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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$192M
AUM Growth
+$8.48M
Cap. Flow
+$3M
Cap. Flow %
1.56%
Top 10 Hldgs %
26.66%
Holding
195
New
13
Increased
44
Reduced
58
Closed
9

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$899K
2
GE icon
GE Aerospace
GE
+$876K
3
T icon
AT&T
T
+$778K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$696K
5
TAP icon
Molson Coors Class B
TAP
+$602K

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$875K
2
M icon
Macy's
M
+$607K
3
WMB icon
Williams Companies
WMB
+$540K
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$471K
5
GM icon
General Motors
GM
+$335K

Sector Composition

Rank Sector Weight
1 Healthcare 25.8%
2 Financials 12.12%
3 Consumer Staples 11.31%
4 Communication Services 11.14%
5 Technology 10.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYPL icon
126
PayPal
PYPL
$50.5B
$383K 0.2%
9,350
– –
AAL icon
127
American Airlines Group
AAL
$10.6B
$381K 0.2%
10,400
-500
-5% -$17.7K
KND
128
DELISTED
Kindred Healthcare
KND
$374K 0.19%
36,600
-300
-0.8% -$3.33K
HIG icon
129
Hartford Financial Services
HIG
$39.3B
$368K 0.19%
8,600
– –
UNP icon
130
Union Pacific
UNP
$174B
$367K 0.19%
3,766
– –
BABA icon
131
Alibaba
BABA
$308B
$366K 0.19%
3,460
-100
-3% -$9.27K
MDT icon
132
Medtronic
MDT
$112B
$363K 0.19%
4,200
– –
ELV icon
133
Elevance Health
ELV
$85.5B
$357K 0.19%
2,845
– –
UL icon
134
Unilever
UL
$136B
$356K 0.19%
6,667
– –
CMCSA icon
135
Comcast
CMCSA
$90B
$344K 0.18%
10,360
– –
LLY icon
136
Eli Lilly
LLY
$1.06T
$337K 0.18%
4,203
-150
-3% -$12K
MA icon
137
Mastercard
MA
$493B
$334K 0.17%
3,280
+150
+5% +$14.4K
SJM icon
138
J.M. Smucker
SJM
$12.8B
$330K 0.17%
2,434
– –
WY icon
139
Weyerhaeuser
WY
$18.4B
$329K 0.17%
10,300
– –
RDS.B
140
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$327K 0.17%
6,185
+500
+9% +$26.8K
EBAY icon
141
eBay
EBAY
$49.8B
$324K 0.17%
9,850
+500
+5% +$15.1K
CRTO icon
142
Criteo S.A. Ordinary Shares
CRTO
$923M
$320K 0.17%
9,115
+315
+4% +$12.5K
BMRN icon
143
BioMarin Pharmaceuticals
BMRN
$12.4B
$319K 0.17%
3,450
– –
GPC icon
144
Genuine Parts
GPC
$18.7B
$318K 0.17%
3,165
– –
TGT icon
145
Target
TGT
$68B
$317K 0.16%
4,615
+540
+13% +$38.7K
BRK.B icon
146
Berkshire Hathaway Class B
BRK.B
$1.13T
$312K 0.16%
2,158
– –
MCD icon
147
McDonald's
MCD
$195B
$312K 0.16%
2,705
– –
DD icon
148
DuPont de Nemours
DD
$19.2B
$304K 0.16%
2,320
+140
+6% +$18.7K
TEN
149
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$303K 0.16%
5,200
-200
-4% -$10.9K
WMT icon
150
Walmart Inc
WMT
$890B
$302K 0.16%
12,549
– –
4 5
6
7 8

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MAG
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MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Regent Investment Management held 195 positions worth $192M, up 4.6% from $184M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2016 filing shows 13 new, 44 increased, 58 reduced and 9 closed positions. Its largest new stake was iShares China Large-Cap ETF: 24,530 shares worth $932K. The largest sale was EMC CORPORATION, an estimated $875K.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, down from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q3 2016 buy was iShares China Large-Cap ETF: 24,530 shares worth $932K.
  • Regent Investment Management added most to GE Aerospace in Q3 2016, an estimated $876K increase.
  • Regent Investment Management's biggest Q3 2016 reduction was Macy's, cutting an estimated $607K.
  • Regent Investment Management fully exited EMC CORPORATION in Q3 2016, selling an estimated $875K.
  • Regent Investment Management's ten largest holdings make up 27% of its $192M portfolio in Q3 2016.
  • Regent Investment Management opened 13 new positions and closed 9 in Q3 2016.
  • Regent Investment Management's portfolio value rose 4.6% quarter-over-quarter to $192M.

Based on Regent Investment Management's 13F filing for Q3 2016, filed 18 Oct 2016.