RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Quarter Est. Return
1 Year Est. Return
-10.22%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$284M
AUM Growth
+$19.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
216
New
Increased
Reduced
Closed

Top Buys

1
+$5.57M
2
+$3.38M
3
+$1.77M
4
MS icon
Morgan Stanley
MS
+$1.16M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.06M

Top Sells

1
+$4.05M
2
+$2.07M
3
+$1.58M
4
ETP
Energy Transfer Partners L.p.
ETP
+$1.1M
5
CHTR icon
Charter Communications
CHTR
+$1.04M

Sector Composition

1 Healthcare 19.83%
2 Financials 15.83%
3 Technology 14.44%
4 Communication Services 12.6%
5 Consumer Discretionary 10.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
$561K 0.2%
8,300
127
$560K 0.2%
3,250
128
$550K 0.19%
+2,047
129
$546K 0.19%
12,150
-200
130
$537K 0.19%
3,800
131
$535K 0.19%
2,845
132
$535K 0.19%
4,400
-75
133
$513K 0.18%
12,018
+268
134
$512K 0.18%
5,925
-300
135
$478K 0.17%
6,890
136
$454K 0.16%
8,534
-100
137
$452K 0.16%
8,600
138
$449K 0.16%
8,300
-200
139
$446K 0.16%
11,300
140
$445K 0.16%
+9,000
141
$443K 0.16%
6,780
+200
142
$438K 0.15%
1,819
143
$437K 0.15%
5,598
+433
144
$435K 0.15%
8,100
-29,479
145
$430K 0.15%
24,800
-2,000
146
$429K 0.15%
5,757
147
$423K 0.15%
3,480
-100
148
$419K 0.15%
10,800
-400
149
$414K 0.15%
2,705
150
$412K 0.15%
10,450
4 5
6
7 8