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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$195M
AUM Growth
+$3M
Cap. Flow
-$2.09M
Cap. Flow %
-1.07%
Top 10 Hldgs %
27.37%
Holding
195
New
9
Increased
44
Reduced
88
Closed
10

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.71M
2
SE
Spectra Energy Corp Wi
SE
+$1.64M
3
BAC icon
Bank of America
BAC
+$925K
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$898K
5
WDC icon
Western Digital
WDC
+$874K

Top Sells

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$932K
2
PG icon
Procter & Gamble
PG
+$874K
3
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$816K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$718K
5
WMB icon
Williams Companies
WMB
+$466K

Sector Composition

Rank Sector Weight
1 Healthcare 24.09%
2 Financials 15.13%
3 Communication Services 11.1%
4 Technology 10.94%
5 Consumer Staples 10.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIDU icon
126
Baidu
BIDU
$37.2B
$386K 0.2%
2,350
+100
+4% +$17K
CRTO icon
127
Criteo S.A. Ordinary Shares
CRTO
$923M
$383K 0.2%
9,315
+200
+2% +$7.8K
MA icon
128
Mastercard
MA
$493B
$370K 0.19%
3,580
+300
+9% +$31.1K
TSM icon
129
TSMC
TSM
$2.18T
$368K 0.19%
12,785
– –
UL icon
130
Unilever
UL
$136B
$362K 0.19%
7,911
+1,244
+19% +$58K
CAG icon
131
Conagra Brands
CAG
$7.23B
$360K 0.18%
9,095
-4,134
-31% -$154K
TDF
132
Templeton Dragon Fund
TDF
$280M
$360K 0.18%
22,000
-650
-3% -$11K
CMCSA icon
133
Comcast
CMCSA
$90B
$358K 0.18%
10,360
– –
SJM icon
134
J.M. Smucker
SJM
$12.8B
$358K 0.18%
2,794
+360
+15% +$46.7K
BRK.B icon
135
Berkshire Hathaway Class B
BRK.B
$1.13T
$352K 0.18%
2,158
– –
CAVM
136
DELISTED
Cavium, Inc.
CAVM
$343K 0.18%
5,500
-1,700
-24% -$98.1K
AAL icon
137
American Airlines Group
AAL
$10.6B
$336K 0.17%
7,200
-3,200
-31% -$139K
DD icon
138
DuPont de Nemours
DD
$19.2B
$332K 0.17%
2,290
-30
-1% -$4.18K
MCD icon
139
McDonald's
MCD
$195B
$329K 0.17%
2,705
– –
JBL icon
140
Jabil
JBL
$35.8B
$324K 0.17%
13,700
-4,050
-23% -$88.3K
IBM icon
141
IBM
IBM
$224B
$323K 0.17%
2,032
-903
-31% -$138K
BABA icon
142
Alibaba
BABA
$308B
$321K 0.16%
3,660
+200
+6% +$19.3K
PYPL icon
143
PayPal
PYPL
$50.5B
$320K 0.16%
8,100
-1,250
-13% -$50.2K
MDT icon
144
Medtronic
MDT
$112B
$313K 0.16%
4,400
+200
+5% +$15.7K
TGT icon
145
Target
TGT
$68B
$312K 0.16%
4,315
-300
-7% -$21.7K
GPC icon
146
Genuine Parts
GPC
$18.7B
$302K 0.15%
3,165
– –
YUMC icon
147
Yum China
YUMC
$16.3B
$302K 0.15%
+11,550
New +$314K
EEM icon
148
iShares MSCI Emerging Markets ETF
EEM
$30B
$301K 0.15%
8,594
-4,250
-33% -$153K
WY icon
149
Weyerhaeuser
WY
$18.4B
$301K 0.15%
10,012
-288
-3% -$8.88K
TEN
150
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$300K 0.15%
4,800
-400
-8% -$23.4K
4 5
6
7 8

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Regent Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Regent Investment Management held 195 positions worth $195M, up 1.6% from $192M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2016 filing shows 9 new, 44 increased, 88 reduced and 10 closed positions. Its largest new stake was Amazon: 43,640 shares worth $1.64M. The largest sale was iShares China Large-Cap ETF, an estimated $932K.

By sector, the portfolio is most concentrated in Healthcare at 24% of assets, down from 26% a quarter earlier, followed by Financials and Communication Services.

  • Regent Investment Management's largest Q4 2016 buy was Amazon: 43,640 shares worth $1.64M.
  • Regent Investment Management added most to Spectra Energy Corp Wi in Q4 2016, an estimated $1.64M increase.
  • Regent Investment Management's biggest Q4 2016 reduction was Procter & Gamble, cutting an estimated $874K.
  • Regent Investment Management fully exited iShares China Large-Cap ETF in Q4 2016, selling an estimated $932K.
  • Regent Investment Management's ten largest holdings make up 27% of its $195M portfolio in Q4 2016.
  • Regent Investment Management opened 9 new positions and closed 10 in Q4 2016.
  • Regent Investment Management's portfolio value rose 1.6% quarter-over-quarter to $195M.

Based on Regent Investment Management's 13F filing for Q4 2016, filed 30 Jan 2017.