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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.81%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$195M
AUM Growth
-$255K
Cap. Flow
-$8.24M
Cap. Flow %
-4.23%
Top 10 Hldgs %
24.7%
Holding
205
New
15
Increased
42
Reduced
84
Closed
11

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.47M
2
BUD icon
AB InBev
BUD
+$723K
3
BHI
Baker Hughes
BHI
+$603K
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$517K
5
LMRK
Landmark Infrastructure Partners LP Common Units
LMRK
+$515K

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.69M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.02M
3
DEO icon
Diageo
DEO
+$736K
4
HRI icon
Herc Holdings
HRI
+$663K
5
DIS icon
Walt Disney
DIS
+$622K

Sector Composition

Rank Sector Weight
1 Healthcare 25.85%
2 Financials 11.43%
3 Technology 10.5%
4 Energy 10.46%
5 Consumer Staples 9.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
126
Altria Group
MO
$114B
$392K 0.2%
7,960
– –
PNC icon
127
PNC Financial Services
PNC
$101B
$389K 0.2%
4,261
-27
-0.6% -$2.34K
BF.A icon
128
Brown-Forman Class A
BF.A
$13.3B
$384K 0.2%
10,950
– –
WDC icon
129
Western Digital
WDC
$150B
$377K 0.19%
4,511
– –
SJM icon
130
J.M. Smucker
SJM
$12.8B
$360K 0.18%
3,569
+600
+20% +$60.8K
HIG icon
131
Hartford Financial Services
HIG
$39.3B
$359K 0.18%
8,600
-600
-7% -$23.7K
LOW icon
132
Lowe's Companies
LOW
$125B
$354K 0.18%
5,142
-950
-16% -$56.9K
ELV icon
133
Elevance Health
ELV
$85.5B
$352K 0.18%
2,800
– –
MCD icon
134
McDonald's
MCD
$195B
$347K 0.18%
3,705
-4,530
-55% -$424K
TSM icon
135
TSMC
TSM
$2.18T
$347K 0.18%
15,523
+2,000
+15% +$43.6K
SRCL
136
DELISTED
Stericycle Inc
SRCL
$347K 0.18%
2,650
– –
TSCO icon
137
Tractor Supply
TSCO
$18B
$342K 0.18%
21,720
– –
GPC icon
138
Genuine Parts
GPC
$18.7B
$340K 0.17%
3,195
+30
+0.9% +$2.94K
OXY icon
139
Occidental Petroleum
OXY
$55.9B
$339K 0.17%
4,207
-177
-4% -$14.7K
ESV
140
DELISTED
Ensco Rowan plc
ESV
$338K 0.17%
2,824
-2,135
-43% -$306K
CAT icon
141
Caterpillar
CAT
$387B
$335K 0.17%
3,655
– –
YHOO
142
DELISTED
Yahoo Inc
YHOO
$326K 0.17%
6,450
-11,500
-64% -$541K
APA icon
143
APA Corp
APA
$13.2B
$321K 0.16%
5,120
– –
BP icon
144
BP
BP
$107B
$318K 0.16%
10,059
-144
-1% -$4.84K
PGX icon
145
Invesco Preferred ETF
PGX
$3.78B
$315K 0.16%
21,450
+1,350
+7% +$19.7K
BMRN icon
146
BioMarin Pharmaceuticals
BMRN
$12.4B
$312K 0.16%
3,450
-150
-4% -$12.5K
NSM
147
DELISTED
Nationstar Mortgage Holdings
NSM
$310K 0.16%
11,000
– –
PCL
148
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$310K 0.16%
7,254
-975
-12% -$40.1K
DE icon
149
Deere & Co
DE
$168B
$306K 0.16%
3,457
– –
EEM icon
150
iShares MSCI Emerging Markets ETF
EEM
$30B
$306K 0.16%
7,784
– –
4 5
6
7 8

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
Equius Partners Novato, California $324M AUM 8.27% 1-Year Est. Return
TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, Regent Investment Management held 205 positions worth $195M, down 0.13% from $195M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management withdrew a net $8.24M in Q4 2014, closing 11 positions and reducing 84 holdings. Its most notable exit was iShares Russell Mid-Cap Value ETF, an estimated $1.69M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 24% a quarter earlier, followed by Financials and Technology.

Against the trend, Regent Investment Management opened a new position in AB InBev worth $733K.

  • Regent Investment Management's largest Q4 2014 buy was AB InBev: 6,525 shares worth $733K.
  • Regent Investment Management added most to iShares Russell 2000 Growth ETF in Q4 2014, an estimated $1.47M increase.
  • Regent Investment Management's biggest Q4 2014 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $1.02M.
  • Regent Investment Management fully exited iShares Russell Mid-Cap Value ETF in Q4 2014, selling an estimated $1.69M.
  • Regent Investment Management's ten largest holdings make up 25% of its $195M portfolio in Q4 2014.
  • Regent Investment Management opened 15 new positions and closed 11 in Q4 2014.
  • Regent Investment Management's portfolio value fell 0.13% quarter-over-quarter to $195M.

Based on Regent Investment Management's 13F filing for Q4 2014, filed 14 Jan 2015.