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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+14.22%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$300M
AUM Growth
+$33.3M
Cap. Flow
-$1.29M
Cap. Flow %
-0.43%
Top 10 Hldgs %
26.5%
Holding
213
New
17
Increased
45
Reduced
107
Closed
6

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$892K
2
AVGO icon
Broadcom
AVGO
+$836K
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$722K
4
MSFT icon
Microsoft
MSFT
+$688K
5
VZ icon
Verizon
VZ
+$676K

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$1.15M
2
WHR icon
Whirlpool
WHR
+$586K
3
ALB icon
Albemarle
ALB
+$446K
4
CMCSA icon
Comcast
CMCSA
+$437K
5
BKNG icon
Booking.com
BKNG
+$419K

Sector Composition

Rank Sector Weight
1 Healthcare 18.55%
2 Technology 16.88%
3 Financials 15.69%
4 Communication Services 12.11%
5 Consumer Discretionary 11.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
126
Eli Lilly
LLY
$1.08T
$550K 0.18%
4,233
-135
-3% -$16.4K
AXP icon
127
American Express
AXP
$227B
$547K 0.18%
5,000
-1,100
-18% -$116K
PNC icon
128
PNC Financial Services
PNC
$101B
$543K 0.18%
4,425
– –
MXIM
129
DELISTED
Maxim Integrated Products
MXIM
$542K 0.18%
10,200
-350
-3% -$18.8K
GILD icon
130
Gilead Sciences
GILD
$165B
$519K 0.17%
7,980
-3,920
-33% -$261K
AIG icon
131
American International
AIG
$40.9B
$516K 0.17%
11,990
-430
-3% -$18.4K
LNC icon
132
Lincoln National
LNC
$8.75B
$458K 0.15%
7,800
– –
HPE icon
133
Hewlett Packard
HPE
$74.1B
$457K 0.15%
29,630
-2,250
-7% -$34.7K
PRSP
134
DELISTED
Perspecta Inc. Common Stock
PRSP
$453K 0.15%
22,410
-6,517
-23% -$131K
BA icon
135
Boeing
BA
$185B
$450K 0.15%
+1,180
New +$454K
CI icon
136
Cigna
CI
$74.8B
$443K 0.15%
2,754
-1
-0% -$183
MCD icon
137
McDonald's
MCD
$193B
$443K 0.15%
2,334
– –
FSLR icon
138
First Solar
FSLR
$25.4B
$441K 0.15%
8,345
-1,500
-15% -$75.5K
BF.A icon
139
Brown-Forman Class A
BF.A
$13.1B
$425K 0.14%
8,310
– –
HSIC icon
140
Henry Schein
HSIC
$9.76B
$421K 0.14%
7,000
-1,925
-22% -$116K
WFC icon
141
Wells Fargo
WFC
$264B
$408K 0.14%
8,441
-5,800
-41% -$285K
AMAT icon
142
Applied Materials
AMAT
$431B
$401K 0.13%
+10,100
New +$384K
HIG icon
143
Hartford Financial Services
HIG
$38.9B
$398K 0.13%
8,000
– –
ATVI
144
DELISTED
Activision Blizzard
ATVI
$392K 0.13%
8,608
-2,900
-25% -$131K
YUMC icon
145
Yum China
YUMC
$16.4B
$384K 0.13%
8,550
-500
-6% -$19.7K
AAL icon
146
American Airlines Group
AAL
$10.2B
$371K 0.12%
11,694
+150
+1% +$5.04K
MGA icon
147
Magna International
MGA
$18.7B
$367K 0.12%
7,550
-900
-11% -$45.4K
MO icon
148
Altria Group
MO
$111B
$365K 0.12%
6,357
+600
+10% +$30.7K
COST icon
149
Costco
COST
$417B
$360K 0.12%
1,485
+450
+43% +$98.4K
EFA icon
150
iShares MSCI EAFE ETF
EFA
$80B
$355K 0.12%
5,466
– –
4 5
6
7 8

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YWP
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BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
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MPAM
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LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Regent Investment Management held 213 positions worth $300M, up 12% from $267M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q1 2019 filing shows 17 new, 45 increased, 107 reduced and 6 closed positions. Its largest new stake was Livent Corporation: 45,975 shares worth $565K. The largest sale was Meta Platforms (Facebook), an estimated $1.15M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 19% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q1 2019 buy was Livent Corporation: 45,975 shares worth $565K.
  • Regent Investment Management added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q1 2019, an estimated $892K increase.
  • Regent Investment Management's biggest Q1 2019 reduction was Meta Platforms (Facebook), cutting an estimated $1.15M.
  • Regent Investment Management fully exited Mid-America Apartment Communities in Q1 2019, selling an estimated $237K.
  • Regent Investment Management's ten largest holdings make up 27% of its $300M portfolio in Q1 2019.
  • Regent Investment Management opened 17 new positions and closed 6 in Q1 2019.
  • Regent Investment Management's portfolio value rose 12% quarter-over-quarter to $300M.

Based on Regent Investment Management's 13F filing for Q1 2019, filed 22 Apr 2019.