RIM

Regent Investment Management Portfolio holdings

AUM $373M
This Quarter Return
+10.6%
1 Year Return
-10.22%
3 Year Return
+44.01%
5 Year Return
+79.04%
10 Year Return
–
AUM
$178M
AUM Growth
+$178M
Cap. Flow
+$14M
Cap. Flow %
7.86%
Top 10 Hldgs %
22.13%
Holding
193
New
22
Increased
63
Reduced
59
Closed
8

Top Buys

1
VFC icon
VF Corp
VFC
$1.85M
2
JPM icon
JPMorgan Chase
JPM
$1.33M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
$1.01M
4
GILD icon
Gilead Sciences
GILD
$788K
5
BMY icon
Bristol-Myers Squibb
BMY
$759K

Top Sells

1
IWN icon
iShares Russell 2000 Value ETF
IWN
$846K
2
XBI icon
SPDR S&P Biotech ETF
XBI
$574K
3
ETP
Energy Transfer Partners L.p.
ETP
$539K
4
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
$435K
5
TMO icon
Thermo Fisher Scientific
TMO
$368K

Sector Composition

1 Healthcare 22.18%
2 Consumer Staples 12.41%
3 Financials 11.62%
4 Energy 11.6%
5 Technology 9.62%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EEM icon
126
iShares MSCI Emerging Markets ETF
EEM
$19B
$363K 0.2%
8,693
+285
+3% +$11.9K
SWKS icon
127
Skyworks Solutions
SWKS
$11.1B
$357K 0.2%
12,500
– –
HIG icon
128
Hartford Financial Services
HIG
$37.2B
$355K 0.2%
9,800
– –
PNC icon
129
PNC Financial Services
PNC
$81.7B
$354K 0.2%
4,563
– –
BLX icon
130
Foreign Trade Bank of Latin America
BLX
$1.72B
$353K 0.2%
12,600
-1,000
-7% -$28K
IWS icon
131
iShares Russell Mid-Cap Value ETF
IWS
$14.1B
$353K 0.2%
5,367
+410
+8% +$27K
RDS.A
132
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$345K 0.19%
4,834
– –
CAT icon
133
Caterpillar
CAT
$196B
$341K 0.19%
3,755
+1,220
+48% +$111K
LOW icon
134
Lowe's Companies
LOW
$145B
$341K 0.19%
6,892
-100
-1% -$4.95K
TSCO icon
135
Tractor Supply
TSCO
$32.7B
$335K 0.19%
4,320
– –
SU icon
136
Suncor Energy
SU
$50.1B
$326K 0.18%
9,301
– –
BF.A icon
137
Brown-Forman Class A
BF.A
$14.3B
$323K 0.18%
+4,380
New +$323K
MAA icon
138
Mid-America Apartment Communities
MAA
$17.1B
$322K 0.18%
5,300
+400
+8% +$24.3K
MFIC icon
139
MidCap Financial Investment
MFIC
$1.23B
$314K 0.18%
37,000
+2,000
+6% +$17K
CAM
140
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$313K 0.18%
5,250
– –
WDC icon
141
Western Digital
WDC
$27.9B
$311K 0.17%
3,710
– –
SRCL
142
DELISTED
Stericycle Inc
SRCL
$308K 0.17%
2,650
– –
SJM icon
143
J.M. Smucker
SJM
$11.8B
$299K 0.17%
2,885
– –
YONG
144
DELISTED
YONGYE INTERNATIONAL, INC. COMMON STOCK
YONG
$280K 0.16%
43,675
-5,700
-12% -$36.5K
ELV icon
145
Elevance Health
ELV
$71.8B
$277K 0.16%
3,000
– –
MAT icon
146
Mattel
MAT
$5.9B
$263K 0.15%
5,525
– –
CAVM
147
DELISTED
Cavium, Inc.
CAVM
$262K 0.15%
+7,600
New +$262K
NLY icon
148
Annaly Capital Management
NLY
$13.6B
$261K 0.15%
26,172
-13,000
-33% -$130K
BF.B icon
149
Brown-Forman Class B
BF.B
$14.2B
$257K 0.14%
+3,404
New +$257K
CMCSA icon
150
Comcast
CMCSA
$125B
$256K 0.14%
4,930
-439
-8% -$22.8K
4 5
6
7 8