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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+1%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$199M
AUM Growth
+$1.48M
Cap. Flow
+$675K
Cap. Flow %
0.34%
Top 10 Hldgs %
27.15%
Holding
197
New
7
Increased
49
Reduced
64
Closed
12

Top Buys

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$975K
2
AGN
Allergan plc
AGN
+$816K
3
JPM icon
JPMorgan Chase
JPM
+$801K
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$551K
5
LRFC
Logan Ridge Finance Corp
LRFC
+$502K

Top Sells

Rank Stock Value
1
CAG icon
Conagra Brands
CAG
+$964K
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$881K
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$560K
4
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$464K
5
MDT icon
Medtronic
MDT
+$306K

Sector Composition

Rank Sector Weight
1 Healthcare 28%
2 Financials 12.33%
3 Technology 9.75%
4 Consumer Discretionary 9.44%
5 Energy 8.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDC icon
151
Western Digital
WDC
$150B
$273K 0.14%
4,597
– –
PCL
152
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$273K 0.14%
6,733
– –
MCD icon
153
McDonald's
MCD
$195B
$271K 0.14%
2,855
– –
IFN
154
Aberdeen India Fund
IFN
$504M
$268K 0.13%
10,106
– –
BX icon
155
Blackstone
BX
$110B
$266K 0.13%
6,624
-509
-7% -$20.9K
CMCSA icon
156
Comcast
CMCSA
$90B
$266K 0.13%
8,860
– –
PAA icon
157
Plains All American Pipeline
PAA
$16.1B
$266K 0.13%
6,100
+300
+5% +$14.4K
SJM icon
158
J.M. Smucker
SJM
$12.8B
$265K 0.13%
2,444
-525
-18% -$60.8K
SPY icon
159
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$257K 0.13%
+1,250
New +$263K
IWN icon
160
iShares Russell 2000 Value ETF
IWN
$14.6B
$251K 0.13%
2,461
– –
IWP icon
161
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$249K 0.13%
5,150
-17,840
-78% -$881K
SBUX icon
162
Starbucks
SBUX
$120B
$246K 0.12%
4,584
-2,550
-36% -$129K
YHOO
163
DELISTED
Yahoo Inc
YHOO
$246K 0.12%
6,250
-200
-3% -$8.59K
F icon
164
Ford
F
$55.7B
$245K 0.12%
16,304
– –
TXRH icon
165
Texas Roadhouse
TXRH
$13.7B
$243K 0.12%
6,500
– –
HI
166
DELISTED
Hillenbrand
HI
$237K 0.12%
7,713
– –
WEB
167
DELISTED
Web.com Group, Inc.
WEB
$223K 0.11%
+9,188
New +$199K
ETP
168
DELISTED
Energy Transfer Partners L.p.
ETP
$223K 0.11%
4,278
+848
+25% +$47.3K
DCP
169
DELISTED
DCP Midstream, LP
DCP
$221K 0.11%
7,195
-1,200
-14% -$45K
CCL icon
170
Carnival Corporation Ltd
CCL
$39.7B
$212K 0.11%
+4,300
New +$203K
SCHB icon
171
Schwab US Broad Market ETF
SCHB
$44.9B
$211K 0.11%
25,176
-1,590
-6% -$13.6K
KKR icon
172
KKR & Co
KKR
$92.3B
$209K 0.11%
9,148
+800
+10% +$18.4K
PFE icon
173
Pfizer
PFE
$153B
$189K 0.1%
5,937
– –
FLEX icon
174
Flex
FLEX
$44.8B
$144K 0.07%
16,919
-266
-2% -$2.45K
SGF
175
DELISTED
Aberdeen Singapore Fund
SGF
$111K 0.06%
10,000
– –
4 5 6
7
8

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MAG
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MPAM
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LDFR
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SAS
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EP
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Regent Investment Management's Q2 2015 Portfolio in Review

As of Q2 2015, Regent Investment Management held 197 positions worth $199M, up 0.75% from $197M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q2 2015 filing shows 7 new, 49 increased, 64 reduced and 12 closed positions. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 16,820 shares worth $962K. The largest sale was Conagra Brands, an estimated $964K.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, up from 27% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q2 2015 buy was WisdomTree Japan Hedged Equity Fund: 16,820 shares worth $962K.
  • Regent Investment Management added most to Allergan plc in Q2 2015, an estimated $816K increase.
  • Regent Investment Management's biggest Q2 2015 reduction was Conagra Brands, cutting an estimated $964K.
  • Regent Investment Management fully exited State Street Health Care Select Sector SPDR ETF in Q2 2015, selling an estimated $560K.
  • Regent Investment Management's ten largest holdings make up 27% of its $199M portfolio in Q2 2015.
  • Regent Investment Management opened 7 new positions and closed 12 in Q2 2015.
  • Regent Investment Management's portfolio value rose 0.75% quarter-over-quarter to $199M.

Based on Regent Investment Management's 13F filing for Q2 2015, filed 15 Jul 2015.