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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+1.26%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$305M
AUM Growth
-$2.27M
Cap. Flow
-$3.07M
Cap. Flow %
-1.01%
Top 10 Hldgs %
27.8%
Holding
213
New
7
Increased
42
Reduced
103
Closed
7

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$1.65M
2
VRSN icon
VeriSign
VRSN
+$1.52M
3
CSCO icon
Cisco
CSCO
+$725K
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$724K
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$681K

Top Sells

Rank Stock Value
1
DXC icon
DXC Technology
DXC
+$1.86M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$766K
3
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$763K
4
PG icon
Procter & Gamble
PG
+$670K
5
ABT icon
Abbott
ABT
+$528K

Sector Composition

Rank Sector Weight
1 Healthcare 18.14%
2 Technology 17.68%
3 Financials 16.16%
4 Communication Services 12.24%
5 Consumer Discretionary 10.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PARA
126
DELISTED
Paramount Global Class B
PARA
$522K 0.17%
12,937
-1,200
-8% -$56.1K
HIG icon
127
Hartford Financial Services
HIG
$39.3B
$518K 0.17%
8,549
+549
+7% +$32.1K
ENB icon
128
Enbridge
ENB
$112B
$516K 0.17%
14,701
-3,046
-17% -$105K
APLS
129
DELISTED
Apellis Pharmaceuticals
APLS
$513K 0.17%
21,309
-2,000
-9% -$55K
CAG icon
130
Conagra Brands
CAG
$7.23B
$511K 0.17%
16,665
+4,440
+36% +$128K
LRFC
131
DELISTED
Logan Ridge Finance Corp
LRFC
$511K 0.17%
10,271
-267
-3% -$13.9K
BGC icon
132
BGC Group
BGC
$4.89B
$501K 0.16%
91,000
+4,300
+5% +$23K
MXIM
133
DELISTED
Maxim Integrated Products
MXIM
$501K 0.16%
8,650
-1,000
-10% -$58K
WAT icon
134
Waters Corp
WAT
$39.9B
$500K 0.16%
2,240
– –
BF.A icon
135
Brown-Forman Class A
BF.A
$13.3B
$497K 0.16%
8,310
– –
GILD icon
136
Gilead Sciences
GILD
$165B
$478K 0.16%
7,545
-250
-3% -$16.3K
LNC icon
137
Lincoln National
LNC
$8.81B
$470K 0.15%
7,800
– –
MCD icon
138
McDonald's
MCD
$195B
$470K 0.15%
2,189
-60
-3% -$12.9K
ARI
139
Apollo Commercial Real Estate
ARI
$885M
$467K 0.15%
24,400
+5,000
+26% +$94.2K
HSIC icon
140
Henry Schein
HSIC
$9.82B
$445K 0.15%
7,000
– –
DOW icon
141
Dow Inc
DOW
$21.2B
$440K 0.14%
9,231
-1,235
-12% -$57.8K
AMAT icon
142
Applied Materials
AMAT
$428B
$439K 0.14%
8,800
-600
-6% -$29K
CI icon
143
Cigna
CI
$74.6B
$433K 0.14%
2,854
+100
+4% +$16.3K
COST icon
144
Costco
COST
$420B
$428K 0.14%
1,485
– –
FSLR icon
145
First Solar
FSLR
$26.9B
$426K 0.14%
7,345
– –
BIDU icon
146
Baidu
BIDU
$37.2B
$422K 0.14%
4,105
-2,810
-41% -$302K
PRSP
147
DELISTED
Perspecta Inc. Common Stock
PRSP
$410K 0.13%
15,678
-2,867
-15% -$70.1K
CHDN icon
148
Churchill Downs
CHDN
$6.12B
$408K 0.13%
6,610
– –
WFC icon
149
Wells Fargo
WFC
$264B
$396K 0.13%
7,841
-600
-7% -$28.3K
JBL icon
150
Jabil
JBL
$35.8B
$376K 0.12%
10,500
-400
-4% -$12.1K
4 5
6
7 8

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MPAM
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Regent Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Regent Investment Management held 213 positions worth $305M, down 0.74% from $307M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Regent Investment Management's Q3 2019 filing shows 7 new, 42 increased, 103 reduced and 7 closed positions. Its largest new stake was VeriSign: 7,375 shares worth $1.39M. The largest sale was DXC Technology, an estimated $1.86M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 18% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q3 2019 buy was VeriSign: 7,375 shares worth $1.39M.
  • Regent Investment Management added most to Qualcomm in Q3 2019, an estimated $1.65M increase.
  • Regent Investment Management's biggest Q3 2019 reduction was DXC Technology, cutting an estimated $1.86M.
  • Regent Investment Management fully exited WisdomTree Europe Hedged Equity Fund in Q3 2019, selling an estimated $763K.
  • Regent Investment Management's ten largest holdings make up 28% of its $305M portfolio in Q3 2019.
  • Regent Investment Management opened 7 new positions and closed 7 in Q3 2019.
  • Regent Investment Management's portfolio value fell 0.74% quarter-over-quarter to $305M.

Based on Regent Investment Management's 13F filing for Q3 2019, filed 17 Oct 2019.