapore Fund
SGF
$86K 0.05%
10,000
– –
ENFY
174
DELISTED
Enlightify Inc
ENFY
$17K 0.01%
833
– –
BAX icon
175
Baxter International
BAX
$14.2B
– –
-10,033
Closed -$381K
4 5 6
7
8

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Regent Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Regent Investment Management held 197 positions worth $181M, down 8.7% from $199M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2015 filing shows 12 new, 72 increased, 52 reduced and 20 closed positions. Its largest new stake was Alphabet (Google) Class A: 79,080 shares worth $2.52M. The largest sale was Alphabet (Google) Class C, an estimated $2.42M.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, up from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q3 2015 buy was Alphabet (Google) Class A: 79,080 shares worth $2.52M.
  • Regent Investment Management added most to Kimberly-Clark in Q3 2015, an estimated $888K increase.
  • Regent Investment Management's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $2.42M.
  • Regent Investment Management fully exited iShares China Large-Cap ETF in Q3 2015, selling an estimated $1.72M.
  • Regent Investment Management's ten largest holdings make up 27% of its $181M portfolio in Q3 2015.
  • Regent Investment Management opened 12 new positions and closed 20 in Q3 2015.
  • Regent Investment Management's portfolio value fell 8.7% quarter-over-quarter to $181M.

Based on Regent Investment Management's 13F filing for Q3 2015, filed 16 Oct 2015.