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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+6.85%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$69.4M
Cap. Flow
+$58.3M
Cap. Flow %
22.01%
Top 10 Hldgs %
24.65%
Holding
215
New
30
Increased
63
Reduced
63
Closed
12

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$3.51M
2
CHTR icon
Charter Communications
CHTR
+$3.27M
3
CSC
Computer Sciences
CSC
+$3.13M
4
META icon
Meta Platforms (Facebook)
META
+$2.94M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.84M

Top Sells

Rank Stock Value
1
SE
Spectra Energy Corp Wi
SE
+$1.83M
2
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$947K
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$931K
4
PRU icon
Prudential Financial
PRU
+$598K
5
DEO icon
Diageo
DEO
+$574K

Sector Composition

Rank Sector Weight
1 Healthcare 20.96%
2 Financials 16.13%
3 Communication Services 12.92%
4 Technology 12.43%
5 Consumer Discretionary 10.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
126
Abbott
ABT
$187B
$508K 0.19%
11,429
-119
-1% -$5.14K
NSC icon
127
Norfolk Southern
NSC
$75.1B
$501K 0.19%
4,475
-2,025
-31% -$237K
EMR icon
128
Emerson Electric
EMR
$88.3B
$500K 0.19%
8,354
– –
ADBE icon
129
Adobe
ADBE
$105B
$494K 0.19%
3,800
-1,610
-30% -$189K
ADNT icon
130
Adient
ADNT
$1.5B
$478K 0.18%
+6,580
New +$432K
ELV icon
131
Elevance Health
ELV
$85.5B
$471K 0.18%
2,845
– –
PAA icon
132
Plains All American Pipeline
PAA
$16.1B
$468K 0.18%
+14,800
New +$468K
STON
133
DELISTED
StoneMor Inc.
STON
$457K 0.17%
57,632
-11,765
-17% -$119K
RDS.A
134
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$455K 0.17%
8,781
-158
-2% -$8.24K
GT icon
135
Goodyear
GT
$1.85B
$454K 0.17%
12,600
+2,900
+30% +$98.5K
VTR icon
136
Ventas
VTR
$47.9B
$448K 0.17%
6,890
+500
+8% +$31.1K
LRFC
137
DELISTED
Logan Ridge Finance Corp
LRFC
$445K 0.17%
5,165
-1,903
-27% -$160K
PARA
138
DELISTED
Paramount Global Class B
PARA
$420K 0.16%
6,052
+1,825
+43% +$120K
UL icon
139
Unilever
UL
$136B
$419K 0.16%
7,556
-355
-4% -$18K
HIG icon
140
Hartford Financial Services
HIG
$39.3B
$413K 0.16%
8,600
– –
MO icon
141
Altria Group
MO
$114B
$411K 0.16%
5,757
– –
BIDU icon
142
Baidu
BIDU
$37.2B
$405K 0.15%
2,350
– –
MFIC icon
143
MidCap Financial Investment
MFIC
$804M
$405K 0.15%
20,600
-3,667
-15% -$67.9K
MA icon
144
Mastercard
MA
$493B
$403K 0.15%
3,580
– –
TSM icon
145
TSMC
TSM
$2.18T
$403K 0.15%
12,285
-500
-4% -$15.6K
COTY icon
146
Coty
COTY
$2.48B
$400K 0.15%
22,018
+649
+3% +$12.3K
UNP icon
147
Union Pacific
UNP
$174B
$399K 0.15%
3,766
– –
JBL icon
148
Jabil
JBL
$35.8B
$396K 0.15%
13,700
– –
BF.A icon
149
Brown-Forman Class A
BF.A
$13.3B
$394K 0.15%
10,450
– –
DVN icon
150
Devon Energy
DVN
$47.3B
$383K 0.14%
9,191
– –
4 5
6
7 8

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MAG
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MPAM
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LDFR
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SAS
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Regent Investment Management's Q1 2017 Portfolio in Review

As of Q1 2017, Regent Investment Management held 215 positions worth $265M, up 36% from $195M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management deployed $58.3M of net new capital in Q1 2017, opening 30 new positions and adding to 63 existing holdings. Its largest new stake was Charter Communications: 10,276 shares worth $3.36M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 24% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $931K trimmed.

  • Regent Investment Management's largest Q1 2017 buy was Charter Communications: 10,276 shares worth $3.36M.
  • Regent Investment Management added most to Comcast in Q1 2017, an estimated $3.51M increase.
  • Regent Investment Management's biggest Q1 2017 reduction was iShares Russell 2000 Value ETF, cutting an estimated $931K.
  • Regent Investment Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $1.83M.
  • Regent Investment Management's ten largest holdings make up 25% of its $265M portfolio in Q1 2017.
  • Regent Investment Management opened 30 new positions and closed 12 in Q1 2017.
  • Regent Investment Management's portfolio value rose 36% quarter-over-quarter to $265M.

Based on Regent Investment Management's 13F filing for Q1 2017, filed 17 Apr 2017.