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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+2.73%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$130M
AUM Growth
–
Cap. Flow
+$130M
Cap. Flow %
100.4%
Top 10 Hldgs %
22.38%
Holding
163
New
163
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
FFKT
Farmers Capital Bank Corp
FFKT
+$3.48M
2
CVS icon
CVS Health
CVS
+$3.38M
3
JNJ icon
Johnson & Johnson
JNJ
+$3.32M
4
WBA
Walgreens Boots Alliance
WBA
+$3.21M
5
CVX icon
Chevron
CVX
+$3.01M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Healthcare 21.54%
2 Energy 13.46%
3 Consumer Staples 12.67%
4 Financials 11.38%
5 Technology 9.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEON icon
151
VEON
VEON
$3.95B
$131K 0.1%
+520
New +$142K
AUY
152
DELISTED
Yamana Gold, Inc.
AUY
$125K 0.1%
+13,160
New +$154K
ENFY
153
DELISTED
Enlightify Inc
ENFY
$70K 0.05%
+2,050
New +$73.3K
ANH
154
DELISTED
Anworth Mortgage Asset Corporation
ANH
$67K 0.05%
+12,000
New +$71.2K
TPI
155
DELISTED
TIANYIN PHARMACEUTICAL
TPI
$16K 0.01%
+32,400
New +$19.1K
CRESW
156
DELISTED
CRESUD S.A.C.I.F. YA WTS ON SHS
CRESW
$3K ﹤0.01%
+100,950
New +$3K
CPHI icon
157
China Pharma Holdings
CPHI
$45.8M
$2K ﹤0.01%
+22
New +$2.57K
CAST
158
DELISTED
ChinaCast Education Corporation Common Stock
CAST
$2K ﹤0.01%
+24,400
New +$2K
CBP
159
DELISTED
CHINA BOTANIC PHARMACEUTICAL INC COM STK (NV)
CBP
$0 ﹤0.01%
+10,926
New –
YUII
160
DELISTED
YUHE INTERNATIONAL, INC. COMMON STOCK (NV)
YUII
$0 ﹤0.01%
+15,000
New –
WATG
161
DELISTED
Wonder Auto Technology, Inc. Common Stock
WATG
$0 ﹤0.01%
+16,000
New –
HQS
162
DELISTED
HQ Sustainable Maritime Industries, Inc. New Common Stock
HQS
$0 ﹤0.01%
+10,200
New –
3 4 5 6
7

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Regent Investment Management's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for Regent Investment Management, which disclosed 163 positions worth $130M. Its ten largest holdings account for 22% of the portfolio.

Its largest position is Farmers Capital Bank Corp: 172,202 shares worth $3.73M.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, followed by Energy and Consumer Staples.

  • Regent Investment Management's largest Q2 2013 buy was Farmers Capital Bank Corp: 172,202 shares worth $3.73M.
  • Regent Investment Management's ten largest holdings make up 22% of its $130M portfolio in Q2 2013.
  • Regent Investment Management disclosed 163 positions in Q2 2013, its first 13F filing on record.

Based on Regent Investment Management's 13F filing for Q2 2013, filed 15 Jul 2013.