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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-13.94%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$52.2M
Cap. Flow
-$3.74M
Cap. Flow %
-1.4%
Top 10 Hldgs %
26.71%
Holding
213
New
9
Increased
56
Reduced
73
Closed
17

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.59M
2
BIDU icon
Baidu
BIDU
+$988K
3
ET icon
Energy Transfer Partners
ET
+$866K
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$761K
5
BDX icon
Becton Dickinson
BDX
+$752K

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$1.18M
2
VTRS icon
Viatris
VTRS
+$1.15M
3
ESRX
Express Scripts Holding Company
ESRX
+$1.08M
4
ETP
Energy Transfer Partners, L.P.
ETP
+$1.04M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.02M

Sector Composition

Rank Sector Weight
1 Healthcare 19.23%
2 Financials 16.23%
3 Technology 15.59%
4 Communication Services 12.42%
5 Consumer Discretionary 11.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNC icon
126
PNC Financial Services
PNC
$101B
$517K 0.19%
4,425
– –
HAL icon
127
Halliburton
HAL
$26.6B
$508K 0.19%
19,130
+3,350
+21% +$113K
LLY icon
128
Eli Lilly
LLY
$1.06T
$506K 0.19%
4,368
+1,000
+30% +$112K
PM icon
129
Philip Morris
PM
$295B
$501K 0.19%
7,511
-200
-3% -$16.7K
PRSP
130
DELISTED
Perspecta Inc. Common Stock
PRSP
$498K 0.19%
28,927
-3,274
-10% -$72.5K
AIG icon
131
American International
AIG
$41.3B
$489K 0.18%
12,420
-1,005
-7% -$43.9K
PYPL icon
132
PayPal
PYPL
$50.5B
$485K 0.18%
5,770
+470
+9% +$39.1K
MCO icon
133
Moody's
MCO
$82.7B
$442K 0.17%
3,157
-206
-6% -$31.1K
WAT icon
134
Waters Corp
WAT
$39.9B
$423K 0.16%
2,240
– –
HPE icon
135
Hewlett Packard
HPE
$70.5B
$421K 0.16%
31,880
-1,000
-3% -$15K
FSLR icon
136
First Solar
FSLR
$26.9B
$418K 0.16%
9,845
-1,455
-13% -$63.9K
MCD icon
137
McDonald's
MCD
$195B
$414K 0.16%
2,334
– –
ADBE icon
138
Adobe
ADBE
$105B
$407K 0.15%
1,800
– –
CIEN icon
139
Ciena
CIEN
$58.4B
$405K 0.15%
11,937
-5,900
-33% -$187K
VTR icon
140
Ventas
VTR
$47.9B
$404K 0.15%
6,896
-500
-7% -$29.5K
LNC icon
141
Lincoln National
LNC
$8.81B
$400K 0.15%
7,800
+100
+1% +$6.08K
BF.A icon
142
Brown-Forman Class A
BF.A
$13.3B
$394K 0.15%
8,310
– –
MGA icon
143
Magna International
MGA
$18.8B
$384K 0.14%
8,450
-410
-5% -$19.9K
AAL icon
144
American Airlines Group
AAL
$10.6B
$371K 0.14%
11,544
-300
-3% -$10.4K
KR icon
145
Kroger
KR
$34.8B
$371K 0.14%
13,500
-2,000
-13% -$58K
HIG icon
146
Hartford Financial Services
HIG
$39.3B
$356K 0.13%
8,000
– –
AMGN icon
147
Amgen
AMGN
$222B
$350K 0.13%
1,800
– –
MOS icon
148
The Mosaic Company
MOS
$7.33B
$327K 0.12%
11,200
-846
-7% -$27.8K
JBL icon
149
Jabil
JBL
$35.8B
$322K 0.12%
13,000
-300
-2% -$7.33K
EFA icon
150
iShares MSCI EAFE ETF
EFA
$80.2B
$321K 0.12%
5,466
+1,385
+34% +$86.5K
4 5
6
7 8

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Regent Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Regent Investment Management held 213 positions worth $267M, down 16% from $319M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2018 filing shows 9 new, 56 increased, 73 reduced and 17 closed positions. Its largest new stake was Energy Transfer Partners: 57,050 shares worth $753K. The largest sale was Alibaba, an estimated $1.18M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q4 2018 buy was Energy Transfer Partners: 57,050 shares worth $753K.
  • Regent Investment Management added most to Microsoft in Q4 2018, an estimated $2.59M increase.
  • Regent Investment Management's biggest Q4 2018 reduction was Alibaba, cutting an estimated $1.18M.
  • Regent Investment Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.08M.
  • Regent Investment Management's ten largest holdings make up 27% of its $267M portfolio in Q4 2018.
  • Regent Investment Management opened 9 new positions and closed 17 in Q4 2018.
  • Regent Investment Management's portfolio value fell 16% quarter-over-quarter to $267M.

Based on Regent Investment Management's 13F filing for Q4 2018, filed 22 Jan 2019.