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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+11.43%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$327M
AUM Growth
+$22M
Cap. Flow
-$8.37M
Cap. Flow %
-2.56%
Top 10 Hldgs %
28.81%
Holding
218
New
12
Increased
48
Reduced
95
Closed
8

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$3.55M
2
QCOM icon
Qualcomm
QCOM
+$1.94M
3
EXPE icon
Expedia Group
EXPE
+$1.59M
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$638K
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$636K

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$4.22M
2
BKNG icon
Booking.com
BKNG
+$1.18M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$758K
4
CCL icon
Carnival Corporation Ltd
CCL
+$719K
5
AAPL icon
Apple
AAPL
+$711K

Sector Composition

Rank Sector Weight
1 Technology 18.46%
2 Healthcare 18.26%
3 Financials 15.92%
4 Communication Services 12.59%
5 Consumer Discretionary 11.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGC icon
126
BGC Group
BGC
$4.89B
$582K 0.18%
98,000
+7,000
+8% +$39.5K
DD icon
127
DuPont de Nemours
DD
$19.2B
$575K 0.18%
7,141
-379
-5% -$31.5K
CI icon
128
Cigna
CI
$74.6B
$563K 0.17%
2,754
-100
-4% -$18.3K
RDS.B
129
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$546K 0.17%
9,110
-100
-1% -$5.89K
BF.A icon
130
Brown-Forman Class A
BF.A
$13.3B
$522K 0.16%
8,310
– –
GILD icon
131
Gilead Sciences
GILD
$165B
$490K 0.15%
7,545
– –
HIG icon
132
Hartford Financial Services
HIG
$39.3B
$489K 0.15%
8,052
-497
-6% -$29.8K
ARI
133
Apollo Commercial Real Estate
ARI
$885M
$482K 0.15%
26,400
+2,000
+8% +$36.9K
CHDN icon
134
Churchill Downs
CHDN
$6.12B
$481K 0.15%
7,010
+400
+6% +$26.1K
ENB icon
135
Enbridge
ENB
$112B
$472K 0.14%
11,864
-2,837
-19% -$106K
HSIC icon
136
Henry Schein
HSIC
$9.82B
$467K 0.14%
7,000
– –
LNC icon
137
Lincoln National
LNC
$8.81B
$460K 0.14%
7,800
– –
AMAT icon
138
Applied Materials
AMAT
$428B
$439K 0.13%
7,200
-1,600
-18% -$89.9K
COST icon
139
Costco
COST
$420B
$436K 0.13%
1,485
– –
AMGN icon
140
Amgen
AMGN
$222B
$434K 0.13%
1,800
– –
MCD icon
141
McDonald's
MCD
$195B
$433K 0.13%
2,189
– –
JBL icon
142
Jabil
JBL
$35.8B
$432K 0.13%
10,450
-50
-0.5% -$1.92K
ATVI
143
DELISTED
Activision Blizzard
ATVI
$411K 0.13%
6,909
+301
+5% +$16.7K
YUMC icon
144
Yum China
YUMC
$16.3B
$397K 0.12%
8,270
+320
+4% +$14.2K
DOW icon
145
Dow Inc
DOW
$21.2B
$393K 0.12%
7,178
-2,053
-22% -$106K
KR icon
146
Kroger
KR
$34.8B
$391K 0.12%
13,500
– –
MXIM
147
DELISTED
Maxim Integrated Products
MXIM
$391K 0.12%
6,350
-2,300
-27% -$134K
SCHG icon
148
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$388K 0.12%
33,400
-1,160
-3% -$12.8K
KHC icon
149
Kraft Heinz
KHC
$30B
$377K 0.12%
11,714
-785
-6% -$23.8K
CAT icon
150
Caterpillar
CAT
$387B
$366K 0.11%
2,475
– –
4 5
6
7 8

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MAG
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MPAM
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LDFR
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SAS
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Regent Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Regent Investment Management held 218 positions worth $327M, up 7.2% from $305M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Regent Investment Management's Q4 2019 filing shows 12 new, 48 increased, 95 reduced and 8 closed positions. Its largest new stake was Expedia Group: 13,515 shares worth $1.46M. The largest sale was Celgene Corp, an estimated $4.22M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Healthcare and Financials.

  • Regent Investment Management's largest Q4 2019 buy was Expedia Group: 13,515 shares worth $1.46M.
  • Regent Investment Management added most to Bristol-Myers Squibb in Q4 2019, an estimated $3.55M increase.
  • Regent Investment Management's biggest Q4 2019 reduction was Booking.com, cutting an estimated $1.18M.
  • Regent Investment Management fully exited Celgene Corp in Q4 2019, selling an estimated $4.22M.
  • Regent Investment Management's ten largest holdings make up 29% of its $327M portfolio in Q4 2019.
  • Regent Investment Management opened 12 new positions and closed 8 in Q4 2019.
  • Regent Investment Management's portfolio value rose 7.2% quarter-over-quarter to $327M.

Based on Regent Investment Management's 13F filing for Q4 2019, filed 30 Jan 2020.