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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.57%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$297M
AUM Growth
+$12.8M
Cap. Flow
+$1.71M
Cap. Flow %
0.57%
Top 10 Hldgs %
25.89%
Holding
221
New
10
Increased
48
Reduced
83
Closed
11

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.93M
2
DD icon
DuPont de Nemours
DD
+$1.73M
3
HUM icon
Humana
HUM
+$1.51M
4
MRK icon
Merck
MRK
+$1.33M
5
ANIP icon
ANI Pharmaceuticals
ANIP
+$1.31M

Top Sells

Rank Stock Value
1
DD
Du Pont De Nemours E I
DD
+$1.6M
2
CHTR icon
Charter Communications
CHTR
+$1.54M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.06M
4
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$934K
5
SCHW
Charles Schwab
SCHW
+$915K

Sector Composition

Rank Sector Weight
1 Healthcare 20.45%
2 Financials 15.97%
3 Technology 14.79%
4 Communication Services 12.03%
5 Consumer Discretionary 11.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSIC icon
126
Henry Schein
HSIC
$9.82B
$574K 0.19%
8,925
– –
BIDU icon
127
Baidu
BIDU
$37.2B
$557K 0.19%
2,250
– –
ETN icon
128
Eaton
ETN
$174B
$555K 0.19%
7,234
-251
-3% -$18.9K
NSC icon
129
Norfolk Southern
NSC
$75.1B
$552K 0.19%
4,175
-225
-5% -$27.4K
HAL icon
130
Halliburton
HAL
$26.6B
$537K 0.18%
11,670
-348
-3% -$14.6K
ADNT icon
131
Adient
ADNT
$1.5B
$519K 0.17%
6,180
-600
-9% -$42.5K
PYPL icon
132
PayPal
PYPL
$50.5B
$519K 0.17%
8,100
– –
RDS.A
133
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$517K 0.17%
8,534
– –
ELV icon
134
Elevance Health
ELV
$85.5B
$513K 0.17%
2,700
-145
-5% -$27.6K
ADBE icon
135
Adobe
ADBE
$105B
$507K 0.17%
3,400
-400
-11% -$59.7K
HPE icon
136
Hewlett Packard
HPE
$70.5B
$502K 0.17%
34,143
-9,867
-22% -$135K
UAL icon
137
United Airlines
UAL
$42.1B
$493K 0.17%
+8,100
New +$540K
MA icon
138
Mastercard
MA
$493B
$491K 0.17%
3,480
– –
LSI
139
DELISTED
Life Storage, Inc.
LSI
$483K 0.16%
8,850
-150
-2% -$7.53K
UL icon
140
Unilever
UL
$136B
$481K 0.16%
7,378
– –
EEM icon
141
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$475K 0.16%
10,594
+2,000
+23% +$88K
BF.A icon
142
Brown-Forman Class A
BF.A
$13.3B
$466K 0.16%
10,450
– –
YUMC icon
143
Yum China
YUMC
$16.3B
$452K 0.15%
11,300
– –
VTR icon
144
Ventas
VTR
$47.9B
$449K 0.15%
6,890
– –
HIG icon
145
Hartford Financial Services
HIG
$39.3B
$443K 0.15%
8,000
-600
-7% -$32.6K
TSM icon
146
TSMC
TSM
$2.18T
$443K 0.15%
11,785
– –
UNP icon
147
Union Pacific
UNP
$174B
$437K 0.15%
3,766
– –
LRFC
148
DELISTED
Logan Ridge Finance Corp
LRFC
$419K 0.14%
7,323
+1,725
+31% +$111K
MCD icon
149
McDonald's
MCD
$195B
$419K 0.14%
2,675
-30
-1% -$4.7K
TDF
150
Templeton Dragon Fund
TDF
$280M
$404K 0.14%
19,400
– –
4 5
6
7 8

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MPAM
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LDFR
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Regent Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, Regent Investment Management held 221 positions worth $297M, up 4.5% from $284M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Regent Investment Management's Q3 2017 filing shows 10 new, 48 increased, 83 reduced and 11 closed positions. Its largest new stake was ANI Pharmaceuticals: 27,450 shares worth $1.44M. The largest sale was Du Pont De Nemours E I, an estimated $1.6M.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, up from 20% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q3 2017 buy was ANI Pharmaceuticals: 27,450 shares worth $1.44M.
  • Regent Investment Management added most to Amazon in Q3 2017, an estimated $1.93M increase.
  • Regent Investment Management's biggest Q3 2017 reduction was Charter Communications, cutting an estimated $1.54M.
  • Regent Investment Management fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $1.6M.
  • Regent Investment Management's ten largest holdings make up 26% of its $297M portfolio in Q3 2017.
  • Regent Investment Management opened 10 new positions and closed 11 in Q3 2017.
  • Regent Investment Management's portfolio value rose 4.5% quarter-over-quarter to $297M.

Based on Regent Investment Management's 13F filing for Q3 2017, filed 12 Oct 2017.