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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$5.65M
Cap. Flow
-$1.53M
Cap. Flow %
-0.82%
Top 10 Hldgs %
27.35%
Holding
188
New
11
Increased
33
Reduced
85
Closed
7

Top Buys

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$1.61M
2
KND
Kindred Healthcare
KND
+$962K
3
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$943K
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$370K
5
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$356K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.52M
2
KMI icon
Kinder Morgan
KMI
+$828K
3
LRFC
Logan Ridge Finance Corp
LRFC
+$447K
4
M icon
Macy's
M
+$443K
5
VTRS icon
Viatris
VTRS
+$387K

Sector Composition

Rank Sector Weight
1 Healthcare 29.18%
2 Financials 12.52%
3 Consumer Staples 10.75%
4 Technology 9.42%
5 Communication Services 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIDU icon
126
Baidu
BIDU
$37.2B
$388K 0.21%
2,050
-1,300
-39% -$240K
LLY icon
127
Eli Lilly
LLY
$1.06T
$382K 0.2%
4,528
– –
BHI
128
DELISTED
Baker Hughes
BHI
$381K 0.2%
8,250
-3,150
-28% -$161K
HIG icon
129
Hartford Financial Services
HIG
$39.3B
$374K 0.2%
8,600
– –
XLK icon
130
State Street Technology Select Sector SPDR ETF
XLK
$123B
$368K 0.2%
+17,200
New +$370K
BMRN icon
131
BioMarin Pharmaceuticals
BMRN
$12.4B
$361K 0.19%
3,450
– –
CMCSA icon
132
Comcast
CMCSA
$90B
$360K 0.19%
12,760
+3,900
+44% +$117K
IGV icon
133
iShares Expanded Tech-Software Sector ETF
IGV
$14.7B
$358K 0.19%
+17,250
New +$356K
MA icon
134
Mastercard
MA
$493B
$357K 0.19%
3,665
-680
-16% -$66.6K
FLS icon
135
Flowserve
FLS
$10.2B
$350K 0.19%
8,326
-1,775
-18% -$78.3K
TSCO icon
136
Tractor Supply
TSCO
$18B
$350K 0.19%
20,470
-750
-4% -$13.3K
DVN icon
137
Devon Energy
DVN
$47.3B
$344K 0.18%
10,736
-100
-0.9% -$4.1K
CCL icon
138
Carnival Corporation Ltd
CCL
$39.7B
$338K 0.18%
6,200
+300
+5% +$15.5K
PYPL icon
139
PayPal
PYPL
$50.5B
$338K 0.18%
9,350
– –
ABT icon
140
Abbott
ABT
$187B
$337K 0.18%
7,484
-120
-2% -$5.3K
GM icon
141
General Motors
GM
$76.8B
$325K 0.17%
9,550
+1,500
+19% +$52.1K
MDT icon
142
Medtronic
MDT
$112B
$323K 0.17%
4,200
-800
-16% -$60.2K
SRCL
143
DELISTED
Stericycle Inc
SRCL
$320K 0.17%
2,650
– –
CAVM
144
DELISTED
Cavium, Inc.
CAVM
$315K 0.17%
4,800
– –
BABA icon
145
Alibaba
BABA
$308B
$310K 0.17%
+3,820
New +$300K
PCL
146
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$307K 0.16%
6,438
-230
-3% -$10.4K
WMT icon
147
Walmart Inc
WMT
$890B
$304K 0.16%
14,889
– –
SJM icon
148
J.M. Smucker
SJM
$12.8B
$303K 0.16%
2,454
-50
-2% -$5.96K
TSM icon
149
TSMC
TSM
$2.18T
$302K 0.16%
13,285
-1,000
-7% -$22.5K
CRTO icon
150
Criteo S.A. Ordinary Shares
CRTO
$923M
$277K 0.15%
7,000
+600
+9% +$23.8K
4 5
6
7 8

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Regent Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Regent Investment Management held 188 positions worth $187M, up 3.1% from $181M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2015 filing shows 11 new, 33 increased, 85 reduced and 7 closed positions. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 30,290 shares worth $1.52M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $1.52M.

By sector, the portfolio is most concentrated in Healthcare at 29% of assets, up from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q4 2015 buy was WisdomTree Japan Hedged Equity Fund: 30,290 shares worth $1.52M.
  • Regent Investment Management added most to Merck in Q4 2015, an estimated $354K increase.
  • Regent Investment Management's biggest Q4 2015 reduction was Kinder Morgan, cutting an estimated $828K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q4 2015, selling an estimated $1.52M.
  • Regent Investment Management's ten largest holdings make up 27% of its $187M portfolio in Q4 2015.
  • Regent Investment Management opened 11 new positions and closed 7 in Q4 2015.
  • Regent Investment Management's portfolio value rose 3.1% quarter-over-quarter to $187M.

Based on Regent Investment Management's 13F filing for Q4 2015, filed 14 Jan 2016.