We are live on ! Find out more
RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+11.03%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$323M
AUM Growth
+$22.4M
Cap. Flow
-$5.53M
Cap. Flow %
-1.71%
Top 10 Hldgs %
36.21%
Holding
196
New
10
Increased
43
Reduced
99
Closed
7

Top Buys

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$3.12M
2
RTX icon
RTX Corp
RTX
+$915K
3
MCHI icon
iShares MSCI China ETF
MCHI
+$598K
4
AMZN icon
Amazon
AMZN
+$590K
5
LITE icon
Lumentum
LITE
+$376K

Top Sells

Rank Stock Value
1
PPLI
People Inc
PPLI
+$2.87M
2
BF.B icon
Brown-Forman Class B
BF.B
+$2.47M
3
AAPL icon
Apple
AAPL
+$655K
4
PG icon
Procter & Gamble
PG
+$479K
5
JNJ icon
Johnson & Johnson
JNJ
+$463K

Sector Composition

Rank Sector Weight
1 Technology 23.07%
2 Healthcare 19.63%
3 Communication Services 14.04%
4 Financials 11.41%
5 Consumer Discretionary 10.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBAY icon
126
eBay
EBAY
$47.2B
$443K 0.14%
8,500
-500
-6% -$27.5K
PANW icon
127
Palo Alto Networks
PANW
$313B
$434K 0.13%
10,650
– –
CI icon
128
Cigna
CI
$72.4B
$421K 0.13%
2,487
– –
SPGI icon
129
S&P Global
SPGI
$120B
$421K 0.13%
1,168
-45
-4% -$15.9K
CAH icon
130
Cardinal Health
CAH
$56.3B
$411K 0.13%
8,750
-1,000
-10% -$51.3K
ULTA icon
131
Ulta Beauty
ULTA
$23.3B
$407K 0.13%
1,818
-35
-2% -$7.53K
KHC icon
132
Kraft Heinz
KHC
$29.2B
$393K 0.12%
13,120
-1,000
-7% -$33.3K
LHCG
133
DELISTED
LHC Group LLC
LHCG
$389K 0.12%
1,830
– –
GILD icon
134
Gilead Sciences
GILD
$168B
$384K 0.12%
6,070
-50
-0.8% -$3.47K
ETN icon
135
Eaton
ETN
$178B
$377K 0.12%
3,693
– –
QUAL icon
136
iShares MSCI USA Quality Factor ETF
QUAL
$48B
$371K 0.11%
3,572
+296
+9% +$30.3K
ATVI
137
DELISTED
Activision Blizzard
ATVI
$369K 0.11%
4,555
-2,554
-36% -$207K
XLK icon
138
State Street Technology Select Sector SPDR ETF
XLK
$122B
$366K 0.11%
6,276
+550
+10% +$31.1K
GLOP
139
DELISTED
GASLOG PARTNERS LP
GLOP
$365K 0.11%
108,582
+4,159
+4% +$16.5K
HSIC icon
140
Henry Schein
HSIC
$9.94B
$364K 0.11%
6,200
-800
-11% -$51.3K
AMGN icon
141
Amgen
AMGN
$224B
$362K 0.11%
1,425
-150
-10% -$37.2K
LAMR icon
142
Lamar Advertising Co
LAMR
$15.6B
$362K 0.11%
5,465
– –
PSX icon
143
Phillips 66
PSX
$89.5B
$361K 0.11%
6,970
-500
-7% -$30.5K
KR icon
144
Kroger
KR
$34.5B
$356K 0.11%
10,500
– –
CAT icon
145
Caterpillar
CAT
$388B
$354K 0.11%
2,375
-100
-4% -$14K
BNY
146
Bank of New York Mellon
BNY
$109B
$343K 0.11%
10,000
– –
MAIN icon
147
Main Street Capital
MAIN
$5.52B
$331K 0.1%
11,200
-2,000
-15% -$61.3K
VTRS icon
148
Viatris
VTRS
$18.7B
$329K 0.1%
22,175
+1,000
+5% +$16K
AIG icon
149
American International
AIG
$40.4B
$322K 0.1%
11,690
-650
-5% -$19.4K
MOS icon
150
The Mosaic Company
MOS
$7.34B
$301K 0.09%
+16,500
New +$269K
4 5
6
7 8

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
Equius Partners Novato, California $324M AUM 8.27% 1-Year Est. Return
TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Regent Investment Management held 196 positions worth $323M, up 7.4% from $301M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q3 2020 filing shows 10 new, 43 increased, 99 reduced and 7 closed positions. Its largest new stake was Match Group: 29,500 shares worth $3.26M. The largest sale was People Inc, an estimated $2.87M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q3 2020 buy was Match Group: 29,500 shares worth $3.26M.
  • Regent Investment Management added most to RTX Corp in Q3 2020, an estimated $915K increase.
  • Regent Investment Management's biggest Q3 2020 reduction was People Inc, cutting an estimated $2.87M.
  • Regent Investment Management fully exited Delta Air Lines in Q3 2020, selling an estimated $272K.
  • Regent Investment Management's ten largest holdings make up 36% of its $323M portfolio in Q3 2020.
  • Regent Investment Management opened 10 new positions and closed 7 in Q3 2020.
  • Regent Investment Management's portfolio value rose 7.4% quarter-over-quarter to $323M.

Based on Regent Investment Management's 13F filing for Q3 2020, filed 19 Oct 2020.