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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+10.63%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$459M
AUM Growth
+$41.2M
Cap. Flow
+$4.23M
Cap. Flow %
0.92%
Top 10 Hldgs %
35.67%
Holding
225
New
11
Increased
71
Reduced
64
Closed
5

Top Buys

Rank Stock Value
1
AXP icon
American Express
AXP
+$1.68M
2
GS icon
Goldman Sachs
GS
+$859K
3
MSFT icon
Microsoft
MSFT
+$611K
4
CLF icon
Cleveland-Cliffs
CLF
+$551K
5
AMZN icon
Amazon
AMZN
+$503K

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$1.03M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$929K
3
MS icon
Morgan Stanley
MS
+$859K
4
BF.B icon
Brown-Forman Class B
BF.B
+$774K
5
VALE icon
Vale
VALE
+$496K

Sector Composition

Rank Sector Weight
1 Technology 24.44%
2 Healthcare 18.83%
3 Communication Services 13.01%
4 Financials 12.2%
5 Consumer Discretionary 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVH icon
101
PVH
PVH
$4.02B
$1.01M 0.22%
9,460
-275
-3% -$30.1K
APLS
102
DELISTED
Apellis Pharmaceuticals
APLS
$1.01M 0.22%
21,309
– –
PANW icon
103
Palo Alto Networks
PANW
$314B
$1M 0.22%
10,830
– –
HPQ icon
104
HP
HPQ
$27.3B
$1M 0.22%
26,600
+1,675
+7% +$54.8K
NSC icon
105
Norfolk Southern
NSC
$75B
$996K 0.22%
3,345
– –
AMZA icon
106
InfraCap MLP ETF
AMZA
$473M
$976K 0.21%
37,850
+7,000
+23% +$187K
DEO icon
107
Diageo
DEO
$54B
$972K 0.21%
4,416
– –
WDC icon
108
Western Digital
WDC
$151B
$922K 0.2%
18,699
-3,857
-17% -$168K
NEE icon
109
NextEra Energy
NEE
$177B
$920K 0.2%
9,852
– –
T icon
110
AT&T
T
$165B
$911K 0.2%
49,032
-3,874
-7% -$72.4K
YUM icon
111
Yum! Brands
YUM
$39.7B
$903K 0.2%
6,500
– –
MA icon
112
Mastercard
MA
$493B
$879K 0.19%
2,445
+735
+43% +$254K
CB icon
113
Chubb
CB
$134B
$869K 0.19%
4,496
-34
-0.8% -$6.39K
COR icon
114
Cencora
COR
$62B
$837K 0.18%
6,300
– –
ULTA icon
115
Ulta Beauty
ULTA
$23.6B
$823K 0.18%
1,995
+92
+5% +$35.7K
XIFR
116
XPLR Infrastructure LP
XIFR
$1.07B
$823K 0.18%
9,750
– –
COP icon
117
ConocoPhillips
COP
$148B
$795K 0.17%
11,017
-80
-0.7% -$5.83K
TRV icon
118
Travelers Companies
TRV
$78.3B
$754K 0.16%
4,821
-7
-0.1% -$1.09K
COST icon
119
Costco
COST
$423B
$716K 0.16%
1,262
– –
ILMN icon
120
Illumina
ILMN
$29B
$692K 0.15%
1,871
– –
XOM icon
121
ExxonMobil
XOM
$662B
$687K 0.15%
11,223
-100
-0.9% -$6.25K
QUAL icon
122
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$686K 0.15%
4,715
+286
+6% +$40.4K
ITW icon
123
Illinois Tool Works
ITW
$83.9B
$650K 0.14%
2,635
– –
MCD icon
124
McDonald's
MCD
$194B
$647K 0.14%
2,413
+200
+9% +$50.5K
LAMR icon
125
Lamar Advertising Co
LAMR
$15.7B
$634K 0.14%
5,225
– –
3 4
5
6 7

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YWP
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BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
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MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Regent Investment Management held 225 positions worth $459M, up 9.9% from $418M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q4 2021 filing shows 11 new, 71 increased, 64 reduced and 5 closed positions. Its largest new stake was Cleveland-Cliffs: 25,600 shares worth $557K. The largest sale was iShares Core Dividend Growth ETF, an estimated $1.03M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q4 2021 buy was Cleveland-Cliffs: 25,600 shares worth $557K.
  • Regent Investment Management added most to American Express in Q4 2021, an estimated $1.68M increase.
  • Regent Investment Management's biggest Q4 2021 reduction was iShares Core Dividend Growth ETF, cutting an estimated $1.03M.
  • Regent Investment Management fully exited Canadian Solar in Q4 2021, selling an estimated $270K.
  • Regent Investment Management's ten largest holdings make up 36% of its $459M portfolio in Q4 2021.
  • Regent Investment Management opened 11 new positions and closed 5 in Q4 2021.
  • Regent Investment Management's portfolio value rose 9.9% quarter-over-quarter to $459M.

Based on Regent Investment Management's 13F filing for Q4 2021, filed 27 Jan 2022.