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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$284M
AUM Growth
+$19.3M
Cap. Flow
+$12.8M
Cap. Flow %
4.5%
Top 10 Hldgs %
24.95%
Holding
216
New
13
Increased
60
Reduced
74
Closed
5

Top Buys

Rank Stock Value
1
DXC icon
DXC Technology
DXC
+$5.57M
2
BF.B icon
Brown-Forman Class B
BF.B
+$3.41M
3
CAVM
Cavium, Inc.
CAVM
+$1.99M
4
MS icon
Morgan Stanley
MS
+$1.12M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.04M

Top Sells

Rank Stock Value
1
CSC
Computer Sciences
CSC
+$4.05M
2
ESRX
Express Scripts Holding Company
ESRX
+$2.04M
3
PYPL icon
PayPal
PYPL
+$1.45M
4
ETP
Energy Transfer Partners L.p.
ETP
+$1.1M
5
CHTR icon
Charter Communications
CHTR
+$1.03M

Sector Composition

Rank Sector Weight
1 Healthcare 19.83%
2 Financials 15.83%
3 Technology 14.44%
4 Communication Services 12.6%
5 Consumer Discretionary 10.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNC icon
126
Lincoln National
LNC
$8.93B
$561K 0.2%
8,300
– –
AMGN icon
127
Amgen
AMGN
$219B
$560K 0.2%
3,250
– –
TDG icon
128
TransDigm Group
TDG
$69.8B
$550K 0.19%
+2,047
New +$520K
MXIM
129
DELISTED
Maxim Integrated Products
MXIM
$546K 0.19%
12,150
-200
-2% -$9.19K
ADBE icon
130
Adobe
ADBE
$103B
$537K 0.19%
3,800
– –
ELV icon
131
Elevance Health
ELV
$84.9B
$535K 0.19%
2,845
– –
NSC icon
132
Norfolk Southern
NSC
$76.9B
$535K 0.19%
4,400
-75
-2% -$8.81K
HAL icon
133
Halliburton
HAL
$27.1B
$513K 0.18%
12,018
+268
+2% +$12.3K
TAP icon
134
Molson Coors Class B
TAP
$7.92B
$512K 0.18%
5,925
-300
-5% -$27.8K
VTR icon
135
Ventas
VTR
$47.3B
$478K 0.17%
6,890
– –
RDS.A
136
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$454K 0.16%
8,534
-247
-3% -$13.1K
HIG icon
137
Hartford Financial Services
HIG
$39.6B
$452K 0.16%
8,600
– –
UL icon
138
Unilever
UL
$137B
$449K 0.16%
7,378
-178
-2% -$10.6K
YUMC icon
139
Yum China
YUMC
$16.5B
$446K 0.16%
11,300
– –
LSI
140
DELISTED
Life Storage, Inc.
LSI
$445K 0.16%
+9,000
New +$467K
ADNT icon
141
Adient
ADNT
$1.45B
$443K 0.16%
6,780
+200
+3% +$13.6K
HUM icon
142
Humana
HUM
$44.1B
$438K 0.15%
1,819
– –
LRFC
143
DELISTED
Logan Ridge Finance Corp
LRFC
$437K 0.15%
5,598
+433
+8% +$35.7K
PYPL icon
144
PayPal
PYPL
$51.1B
$435K 0.15%
8,100
-29,479
-78% -$1.45M
TECK icon
145
Teck Resources
TECK
$32.4B
$430K 0.15%
24,800
-2,000
-7% -$38.3K
MO icon
146
Altria Group
MO
$113B
$429K 0.15%
5,757
– –
MA icon
147
Mastercard
MA
$505B
$423K 0.15%
3,480
-100
-3% -$11.9K
STX icon
148
Seagate
STX
$193B
$419K 0.15%
10,800
-400
-4% -$17.5K
MCD icon
149
McDonald's
MCD
$196B
$414K 0.15%
2,705
– –
BF.A icon
150
Brown-Forman Class A
BF.A
$13.1B
$412K 0.15%
10,450
– –
4 5
6
7 8

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YWP
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BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
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TC
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Regent Investment Management's Q2 2017 Portfolio in Review

As of Q2 2017, Regent Investment Management held 216 positions worth $284M, up 7.3% from $265M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management deployed $12.8M of net new capital in Q2 2017, opening 13 new positions and adding to 60 existing holdings. Its largest new stake was DXC Technology: 83,918 shares worth $5.57M.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, down from 21% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Express Scripts Holding Company, an estimated $2.04M trimmed.

  • Regent Investment Management's largest Q2 2017 buy was DXC Technology: 83,918 shares worth $5.57M.
  • Regent Investment Management added most to Brown-Forman Class B in Q2 2017, an estimated $3.41M increase.
  • Regent Investment Management's biggest Q2 2017 reduction was Express Scripts Holding Company, cutting an estimated $2.04M.
  • Regent Investment Management fully exited Computer Sciences in Q2 2017, selling an estimated $4.05M.
  • Regent Investment Management's ten largest holdings make up 25% of its $284M portfolio in Q2 2017.
  • Regent Investment Management opened 13 new positions and closed 5 in Q2 2017.
  • Regent Investment Management's portfolio value rose 7.3% quarter-over-quarter to $284M.

Based on Regent Investment Management's 13F filing for Q2 2017, filed 17 Jul 2017.