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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+0.41%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$180M
AUM Growth
-$7.25M
Cap. Flow
-$6.16M
Cap. Flow %
-3.42%
Top 10 Hldgs %
27.06%
Holding
191
New
10
Increased
42
Reduced
85
Closed
9

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$851K
2
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$723K
3
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$710K
4
CAH icon
Cardinal Health
CAH
+$455K
5
PFE icon
Pfizer
PFE
+$445K

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$1.62M
2
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$1.52M
3
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$932K
4
UNP icon
Union Pacific
UNP
+$888K
5
M icon
Macy's
M
+$632K

Sector Composition

Rank Sector Weight
1 Healthcare 28.14%
2 Financials 12.28%
3 Consumer Staples 11.02%
4 Communication Services 10.13%
5 Technology 10.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSCO icon
126
Tractor Supply
TSCO
$18B
$370K 0.21%
20,470
– –
NLY icon
127
Annaly Capital Management
NLY
$17.4B
$362K 0.2%
8,837
-1,850
-17% -$72.6K
PYPL icon
128
PayPal
PYPL
$50.5B
$361K 0.2%
9,350
– –
PARA
129
DELISTED
Paramount Global Class B
PARA
$354K 0.2%
6,427
-3,500
-35% -$170K
CMCSA icon
130
Comcast
CMCSA
$90B
$353K 0.2%
11,560
-1,200
-9% -$34.4K
UL icon
131
Unilever
UL
$136B
$339K 0.19%
6,667
-5,106
-43% -$248K
TGT icon
132
Target
TGT
$68B
$335K 0.19%
4,075
-3,238
-44% -$245K
SRCL
133
DELISTED
Stericycle Inc
SRCL
$334K 0.19%
2,650
– –
TSM icon
134
TSMC
TSM
$2.18T
$322K 0.18%
12,285
-1,000
-8% -$23.4K
LLY icon
135
Eli Lilly
LLY
$1.06T
$321K 0.18%
4,453
-75
-2% -$5.67K
WY icon
136
Weyerhaeuser
WY
$18.4B
$319K 0.18%
+10,300
New +$275K
SJM icon
137
J.M. Smucker
SJM
$12.8B
$316K 0.18%
2,434
-20
-0.8% -$2.52K
MDT icon
138
Medtronic
MDT
$112B
$315K 0.18%
4,200
– –
GPC icon
139
Genuine Parts
GPC
$18.7B
$314K 0.17%
3,165
– –
ABT icon
140
Abbott
ABT
$187B
$313K 0.17%
7,484
– –
CRTO icon
141
Criteo S.A. Ordinary Shares
CRTO
$923M
$311K 0.17%
7,500
+500
+7% +$17.5K
MA icon
142
Mastercard
MA
$493B
$305K 0.17%
3,230
-435
-12% -$38.5K
UNP icon
143
Union Pacific
UNP
$174B
$300K 0.17%
3,766
-11,489
-75% -$888K
BABA icon
144
Alibaba
BABA
$308B
$297K 0.17%
3,760
-60
-2% -$4.22K
CAVM
145
DELISTED
Cavium, Inc.
CAVM
$294K 0.16%
4,800
– –
WMT icon
146
Walmart Inc
WMT
$890B
$286K 0.16%
12,549
-2,340
-16% -$51.3K
BMRN icon
147
BioMarin Pharmaceuticals
BMRN
$12.4B
$285K 0.16%
3,450
– –
TEN
148
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$278K 0.15%
5,400
– –
OXY icon
149
Occidental Petroleum
OXY
$55.9B
$274K 0.15%
4,000
-7
-0.2% -$469
EFA icon
150
iShares MSCI EAFE ETF
EFA
$80.2B
$268K 0.15%
4,676
– –
4 5
6
7 8

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MAG
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MPAM
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LDFR
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SAS
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Regent Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Regent Investment Management held 191 positions worth $180M, down 3.9% from $187M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management withdrew a net $6.16M in Q1 2016, closing 9 positions and reducing 85 holdings. Its most notable exit was WisdomTree Japan Hedged Equity Fund, an estimated $1.52M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, down from 29% a quarter earlier, followed by Financials and Consumer Staples.

Against the trend, Regent Investment Management opened a new position in iShares Russell Mid-Cap Value ETF worth $915K.

  • Regent Investment Management's largest Q1 2016 buy was iShares Russell Mid-Cap Value ETF: 12,907 shares worth $915K.
  • Regent Investment Management added most to Cardinal Health in Q1 2016, an estimated $455K increase.
  • Regent Investment Management's biggest Q1 2016 reduction was McKesson, cutting an estimated $1.62M.
  • Regent Investment Management fully exited WisdomTree Japan Hedged Equity Fund in Q1 2016, selling an estimated $1.52M.
  • Regent Investment Management's ten largest holdings make up 27% of its $180M portfolio in Q1 2016.
  • Regent Investment Management opened 10 new positions and closed 9 in Q1 2016.
  • Regent Investment Management's portfolio value fell 3.9% quarter-over-quarter to $180M.

Based on Regent Investment Management's 13F filing for Q1 2016, filed 20 Apr 2016.