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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.22%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$7.82M
Cap. Flow
-$3.22M
Cap. Flow %
-1.06%
Top 10 Hldgs %
25.23%
Holding
214
New
4
Increased
56
Reduced
91
Closed
8

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$2.43M
2
UL icon
Unilever
UL
+$1.85M
3
VTRS icon
Viatris
VTRS
+$1.38M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$940K
5
PPLI
People Inc
PPLI
+$772K

Top Sells

Rank Stock Value
1
SYY icon
Sysco
SYY
+$1.43M
2
GE icon
GE Aerospace
GE
+$1.04M
3
MRK icon
Merck
MRK
+$1.01M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$976K
5
HUM icon
Humana
HUM
+$685K

Sector Composition

Rank Sector Weight
1 Healthcare 18.38%
2 Financials 16.16%
3 Technology 15.66%
4 Communication Services 12.04%
5 Consumer Discretionary 11.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
126
Adobe
ADBE
$105B
$596K 0.2%
3,400
– –
ETN icon
127
Eaton
ETN
$174B
$596K 0.2%
7,537
+303
+4% +$23.6K
RDS.A
128
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$569K 0.19%
8,534
– –
GT icon
129
Goodyear
GT
$1.85B
$568K 0.19%
17,576
-1,500
-8% -$47.6K
ADNT icon
130
Adient
ADNT
$1.5B
$565K 0.19%
7,180
+1,000
+16% +$80.7K
BF.A icon
131
Brown-Forman Class A
BF.A
$13.3B
$562K 0.18%
10,450
– –
MAA icon
132
Mid-America Apartment Communities
MAA
$15.7B
$546K 0.18%
5,425
– –
MA icon
133
Mastercard
MA
$493B
$527K 0.17%
3,480
– –
UNP icon
134
Union Pacific
UNP
$174B
$522K 0.17%
3,892
+126
+3% +$15.2K
KMI icon
135
Kinder Morgan
KMI
$68.7B
$512K 0.17%
28,325
+18,000
+174% +$323K
HAL icon
136
Halliburton
HAL
$26.6B
$502K 0.16%
10,270
-1,400
-12% -$61.7K
USA icon
137
Liberty All-Star Equity Fund
USA
$1.85B
$499K 0.16%
79,287
+42,087
+113% +$258K
LSI
138
DELISTED
Life Storage, Inc.
LSI
$494K 0.16%
8,325
-525
-6% -$30.2K
HPE icon
139
Hewlett Packard
HPE
$70.5B
$489K 0.16%
34,043
-100
-0.3% -$1.42K
HSIC icon
140
Henry Schein
HSIC
$9.82B
$489K 0.16%
8,925
– –
AMGN icon
141
Amgen
AMGN
$222B
$487K 0.16%
2,800
-450
-14% -$79.6K
TSM icon
142
TSMC
TSM
$2.18T
$487K 0.16%
12,285
+500
+4% +$20.3K
PYPL icon
143
PayPal
PYPL
$50.5B
$456K 0.15%
6,200
-1,900
-23% -$137K
YUMC icon
144
Yum China
YUMC
$16.3B
$452K 0.15%
11,300
– –
HIG icon
145
Hartford Financial Services
HIG
$39.3B
$450K 0.15%
8,000
– –
KR icon
146
Kroger
KR
$34.8B
$445K 0.15%
16,200
– –
MCD icon
147
McDonald's
MCD
$195B
$444K 0.15%
2,579
-96
-4% -$16.1K
VTR icon
148
Ventas
VTR
$47.9B
$438K 0.14%
7,296
+406
+6% +$25.7K
WAT icon
149
Waters Corp
WAT
$39.9B
$433K 0.14%
2,240
– –
MGA icon
150
Magna International
MGA
$18.8B
$416K 0.14%
7,350
+3,250
+79% +$179K
4 5
6
7 8

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MPAM
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LDFR
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Regent Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Regent Investment Management held 214 positions worth $305M, up 2.6% from $297M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management's Q4 2017 filing shows 4 new, 56 increased, 91 reduced and 8 closed positions. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 16,300 shares worth $967K. The largest sale was Sysco, an estimated $1.43M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 20% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q4 2017 buy was WisdomTree Japan Hedged Equity Fund: 16,300 shares worth $967K.
  • Regent Investment Management added most to Alibaba in Q4 2017, an estimated $2.43M increase.
  • Regent Investment Management's biggest Q4 2017 reduction was GE Aerospace, cutting an estimated $1.04M.
  • Regent Investment Management fully exited Sysco in Q4 2017, selling an estimated $1.43M.
  • Regent Investment Management's ten largest holdings make up 25% of its $305M portfolio in Q4 2017.
  • Regent Investment Management opened 4 new positions and closed 8 in Q4 2017.
  • Regent Investment Management's portfolio value rose 2.6% quarter-over-quarter to $305M.

Based on Regent Investment Management's 13F filing for Q4 2017, filed 26 Jan 2018.