RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-10.22%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$151M
AUM Growth
+$21.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
180
New
Increased
Reduced
Closed

Top Buys

1
+$1.72M
2
+$1.26M
3
+$1.15M
4
PEP icon
PepsiCo
PEP
+$692K
5
AAPL icon
Apple
AAPL
+$685K

Top Sells

1
+$1.21M
2
+$651K
3
+$461K
4
IYT icon
iShares US Transportation ETF
IYT
+$418K
5
DE icon
Deere & Co
DE
+$416K

Sector Composition

1 Healthcare 21.31%
2 Energy 12.96%
3 Consumer Staples 12.2%
4 Financials 11.8%
5 Technology 10.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
$211K 0.14%
+2,535
152
$200K 0.13%
8,043
-143
153
$186K 0.12%
+25,500
154
$178K 0.12%
+10,523
155
$175K 0.12%
+10,372
156
$165K 0.11%
24,052
157
$157K 0.1%
12,000
158
$156K 0.1%
10,077
159
$153K 0.1%
14,800
-2,000
160
$141K 0.09%
480
-40
161
$58K 0.04%
12,000
162
$24K 0.02%
32,400
163
$6K ﹤0.01%
100,950
164
$2K ﹤0.01%
23,400
-1,000
165
– –
-7,770
166
– –
-15,200
167
– –
-5,734
168
– –
-26,998
169
– –
-2,050
170
– –
-22
171
– –
-4,000
172
– –
-3,000
173
– –
-13,160
174
$0 ﹤0.01%
10,926
175
$0 ﹤0.01%
15,000
4 5 6
7
8