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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-8.91%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$17.2M
Cap. Flow
+$3.06M
Cap. Flow %
1.68%
Top 10 Hldgs %
27.01%
Holding
197
New
12
Increased
72
Reduced
52
Closed
20

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.55M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.61M
3
KHC icon
Kraft Heinz
KHC
+$1.19M
4
KMB icon
Kimberly-Clark
KMB
+$888K
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$836K

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.42M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$1.72M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.61M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$962K
5
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$855K

Sector Composition

Rank Sector Weight
1 Healthcare 28%
2 Financials 12.47%
3 Consumer Staples 10.73%
4 Technology 10.1%
5 Consumer Discretionary 9.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSC icon
126
Norfolk Southern
NSC
$75.1B
$371K 0.2%
4,850
-400
-8% -$32.5K
SRCL
127
DELISTED
Stericycle Inc
SRCL
$369K 0.2%
2,650
– –
BMRN icon
128
BioMarin Pharmaceuticals
BMRN
$12.4B
$363K 0.2%
3,450
– –
PARA
129
DELISTED
Paramount Global Class B
PARA
$361K 0.2%
9,052
-7,570
-46% -$367K
NLY icon
130
Annaly Capital Management
NLY
$17.4B
$358K 0.2%
9,062
+250
+3% +$9.99K
TSCO icon
131
Tractor Supply
TSCO
$18B
$358K 0.2%
21,220
– –
MCD icon
132
McDonald's
MCD
$195B
$347K 0.19%
3,518
+663
+23% +$64.6K
MDT icon
133
Medtronic
MDT
$112B
$335K 0.18%
5,000
-6,600
-57% -$486K
WMT icon
134
Walmart Inc
WMT
$890B
$322K 0.18%
+14,889
New +$342K
HPQ icon
135
HP
HPQ
$27.5B
$311K 0.17%
26,699
-2,422
-8% -$31.5K
ABT icon
136
Abbott
ABT
$187B
$305K 0.17%
7,604
+680
+10% +$32.1K
TSM icon
137
TSMC
TSM
$2.18T
$296K 0.16%
14,285
-4,000
-22% -$84K
CAVM
138
DELISTED
Cavium, Inc.
CAVM
$295K 0.16%
4,800
-900
-16% -$60K
CCL icon
139
Carnival Corporation Ltd
CCL
$39.7B
$293K 0.16%
5,900
+1,600
+37% +$81.4K
PYPL icon
140
PayPal
PYPL
$50.5B
$290K 0.16%
+9,350
New +$335K
HRI icon
141
Herc Holdings
HRI
$5.61B
$288K 0.16%
5,742
-1,266
-18% -$66.3K
SJM icon
142
J.M. Smucker
SJM
$12.8B
$286K 0.16%
2,504
+60
+2% +$6.69K
ETP
143
DELISTED
Energy Transfer Partners L.p.
ETP
$281K 0.15%
6,853
+2,575
+60% +$125K
WDC icon
144
Western Digital
WDC
$150B
$276K 0.15%
4,597
– –
EFA icon
145
iShares MSCI EAFE ETF
EFA
$80.2B
$268K 0.15%
4,676
-2,929
-39% -$181K
OXY icon
146
Occidental Petroleum
OXY
$55.9B
$265K 0.15%
4,007
– –
PCL
147
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$263K 0.14%
6,668
-65
-1% -$2.61K
GPC icon
148
Genuine Parts
GPC
$18.7B
$262K 0.14%
3,165
– –
SBUX icon
149
Starbucks
SBUX
$120B
$261K 0.14%
4,584
– –
TXRH icon
150
Texas Roadhouse
TXRH
$13.7B
$257K 0.14%
6,900
+400
+6% +$15.1K
4 5
6
7 8

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Regent Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Regent Investment Management held 197 positions worth $181M, down 8.7% from $199M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2015 filing shows 12 new, 72 increased, 52 reduced and 20 closed positions. Its largest new stake was Alphabet (Google) Class A: 79,080 shares worth $2.52M. The largest sale was Alphabet (Google) Class C, an estimated $2.42M.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, up from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q3 2015 buy was Alphabet (Google) Class A: 79,080 shares worth $2.52M.
  • Regent Investment Management added most to Kimberly-Clark in Q3 2015, an estimated $888K increase.
  • Regent Investment Management's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $2.42M.
  • Regent Investment Management fully exited iShares China Large-Cap ETF in Q3 2015, selling an estimated $1.72M.
  • Regent Investment Management's ten largest holdings make up 27% of its $181M portfolio in Q3 2015.
  • Regent Investment Management opened 12 new positions and closed 20 in Q3 2015.
  • Regent Investment Management's portfolio value fell 8.7% quarter-over-quarter to $181M.

Based on Regent Investment Management's 13F filing for Q3 2015, filed 16 Oct 2015.