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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-19.35%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$243M
AUM Growth
-$84.3M
Cap. Flow
-$15.2M
Cap. Flow %
-6.27%
Top 10 Hldgs %
33.13%
Holding
214
New
4
Increased
37
Reduced
100
Closed
35

Top Buys

Rank Stock Value
1
AMZA icon
InfraCap MLP ETF
AMZA
+$3.56M
2
AVGO icon
Broadcom
AVGO
+$966K
3
QCOM icon
Qualcomm
QCOM
+$965K
4
C icon
Citigroup
C
+$677K
5
BMY icon
Bristol-Myers Squibb
BMY
+$612K

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$3.18M
2
CCL icon
Carnival Corporation Ltd
CCL
+$1.84M
3
BA icon
Boeing
BA
+$1.6M
4
EXPE icon
Expedia Group
EXPE
+$1.46M
5
BKNG icon
Booking.com
BKNG
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 21.07%
2 Healthcare 21.05%
3 Communication Services 13.89%
4 Financials 13.63%
5 Consumer Staples 10.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAMR icon
126
Lamar Advertising Co
LAMR
$15.6B
$324K 0.13%
6,315
-650
-9% -$52.4K
MCD icon
127
McDonald's
MCD
$194B
$321K 0.13%
1,939
-250
-11% -$49.3K
SCHG icon
128
Schwab US Large-Cap Growth ETF
SCHG
$62.7B
$319K 0.13%
32,040
-1,360
-4% -$15.5K
YUMC icon
129
Yum China
YUMC
$16.3B
$318K 0.13%
7,450
-820
-10% -$36.6K
KHC icon
130
Kraft Heinz
KHC
$29.2B
$308K 0.13%
12,454
+740
+6% +$20.3K
AIG icon
131
American International
AIG
$40.4B
$299K 0.12%
12,340
– –
ETN icon
132
Eaton
ETN
$178B
$299K 0.12%
3,857
– –
SPGI icon
133
S&P Global
SPGI
$120B
$297K 0.12%
1,213
-20
-2% -$5.49K
BGC icon
134
BGC Group
BGC
$4.8B
$293K 0.12%
116,000
+18,000
+18% +$88K
CAT icon
135
Caterpillar
CAT
$388B
$287K 0.12%
2,475
– –
MXIM
136
DELISTED
Maxim Integrated Products
MXIM
$284K 0.12%
5,850
-500
-8% -$28.7K
ET icon
137
Energy Transfer Partners
ET
$71.6B
$275K 0.11%
59,616
-6,652
-10% -$70.9K
HIG icon
138
Hartford Financial Services
HIG
$38.1B
$264K 0.11%
7,500
-552
-7% -$28.8K
CIEN icon
139
Ciena
CIEN
$54.9B
$262K 0.11%
6,587
– –
AGN
140
DELISTED
Allergan plc
AGN
$261K 0.11%
1,473
-100
-6% -$18.8K
JBL icon
141
Jabil
JBL
$37.4B
$257K 0.11%
10,450
– –
LHCG
142
DELISTED
LHC Group LLC
LHCG
$257K 0.11%
1,830
– –
ARI
143
Apollo Commercial Real Estate
ARI
$880M
$256K 0.11%
34,400
+8,000
+30% +$125K
IWP icon
144
iShares Russell Mid-Cap Growth ETF
IWP
$20.8B
$255K 0.11%
4,200
– –
TSLA icon
145
Tesla
TSLA
$1.31T
$254K 0.1%
7,260
– –
EBAY icon
146
eBay
EBAY
$47.2B
$253K 0.1%
8,400
-400
-5% -$13.9K
DXC icon
147
DXC Technology
DXC
$1.73B
$252K 0.1%
19,336
-1,940
-9% -$51.3K
UPS icon
148
United Parcel Service
UPS
$88.8B
$250K 0.1%
2,680
+600
+29% +$62.2K
ULTA icon
149
Ulta Beauty
ULTA
$23.3B
$244K 0.1%
1,388
+135
+11% +$33.7K
USMV icon
150
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$244K 0.1%
4,514
+80
+2% +$5.08K
4 5
6
7 8

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YWP
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BC
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MAG
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MPAM
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LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Regent Investment Management held 214 positions worth $243M, down 26% from $327M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Regent Investment Management withdrew a net $15.2M in Q1 2020, closing 35 positions and reducing 100 holdings. Its most notable exit was Royal Caribbean, an estimated $3.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Regent Investment Management opened a new position in Bausch Health worth $364K.

  • Regent Investment Management's largest Q1 2020 buy was Bausch Health: 23,495 shares worth $364K.
  • Regent Investment Management added most to InfraCap MLP ETF in Q1 2020, an estimated $3.56M increase.
  • Regent Investment Management's biggest Q1 2020 reduction was Booking.com, cutting an estimated $1.25M.
  • Regent Investment Management fully exited Royal Caribbean in Q1 2020, selling an estimated $3.18M.
  • Regent Investment Management's ten largest holdings make up 33% of its $243M portfolio in Q1 2020.
  • Regent Investment Management opened 4 new positions and closed 35 in Q1 2020.
  • Regent Investment Management's portfolio value fell 26% quarter-over-quarter to $243M.

Based on Regent Investment Management's 13F filing for Q1 2020, filed 17 Apr 2020.