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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+10.63%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$459M
AUM Growth
+$41.2M
Cap. Flow
+$4.23M
Cap. Flow %
0.92%
Top 10 Hldgs %
35.67%
Holding
225
New
11
Increased
71
Reduced
64
Closed
5

Top Buys

Rank Stock Value
1
AXP icon
American Express
AXP
+$1.68M
2
GS icon
Goldman Sachs
GS
+$859K
3
MSFT icon
Microsoft
MSFT
+$611K
4
CLF icon
Cleveland-Cliffs
CLF
+$551K
5
AMZN icon
Amazon
AMZN
+$503K

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$1.03M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$929K
3
MS icon
Morgan Stanley
MS
+$859K
4
BF.B icon
Brown-Forman Class B
BF.B
+$774K
5
VALE icon
Vale
VALE
+$496K

Sector Composition

Rank Sector Weight
1 Technology 24.44%
2 Healthcare 18.83%
3 Communication Services 13.01%
4 Financials 12.2%
5 Consumer Discretionary 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHG icon
126
Schwab US Large-Cap Growth ETF
SCHG
$63B
$620K 0.14%
30,272
-240
-0.8% -$4.8K
BF.A icon
127
Brown-Forman Class A
BF.A
$13.2B
$614K 0.13%
9,054
+744
+9% +$49.5K
RIO icon
128
Rio Tinto
RIO
$166B
$612K 0.13%
9,140
-400
-4% -$25.9K
WHR icon
129
Whirlpool
WHR
$2.75B
$602K 0.13%
2,565
– –
TMUS icon
130
T-Mobile US
TMUS
$191B
$580K 0.13%
5,000
+2,550
+104% +$300K
ETN icon
131
Eaton
ETN
$173B
$572K 0.12%
3,313
– –
JBL icon
132
Jabil
JBL
$35.3B
$559K 0.12%
7,950
– –
CLF icon
133
Cleveland-Cliffs
CLF
$7.13B
$557K 0.12%
+25,600
New +$551K
LNC icon
134
Lincoln National
LNC
$8.75B
$555K 0.12%
8,132
– –
XLK icon
135
State Street Technology Select Sector SPDR ETF
XLK
$122B
$554K 0.12%
6,376
– –
VTRS icon
136
Viatris
VTRS
$18.7B
$536K 0.12%
39,621
-8,797
-18% -$117K
BIDU icon
137
Baidu
BIDU
$37.1B
$534K 0.12%
3,590
-715
-17% -$112K
LITE icon
138
Lumentum
LITE
$63.3B
$533K 0.12%
5,035
-240
-5% -$21.9K
AIG icon
139
American International
AIG
$40.6B
$532K 0.12%
9,358
-259
-3% -$14.7K
ATO icon
140
Atmos Energy
ATO
$28.4B
$524K 0.11%
5,000
– –
KKR icon
141
KKR & Co
KKR
$93.2B
$522K 0.11%
7,000
– –
VALE icon
142
Vale
VALE
$63.4B
$519K 0.11%
37,050
-37,300
-50% -$496K
VICI icon
143
VICI Properties
VICI
$28.7B
$519K 0.11%
17,245
-800
-4% -$23.2K
STX icon
144
Seagate
STX
$182B
$508K 0.11%
4,500
– –
MTUM icon
145
iShares MSCI USA Momentum Factor ETF
MTUM
$25.4B
$505K 0.11%
2,778
+453
+19% +$83.5K
MAIN icon
146
Main Street Capital
MAIN
$5.47B
$489K 0.11%
10,900
– –
HSIC icon
147
Henry Schein
HSIC
$9.82B
$481K 0.1%
6,200
– –
CAT icon
148
Caterpillar
CAT
$385B
$476K 0.1%
2,300
– –
KR icon
149
Kroger
KR
$34.6B
$475K 0.1%
10,500
– –
WAT icon
150
Waters Corp
WAT
$40.4B
$462K 0.1%
1,240
– –
4 5
6
7 8

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MPAM
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LDFR
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SAS
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Regent Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Regent Investment Management held 225 positions worth $459M, up 9.9% from $418M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q4 2021 filing shows 11 new, 71 increased, 64 reduced and 5 closed positions. Its largest new stake was Cleveland-Cliffs: 25,600 shares worth $557K. The largest sale was iShares Core Dividend Growth ETF, an estimated $1.03M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q4 2021 buy was Cleveland-Cliffs: 25,600 shares worth $557K.
  • Regent Investment Management added most to American Express in Q4 2021, an estimated $1.68M increase.
  • Regent Investment Management's biggest Q4 2021 reduction was iShares Core Dividend Growth ETF, cutting an estimated $1.03M.
  • Regent Investment Management fully exited Canadian Solar in Q4 2021, selling an estimated $270K.
  • Regent Investment Management's ten largest holdings make up 36% of its $459M portfolio in Q4 2021.
  • Regent Investment Management opened 11 new positions and closed 5 in Q4 2021.
  • Regent Investment Management's portfolio value rose 9.9% quarter-over-quarter to $459M.

Based on Regent Investment Management's 13F filing for Q4 2021, filed 27 Jan 2022.