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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$296M
AUM Growth
-$9.16M
Cap. Flow
-$5.95M
Cap. Flow %
-2.01%
Top 10 Hldgs %
25.8%
Holding
218
New
12
Increased
56
Reduced
102
Closed
12

Top Buys

Rank Stock Value
1
ALB icon
Albemarle
ALB
+$2.12M
2
C icon
Citigroup
C
+$1.1M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.06M
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$894K
5
FSLR icon
First Solar
FSLR
+$837K

Top Sells

Rank Stock Value
1
BKNG icon
Booking.com
BKNG
+$1.48M
2
BF.B icon
Brown-Forman Class B
BF.B
+$1.07M
3
ENB icon
Enbridge
ENB
+$1M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$967K
5
CAVM
Cavium, Inc.
CAVM
+$943K

Sector Composition

Rank Sector Weight
1 Healthcare 17.17%
2 Technology 16.64%
3 Financials 16.23%
4 Consumer Discretionary 12.39%
5 Communication Services 11.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAA icon
126
Mid-America Apartment Communities
MAA
$15.4B
$527K 0.18%
5,775
+350
+6% +$31.7K
LNC icon
127
Lincoln National
LNC
$8.73B
$526K 0.18%
7,200
-800
-10% -$62.8K
UNP icon
128
Union Pacific
UNP
$174B
$523K 0.18%
3,892
– –
RDS.A
129
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$519K 0.18%
8,134
-400
-5% -$26.3K
TSM icon
130
TSMC
TSM
$2.2T
$516K 0.17%
11,785
-500
-4% -$21.8K
GT icon
131
Goodyear
GT
$1.75B
$494K 0.17%
18,576
+1,000
+6% +$30.9K
LRFC
132
DELISTED
Logan Ridge Finance Corp
LRFC
$492K 0.17%
10,616
+1,276
+14% +$58.3K
USA icon
133
Liberty All-Star Equity Fund
USA
$1.86B
$486K 0.16%
79,287
– –
CHTR icon
134
Charter Communications
CHTR
$18B
$480K 0.16%
1,542
-1,170
-43% -$411K
AMGN icon
135
Amgen
AMGN
$223B
$477K 0.16%
2,800
– –
HSIC icon
136
Henry Schein
HSIC
$9.82B
$470K 0.16%
8,925
– –
SJM icon
137
J.M. Smucker
SJM
$12.7B
$470K 0.16%
3,794
+800
+27% +$99.9K
LSI
138
DELISTED
Life Storage, Inc.
LSI
$464K 0.16%
8,325
– –
ETN icon
139
Eaton
ETN
$173B
$452K 0.15%
5,657
-1,880
-25% -$154K
BF.A icon
140
Brown-Forman Class A
BF.A
$13.2B
$446K 0.15%
8,360
-2,090
-20% -$112K
WAT icon
141
Waters Corp
WAT
$40.2B
$445K 0.15%
2,240
– –
UAL icon
142
United Airlines
UAL
$40.9B
$417K 0.14%
6,000
+100
+2% +$6.91K
YUMC icon
143
Yum China
YUMC
$16.5B
$417K 0.14%
10,050
-1,250
-11% -$53.7K
EEM icon
144
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$415K 0.14%
8,594
– –
HIG icon
145
Hartford Financial Services
HIG
$39B
$412K 0.14%
8,000
– –
ATVI
146
DELISTED
Activision Blizzard
ATVI
$412K 0.14%
6,108
– –
ADBE icon
147
Adobe
ADBE
$108B
$411K 0.14%
1,900
-1,500
-44% -$305K
ADNT icon
148
Adient
ADNT
$1.46B
$411K 0.14%
6,880
-300
-4% -$20K
PYPL icon
149
PayPal
PYPL
$50.1B
$402K 0.14%
5,300
-900
-15% -$71.4K
VTR icon
150
Ventas
VTR
$47.2B
$397K 0.13%
7,996
+700
+10% +$36.7K
4 5
6
7 8

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MAG
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MPAM
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LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q1 2018 Portfolio in Review

As of Q1 2018, Regent Investment Management held 218 positions worth $296M, down 3% from $305M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Regent Investment Management's Q1 2018 filing shows 12 new, 56 increased, 102 reduced and 12 closed positions. Its largest new stake was Albemarle: 19,280 shares worth $1.79M. The largest sale was Booking.com, an estimated $1.48M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 18% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q1 2018 buy was Albemarle: 19,280 shares worth $1.79M.
  • Regent Investment Management added most to Citigroup in Q1 2018, an estimated $1.1M increase.
  • Regent Investment Management's biggest Q1 2018 reduction was Booking.com, cutting an estimated $1.48M.
  • Regent Investment Management fully exited WisdomTree Japan Hedged Equity Fund in Q1 2018, selling an estimated $967K.
  • Regent Investment Management's ten largest holdings make up 26% of its $296M portfolio in Q1 2018.
  • Regent Investment Management opened 12 new positions and closed 12 in Q1 2018.
  • Regent Investment Management's portfolio value fell 3% quarter-over-quarter to $296M.

Based on Regent Investment Management's 13F filing for Q1 2018, filed 24 Apr 2018.