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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-0.66%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$418M
AUM Growth
-$9.03M
Cap. Flow
-$2.25M
Cap. Flow %
-0.54%
Top 10 Hldgs %
35.1%
Holding
220
New
10
Increased
58
Reduced
69
Closed
6

Top Buys

Rank Stock Value
1
FCX icon
Freeport-McMoran
FCX
+$2.51M
2
XYZ
Block Inc
XYZ
+$1.13M
3
AMZN icon
Amazon
AMZN
+$1.05M
4
PVH icon
PVH
PVH
+$1.05M
5
BIDU icon
Baidu
BIDU
+$448K

Top Sells

Rank Stock Value
1
BF.B icon
Brown-Forman Class B
BF.B
+$3.43M
2
META icon
Meta Platforms (Facebook)
META
+$1.16M
3
BABA icon
Alibaba
BABA
+$1.15M
4
CSCO icon
Cisco
CSCO
+$934K
5
AAPL icon
Apple
AAPL
+$782K

Sector Composition

Rank Sector Weight
1 Technology 22.36%
2 Healthcare 18.4%
3 Communication Services 14.15%
4 Financials 12.75%
5 Consumer Discretionary 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EAT icon
126
Brinker International
EAT
$9.76B
$616K 0.15%
12,565
+4,515
+56% +$246K
MA icon
127
Mastercard
MA
$493B
$595K 0.14%
1,710
– –
LAMR icon
128
Lamar Advertising Co
LAMR
$15.7B
$593K 0.14%
5,225
-140
-3% -$15.3K
QUAL icon
129
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$583K 0.14%
4,429
+139
+3% +$19.1K
COST icon
130
Costco
COST
$423B
$567K 0.14%
1,262
– –
SCHG icon
131
Schwab US Large-Cap Growth ETF
SCHG
$63B
$565K 0.14%
30,512
-280
-0.9% -$5.33K
LNC icon
132
Lincoln National
LNC
$8.75B
$559K 0.13%
8,132
– –
ITW icon
133
Illinois Tool Works
ITW
$83.9B
$544K 0.13%
2,635
-100
-4% -$22.5K
MCD icon
134
McDonald's
MCD
$194B
$534K 0.13%
2,213
-60
-3% -$14.3K
GLOP
135
DELISTED
GASLOG PARTNERS LP
GLOP
$530K 0.13%
109,882
+10,000
+10% +$43.2K
AIG icon
136
American International
AIG
$40.6B
$528K 0.13%
9,617
-500
-5% -$25.8K
WHR icon
137
Whirlpool
WHR
$2.75B
$523K 0.13%
2,565
-15
-0.6% -$3.29K
BF.A icon
138
Brown-Forman Class A
BF.A
$13.2B
$521K 0.12%
8,310
– –
VICI icon
139
VICI Properties
VICI
$28.7B
$513K 0.12%
18,045
+2,020
+13% +$61.6K
ETN icon
140
Eaton
ETN
$173B
$494K 0.12%
3,313
– –
XLK icon
141
State Street Technology Select Sector SPDR ETF
XLK
$122B
$476K 0.11%
6,376
– –
EBAY icon
142
eBay
EBAY
$47.9B
$474K 0.11%
6,800
– –
HSIC icon
143
Henry Schein
HSIC
$9.82B
$472K 0.11%
6,200
– –
MDT icon
144
Medtronic
MDT
$114B
$471K 0.11%
3,757
+60
+2% +$7.77K
JBL icon
145
Jabil
JBL
$35.3B
$464K 0.11%
7,950
– –
FL
146
DELISTED
Foot Locker
FL
$461K 0.11%
10,090
-860
-8% -$47.8K
HIG icon
147
Hartford Financial Services
HIG
$38.7B
$457K 0.11%
6,500
– –
MAIN icon
148
Main Street Capital
MAIN
$5.47B
$448K 0.11%
10,900
– –
WAT icon
149
Waters Corp
WAT
$40.4B
$443K 0.11%
1,240
– –
CAT icon
150
Caterpillar
CAT
$385B
$442K 0.11%
2,300
– –
4 5
6
7 8

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MAG
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MPAM
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LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Regent Investment Management held 220 positions worth $418M, down 2.1% from $427M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Regent Investment Management's Q3 2021 filing shows 10 new, 58 increased, 69 reduced and 6 closed positions. Its largest new stake was PVH: 9,735 shares worth $1M. The largest sale was Brown-Forman Class B, an estimated $3.43M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q3 2021 buy was PVH: 9,735 shares worth $1M.
  • Regent Investment Management added most to Freeport-McMoran in Q3 2021, an estimated $2.51M increase.
  • Regent Investment Management's biggest Q3 2021 reduction was Brown-Forman Class B, cutting an estimated $3.43M.
  • Regent Investment Management fully exited PPL Corp in Q3 2021, selling an estimated $741K.
  • Regent Investment Management's ten largest holdings make up 35% of its $418M portfolio in Q3 2021.
  • Regent Investment Management opened 10 new positions and closed 6 in Q3 2021.
  • Regent Investment Management's portfolio value fell 2.1% quarter-over-quarter to $418M.

Based on Regent Investment Management's 13F filing for Q3 2021, filed 21 Oct 2021.