RIM

Regent Investment Management Portfolio holdings

AUM $373M
This Quarter Return
+5.81%
1 Year Return
-10.22%
3 Year Return
+44.01%
5 Year Return
+79.04%
10 Year Return
–
AUM
$195M
AUM Growth
+$195M
Cap. Flow
-$8.2M
Cap. Flow %
-4.21%
Top 10 Hldgs %
24.7%
Holding
205
New
15
Increased
43
Reduced
81
Closed
11

Top Buys

1
IWO icon
iShares Russell 2000 Growth ETF
IWO
$1.55M
2
BUD icon
AB InBev
BUD
$733K
3
BHI
Baker Hughes
BHI
$599K
4
XLV icon
Health Care Select Sector SPDR Fund
XLV
$528K
5
LMRK
Landmark Infrastructure Partners LP Common Units
LMRK
$470K

Top Sells

1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
$1.69M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
$1.05M
3
HRI icon
Herc Holdings
HRI
$734K
4
DEO icon
Diageo
DEO
$723K
5
DIS icon
Walt Disney
DIS
$650K

Sector Composition

1 Healthcare 25.85%
2 Financials 11.43%
3 Technology 10.5%
4 Energy 10.46%
5 Consumer Staples 9.82%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TEN
151
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$306K 0.16%
5,400
-400
-7% -$22.7K
CIEN icon
152
Ciena
CIEN
$13.1B
$301K 0.15%
15,500
-7,450
-32% -$145K
RDS.A
153
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$297K 0.15%
4,434
– –
SCHB icon
154
Schwab US Broad Market ETF
SCHB
$35.8B
$296K 0.15%
+5,936
New +$296K
SBUX icon
155
Starbucks
SBUX
$99.7B
$293K 0.15%
3,567
+400
+13% +$32.9K
NPSP
156
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$290K 0.15%
8,100
-2,200
-21% -$78.8K
BF.B icon
157
Brown-Forman Class B
BF.B
$13.9B
$282K 0.14%
3,206
+502
+19% +$44.2K
PAA icon
158
Plains All American Pipeline
PAA
$12.5B
$282K 0.14%
+5,500
New +$282K
F icon
159
Ford
F
$47.3B
$281K 0.14%
18,104
+332
+2% +$5.15K
BYM icon
160
BlackRock Municipal Income Quality Trust
BYM
$273M
$280K 0.14%
19,440
– –
AAL icon
161
American Airlines Group
AAL
$8.74B
$279K 0.14%
+5,200
New +$279K
SU icon
162
Suncor Energy
SU
$50.3B
$272K 0.14%
8,551
-150
-2% -$4.77K
HI icon
163
Hillenbrand
HI
$1.75B
$266K 0.14%
7,713
– –
AAP icon
164
Advance Auto Parts
AAP
$3.61B
$256K 0.13%
+1,610
New +$256K
SWKS icon
165
Skyworks Solutions
SWKS
$10.8B
$255K 0.13%
+3,510
New +$255K
LPNT
166
DELISTED
LifePoint Health, Inc.
LPNT
$252K 0.13%
3,510
– –
IWN icon
167
iShares Russell 2000 Value ETF
IWN
$11.7B
$250K 0.13%
2,461
– –
CAM
168
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$247K 0.13%
4,950
– –
TXRH icon
169
Texas Roadhouse
TXRH
$11.4B
$246K 0.13%
+7,300
New +$246K
MWE
170
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$244K 0.13%
3,635
– –
PFE icon
171
Pfizer
PFE
$142B
$243K 0.12%
7,803
– –
AGN
172
DELISTED
Allergan plc
AGN
$243K 0.12%
945
-75
-7% -$19.3K
UPS icon
173
United Parcel Service
UPS
$72.6B
$241K 0.12%
2,165
+25
+1% +$2.78K
CMCSA icon
174
Comcast
CMCSA
$126B
$240K 0.12%
4,130
– –
IWP icon
175
iShares Russell Mid-Cap Growth ETF
IWP
$20.3B
$240K 0.12%
2,575
-11,240
-81% -$1.05M
5 6
7
8 9