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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$189M
AUM Growth
+$10.9M
Cap. Flow
+$8.72M
Cap. Flow %
4.61%
Top 10 Hldgs %
23.02%
Holding
202
New
17
Increased
68
Reduced
53
Closed
14

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$944K
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$792K
3
LLY icon
Eli Lilly
LLY
+$761K
4
VZ icon
Verizon
VZ
+$706K
5
CELG
Celgene Corp
CELG
+$684K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.01M
2
SE
Spectra Energy Corp Wi
SE
+$637K
3
VOD icon
Vodafone
VOD
+$630K
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$530K
5
IYT icon
iShares US Transportation ETF
IYT
+$528K

Sector Composition

Rank Sector Weight
1 Healthcare 23.24%
2 Consumer Staples 11.99%
3 Financials 11.89%
4 Energy 11.42%
5 Technology 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJM icon
126
J.M. Smucker
SJM
$12.8B
$397K 0.21%
4,085
+1,200
+42% +$117K
BF.A icon
127
Brown-Forman Class A
BF.A
$13.3B
$390K 0.21%
10,950
– –
PFF icon
128
iShares Preferred and Income Securities ETF
PFF
$13.2B
$390K 0.21%
9,992
-500
-5% -$19.1K
ABT icon
129
Abbott
ABT
$187B
$388K 0.21%
10,084
+400
+4% +$15.4K
ABBV icon
130
AbbVie
ABBV
$435B
$380K 0.2%
7,384
-550
-7% -$27.8K
IBB icon
131
iShares Biotechnology ETF
IBB
$9.71B
$371K 0.2%
+4,710
New +$392K
ON icon
132
ON Semiconductor
ON
$31.6B
$364K 0.19%
38,700
+11,200
+41% +$101K
CAT icon
133
Caterpillar
CAT
$387B
$363K 0.19%
3,655
-100
-3% -$9.43K
NSM
134
DELISTED
Nationstar Mortgage Holdings
NSM
$360K 0.19%
11,100
+1,000
+10% +$30.8K
BLX icon
135
Bladex Inc
BLX
$2.14B
$359K 0.19%
13,600
+1,000
+8% +$26K
TEN
136
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$348K 0.18%
+6,000
New +$347K
HIG icon
137
Hartford Financial Services
HIG
$39.3B
$342K 0.18%
9,700
-100
-1% -$3.48K
MAA icon
138
Mid-America Apartment Communities
MAA
$15.7B
$341K 0.18%
5,000
-300
-6% -$19.7K
WDC icon
139
Western Digital
WDC
$150B
$341K 0.18%
4,908
– –
RDS.A
140
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$339K 0.18%
4,961
-214
-4% -$14.3K
LOW icon
141
Lowe's Companies
LOW
$125B
$337K 0.18%
6,892
– –
SU icon
142
Suncor Energy
SU
$70.3B
$325K 0.17%
9,301
– –
EEM icon
143
iShares MSCI Emerging Markets ETF
EEM
$30B
$318K 0.17%
7,744
-949
-11% -$37.2K
FDX icon
144
FedEx
FDX
$75.4B
$312K 0.16%
+2,351
New +$319K
IWS icon
145
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$309K 0.16%
4,502
-865
-16% -$57.5K
TSCO icon
146
Tractor Supply
TSCO
$18B
$307K 0.16%
21,720
+120
+0.6% +$1.7K
CAM
147
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$306K 0.16%
4,950
-300
-6% -$18.2K
SRCL
148
DELISTED
Stericycle Inc
SRCL
$301K 0.16%
2,650
– –
ELV icon
149
Elevance Health
ELV
$85.5B
$299K 0.16%
3,000
– –
MO icon
150
Altria Group
MO
$114B
$298K 0.16%
7,960
+1,662
+26% +$60.4K
4 5
6
7 8

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MPAM
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Regent Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Regent Investment Management held 202 positions worth $189M, up 6.1% from $178M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Regent Investment Management deployed $8.72M of net new capital in Q1 2014, opening 17 new positions and adding to 68 existing holdings. Its largest new stake was Eli Lilly: 13,630 shares worth $802K.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was Vodafone, an estimated $630K trimmed.

  • Regent Investment Management's largest Q1 2014 buy was Eli Lilly: 13,630 shares worth $802K.
  • Regent Investment Management added most to Procter & Gamble in Q1 2014, an estimated $944K increase.
  • Regent Investment Management's biggest Q1 2014 reduction was Vodafone, cutting an estimated $630K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q1 2014, selling an estimated $1.01M.
  • Regent Investment Management's ten largest holdings make up 23% of its $189M portfolio in Q1 2014.
  • Regent Investment Management opened 17 new positions and closed 14 in Q1 2014.
  • Regent Investment Management's portfolio value rose 6.1% quarter-over-quarter to $189M.

Based on Regent Investment Management's 13F filing for Q1 2014, filed 14 Apr 2014.