RIM

Regent Investment Management Portfolio holdings

AUM $373M
This Quarter Return
+1.65%
1 Year Return
-10.22%
3 Year Return
+44.01%
5 Year Return
+79.04%
10 Year Return
–
AUM
$189M
AUM Growth
+$189M
Cap. Flow
+$8.84M
Cap. Flow %
4.67%
Top 10 Hldgs %
23.02%
Holding
202
New
17
Increased
68
Reduced
53
Closed
14

Top Buys

1
PG icon
Procter & Gamble
PG
$966K
2
IWN icon
iShares Russell 2000 Value ETF
IWN
$811K
3
LLY icon
Eli Lilly
LLY
$802K
4
VZ icon
Verizon
VZ
$710K
5
CELG
Celgene Corp
CELG
$603K

Top Sells

1
IWF icon
iShares Russell 1000 Growth ETF
IWF
$1.01M
2
SE
Spectra Energy Corp Wi
SE
$637K
3
VOD icon
Vodafone
VOD
$628K
4
XLI icon
Industrial Select Sector SPDR Fund
XLI
$530K
5
IYT icon
iShares US Transportation ETF
IYT
$528K

Sector Composition

1 Healthcare 23.24%
2 Consumer Staples 11.99%
3 Financials 11.89%
4 Energy 11.42%
5 Technology 9.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SJM icon
126
J.M. Smucker
SJM
$11.8B
$397K 0.21%
4,085
+1,200
+42% +$117K
BF.A icon
127
Brown-Forman Class A
BF.A
$14.3B
$390K 0.21%
4,380
– –
PFF icon
128
iShares Preferred and Income Securities ETF
PFF
$14.4B
$390K 0.21%
9,992
-500
-5% -$19.5K
ABT icon
129
Abbott
ABT
$231B
$388K 0.21%
10,084
+400
+4% +$15.4K
ABBV icon
130
AbbVie
ABBV
$372B
$380K 0.2%
7,384
-550
-7% -$28.3K
IBB icon
131
iShares Biotechnology ETF
IBB
$5.6B
$371K 0.2%
+1,570
New +$371K
ON icon
132
ON Semiconductor
ON
$20.3B
$364K 0.19%
38,700
+11,200
+41% +$105K
CAT icon
133
Caterpillar
CAT
$196B
$363K 0.19%
3,655
-100
-3% -$9.93K
NSM
134
DELISTED
Nationstar Mortgage Holdings
NSM
$360K 0.19%
11,100
+1,000
+10% +$32.4K
BLX icon
135
Foreign Trade Bank of Latin America
BLX
$1.72B
$359K 0.19%
13,600
+1,000
+8% +$26.4K
TEN
136
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$348K 0.18%
+6,000
New +$348K
HIG icon
137
Hartford Financial Services
HIG
$37.2B
$342K 0.18%
9,700
-100
-1% -$3.53K
MAA icon
138
Mid-America Apartment Communities
MAA
$17.1B
$341K 0.18%
5,000
-300
-6% -$20.5K
WDC icon
139
Western Digital
WDC
$27.9B
$341K 0.18%
3,710
– –
RDS.A
140
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$339K 0.18%
4,634
-200
-4% -$14.6K
LOW icon
141
Lowe's Companies
LOW
$145B
$337K 0.18%
6,892
– –
SU icon
142
Suncor Energy
SU
$50.1B
$325K 0.17%
9,301
– –
EEM icon
143
iShares MSCI Emerging Markets ETF
EEM
$19B
$318K 0.17%
7,744
-949
-11% -$39K
FDX icon
144
FedEx
FDX
$54.5B
$312K 0.16%
+2,351
New +$312K
IWS icon
145
iShares Russell Mid-Cap Value ETF
IWS
$14.1B
$309K 0.16%
4,502
-865
-16% -$59.4K
TSCO icon
146
Tractor Supply
TSCO
$32.7B
$307K 0.16%
4,344
+24
+0.6% +$1.7K
CAM
147
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$306K 0.16%
4,950
-300
-6% -$18.5K
SRCL
148
DELISTED
Stericycle Inc
SRCL
$301K 0.16%
2,650
– –
ELV icon
149
Elevance Health
ELV
$71.8B
$299K 0.16%
3,000
– –
MO icon
150
Altria Group
MO
$113B
$298K 0.16%
7,960
+1,662
+26% +$62.2K
4 5
6
7 8