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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$189M
AUM Growth
+$10.9M
Cap. Flow
+$8.72M
Cap. Flow %
4.61%
Top 10 Hldgs %
23.02%
Holding
202
New
17
Increased
68
Reduced
53
Closed
14

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$944K
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$792K
3
LLY icon
Eli Lilly
LLY
+$761K
4
VZ icon
Verizon
VZ
+$706K
5
CELG
Celgene Corp
CELG
+$684K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.01M
2
SE
Spectra Energy Corp Wi
SE
+$637K
3
VOD icon
Vodafone
VOD
+$630K
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$530K
5
IYT icon
iShares US Transportation ETF
IYT
+$528K

Sector Composition

Rank Sector Weight
1 Healthcare 23.24%
2 Consumer Staples 11.99%
3 Financials 11.89%
4 Energy 11.42%
5 Technology 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSM icon
151
TSMC
TSM
$2.18T
$271K 0.14%
13,523
+2,000
+17% +$35.8K
YONG
152
DELISTED
YONGYE INTERNATIONAL, INC. COMMON STOCK
YONG
$267K 0.14%
39,175
-4,500
-10% -$28.7K
BYM
153
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$263K 0.14%
19,440
+1,440
+8% +$19.3K
PGX icon
154
Invesco Preferred ETF
PGX
$3.78B
$262K 0.14%
18,400
+3,000
+19% +$41.9K
TFC icon
155
Truist Financial
TFC
$64B
$262K 0.14%
6,517
– –
GPC icon
156
Genuine Parts
GPC
$18.7B
$261K 0.14%
3,000
– –
UPS icon
157
United Parcel Service
UPS
$88.9B
$260K 0.14%
+2,674
New +$261K
BMRN icon
158
BioMarin Pharmaceuticals
BMRN
$12.4B
$259K 0.14%
3,790
+190
+5% +$14K
PFE icon
159
Pfizer
PFE
$153B
$251K 0.13%
8,224
– –
HI
160
DELISTED
Hillenbrand
HI
$249K 0.13%
+7,713
New +$228K
CMCSA icon
161
Comcast
CMCSA
$90B
$247K 0.13%
9,860
– –
BF.B icon
162
Brown-Forman Class B
BF.B
$13.1B
$243K 0.13%
8,450
-2,188
-21% -$57.4K
MWE
163
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$237K 0.13%
3,635
– –
NLY icon
164
Annaly Capital Management
NLY
$17.4B
$232K 0.12%
5,293
-1,250
-19% -$54K
F icon
165
Ford
F
$55.7B
$224K 0.12%
14,372
+3,000
+26% +$46.4K
MAT icon
166
Mattel
MAT
$4.23B
$222K 0.12%
5,525
– –
CAH icon
167
Cardinal Health
CAH
$55.4B
$217K 0.11%
3,100
– –
FLEX icon
168
Flex
FLEX
$44.8B
$214K 0.11%
30,687
+3,981
+15% +$25.7K
PGF icon
169
Invesco Financial Preferred ETF
PGF
$672M
$213K 0.11%
11,950
– –
AGN
170
DELISTED
Allergan plc
AGN
$210K 0.11%
+1,020
New +$202K
TAP icon
171
Molson Coors Class B
TAP
$8.09B
$202K 0.11%
+3,425
New +$191K
KFN
172
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$171K 0.09%
14,800
– –
SGF
173
DELISTED
Aberdeen Singapore Fund
SGF
$137K 0.07%
11,000
– –
PBR icon
174
Petrobras
PBR
$116B
$133K 0.07%
+10,077
New +$118K
BSD
175
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$130K 0.07%
+10,132
New +$128K
4 5 6
7
8

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MPAM
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Regent Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Regent Investment Management held 202 positions worth $189M, up 6.1% from $178M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Regent Investment Management deployed $8.72M of net new capital in Q1 2014, opening 17 new positions and adding to 68 existing holdings. Its largest new stake was Eli Lilly: 13,630 shares worth $802K.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was Vodafone, an estimated $630K trimmed.

  • Regent Investment Management's largest Q1 2014 buy was Eli Lilly: 13,630 shares worth $802K.
  • Regent Investment Management added most to Procter & Gamble in Q1 2014, an estimated $944K increase.
  • Regent Investment Management's biggest Q1 2014 reduction was Vodafone, cutting an estimated $630K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q1 2014, selling an estimated $1.01M.
  • Regent Investment Management's ten largest holdings make up 23% of its $189M portfolio in Q1 2014.
  • Regent Investment Management opened 17 new positions and closed 14 in Q1 2014.
  • Regent Investment Management's portfolio value rose 6.1% quarter-over-quarter to $189M.

Based on Regent Investment Management's 13F filing for Q1 2014, filed 14 Apr 2014.