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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.96%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$203M
AUM Growth
+$13.7M
Cap. Flow
+$3.71M
Cap. Flow %
1.83%
Top 10 Hldgs %
23.06%
Holding
201
New
13
Increased
53
Reduced
58
Closed
4

Top Buys

Rank Stock Value
1
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$1.41M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.37M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$944K
4
BKNG icon
Booking.com
BKNG
+$870K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$497K

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.6M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.38M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$971K
4
VOD icon
Vodafone
VOD
+$725K
5
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$487K

Sector Composition

Rank Sector Weight
1 Healthcare 23.35%
2 Energy 12.31%
3 Financials 11.65%
4 Consumer Staples 11.22%
5 Technology 9.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
126
Amgen
AMGN
$222B
$414K 0.2%
3,500
– –
PNC icon
127
PNC Financial Services
PNC
$101B
$406K 0.2%
4,563
– –
BF.A icon
128
Brown-Forman Class A
BF.A
$13.3B
$404K 0.2%
10,950
– –
ABT icon
129
Abbott
ABT
$187B
$403K 0.2%
9,859
-225
-2% -$8.84K
PFF icon
130
iShares Preferred and Income Securities ETF
PFF
$13.3B
$399K 0.2%
9,992
– –
CAT icon
131
Caterpillar
CAT
$387B
$397K 0.2%
3,655
– –
VNQ icon
132
Vanguard Real Estate ETF
VNQ
$39B
$397K 0.2%
5,300
-1,800
-25% -$132K
RDS.A
133
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$382K 0.19%
4,961
– –
DE icon
134
Deere & Co
DE
$168B
$381K 0.19%
4,207
-245
-6% -$22.5K
TEN
135
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$381K 0.19%
5,800
-200
-3% -$12.4K
SU icon
136
Suncor Energy
SU
$70.3B
$371K 0.18%
8,701
-600
-6% -$23.4K
MAA icon
137
Mid-America Apartment Communities
MAA
$15.7B
$365K 0.18%
5,000
– –
BLX icon
138
Bladex Inc
BLX
$2.14B
$359K 0.18%
12,100
-1,500
-11% -$40.3K
HIG icon
139
Hartford Financial Services
HIG
$39.3B
$347K 0.17%
9,700
– –
SCHB icon
140
Schwab US Broad Market ETF
SCHB
$44.9B
$345K 0.17%
43,428
-31,800
-42% -$245K
VTR icon
141
Ventas
VTR
$47.9B
$337K 0.17%
+4,597
New +$342K
EEM icon
142
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$335K 0.17%
7,744
– –
CAM
143
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$335K 0.17%
4,950
– –
MO icon
144
Altria Group
MO
$114B
$334K 0.16%
7,960
– –
IWP icon
145
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$332K 0.16%
7,422
-37,200
-83% -$1.6M
LOW icon
146
Lowe's Companies
LOW
$125B
$331K 0.16%
6,892
– –
ELV icon
147
Elevance Health
ELV
$85.5B
$323K 0.16%
3,000
– –
PGX icon
148
Invesco Preferred ETF
PGX
$3.79B
$323K 0.16%
22,100
+3,700
+20% +$53.4K
SJM icon
149
J.M. Smucker
SJM
$12.8B
$318K 0.16%
2,985
-1,100
-27% -$110K
WDC icon
150
Western Digital
WDC
$150B
$315K 0.16%
4,511
-397
-8% -$26.6K
4 5
6
7 8

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MPAM
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LDFR
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Regent Investment Management's Q2 2014 Portfolio in Review

As of Q2 2014, Regent Investment Management held 201 positions worth $203M, up 7.2% from $189M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Regent Investment Management's Q2 2014 filing shows 13 new, 53 increased, 58 reduced and 4 closed positions. Its largest new stake was iShares MSCI Brazil ETF: 29,495 shares worth $1.41M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $1.6M.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 23% a quarter earlier, followed by Energy and Financials.

  • Regent Investment Management's largest Q2 2014 buy was iShares MSCI Brazil ETF: 29,495 shares worth $1.41M.
  • Regent Investment Management added most to iShares Russell Mid-Cap Value ETF in Q2 2014, an estimated $1.37M increase.
  • Regent Investment Management's biggest Q2 2014 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $1.6M.
  • Regent Investment Management fully exited Vodafone in Q2 2014, selling an estimated $725K.
  • Regent Investment Management's ten largest holdings make up 23% of its $203M portfolio in Q2 2014.
  • Regent Investment Management opened 13 new positions and closed 4 in Q2 2014.
  • Regent Investment Management's portfolio value rose 7.2% quarter-over-quarter to $203M.

Based on Regent Investment Management's 13F filing for Q2 2014, filed 23 Jul 2014.