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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$319M
AUM Growth
+$19.8M
Cap. Flow
+$2.41M
Cap. Flow %
0.76%
Top 10 Hldgs %
27.05%
Holding
211
New
10
Increased
53
Reduced
76
Closed
7

Top Buys

Rank Stock Value
1
WSBC icon
WesBanco
WSBC
+$8.13M
2
MU icon
Micron Technology
MU
+$1.31M
3
VZ icon
Verizon
VZ
+$1.22M
4
CSCO icon
Cisco
CSCO
+$1.08M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$990K

Top Sells

Rank Stock Value
1
FFKT
Farmers Capital Bank Corp
FFKT
+$8.38M
2
CAVM
Cavium, Inc.
CAVM
+$3.19M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$913K
4
PPLI
People Inc
PPLI
+$617K
5
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$597K

Sector Composition

Rank Sector Weight
1 Healthcare 18.26%
2 Technology 16.35%
3 Financials 15.96%
4 Consumer Discretionary 12.78%
5 Communication Services 11.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPL
126
PPL Corp
PPL
$26.7B
$582K 0.18%
19,900
– –
MCO icon
127
Moody's
MCO
$82.7B
$562K 0.18%
3,363
– –
BIDU icon
128
Baidu
BIDU
$37.2B
$560K 0.18%
2,450
+100
+4% +$23.5K
CIEN icon
129
Ciena
CIEN
$58.4B
$557K 0.17%
17,837
-2,700
-13% -$75.7K
FSLR icon
130
First Solar
FSLR
$26.9B
$547K 0.17%
11,300
-1,900
-14% -$98.6K
USA icon
131
Liberty All-Star Equity Fund
USA
$1.85B
$539K 0.17%
79,287
– –
HPE icon
132
Hewlett Packard
HPE
$70.5B
$536K 0.17%
32,880
-450
-1% -$7.21K
SLB icon
133
SLB Ltd
SLB
$75B
$527K 0.17%
8,652
-100
-1% -$6.44K
LNC icon
134
Lincoln National
LNC
$8.81B
$521K 0.16%
7,700
– –
ATVI
135
DELISTED
Activision Blizzard
ATVI
$508K 0.16%
6,108
– –
AAL icon
136
American Airlines Group
AAL
$10.6B
$490K 0.15%
11,844
+2,900
+32% +$113K
ADBE icon
137
Adobe
ADBE
$105B
$486K 0.15%
1,800
-100
-5% -$25.8K
UAL icon
138
United Airlines
UAL
$42.1B
$476K 0.15%
5,347
-1,653
-24% -$136K
PYPL icon
139
PayPal
PYPL
$50.5B
$466K 0.15%
5,300
– –
MGA icon
140
Magna International
MGA
$18.8B
$465K 0.15%
8,860
+1,710
+24% +$96K
KR icon
141
Kroger
KR
$34.8B
$451K 0.14%
15,500
– –
WAT icon
142
Waters Corp
WAT
$39.9B
$436K 0.14%
2,240
– –
BF.A icon
143
Brown-Forman Class A
BF.A
$13.3B
$422K 0.13%
8,310
-50
-0.6% -$2.62K
ETN icon
144
Eaton
ETN
$174B
$404K 0.13%
4,657
– –
HI
145
DELISTED
Hillenbrand
HI
$403K 0.13%
7,713
– –
VTR icon
146
Ventas
VTR
$47.9B
$402K 0.13%
7,396
– –
HIG icon
147
Hartford Financial Services
HIG
$39.3B
$400K 0.13%
8,000
– –
MOS icon
148
The Mosaic Company
MOS
$7.33B
$391K 0.12%
12,046
– –
MCD icon
149
McDonald's
MCD
$195B
$390K 0.12%
2,334
– –
AGN
150
DELISTED
Allergan plc
AGN
$388K 0.12%
2,035
– –
4 5
6
7 8

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MAG
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MPAM
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LDFR
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SAS
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EP
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Regent Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Regent Investment Management held 211 positions worth $319M, up 6.6% from $299M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2018 filing shows 10 new, 53 increased, 76 reduced and 7 closed positions. Its largest new stake was WesBanco: 169,959 shares worth $7.58M. The largest sale was Farmers Capital Bank Corp, an estimated $8.38M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q3 2018 buy was WesBanco: 169,959 shares worth $7.58M.
  • Regent Investment Management added most to Micron Technology in Q3 2018, an estimated $1.31M increase.
  • Regent Investment Management's biggest Q3 2018 reduction was iShares Russell 2000 Value ETF, cutting an estimated $913K.
  • Regent Investment Management fully exited Farmers Capital Bank Corp in Q3 2018, selling an estimated $8.38M.
  • Regent Investment Management's ten largest holdings make up 27% of its $319M portfolio in Q3 2018.
  • Regent Investment Management opened 10 new positions and closed 7 in Q3 2018.
  • Regent Investment Management's portfolio value rose 6.6% quarter-over-quarter to $319M.

Based on Regent Investment Management's 13F filing for Q3 2018, filed 22 Oct 2018.