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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-0.66%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$418M
AUM Growth
-$9.03M
Cap. Flow
-$2.25M
Cap. Flow %
-0.54%
Top 10 Hldgs %
35.1%
Holding
220
New
10
Increased
58
Reduced
69
Closed
6

Top Buys

Rank Stock Value
1
FCX icon
Freeport-McMoran
FCX
+$2.51M
2
XYZ
Block Inc
XYZ
+$1.13M
3
AMZN icon
Amazon
AMZN
+$1.05M
4
PVH icon
PVH
PVH
+$1.05M
5
BIDU icon
Baidu
BIDU
+$448K

Top Sells

Rank Stock Value
1
BF.B icon
Brown-Forman Class B
BF.B
+$3.43M
2
META icon
Meta Platforms (Facebook)
META
+$1.16M
3
BABA icon
Alibaba
BABA
+$1.15M
4
CSCO icon
Cisco
CSCO
+$934K
5
AAPL icon
Apple
AAPL
+$782K

Sector Composition

Rank Sector Weight
1 Technology 22.36%
2 Healthcare 18.4%
3 Communication Services 14.15%
4 Financials 12.75%
5 Consumer Discretionary 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSM icon
101
TSMC
TSM
$2.17T
$951K 0.23%
8,517
– –
ELV icon
102
Elevance Health
ELV
$86.2B
$938K 0.22%
2,515
– –
GS icon
103
Goldman Sachs
GS
$301B
$921K 0.22%
2,435
-25
-1% -$9.76K
AEP icon
104
American Electric Power
AEP
$66.9B
$900K 0.22%
11,085
+2,700
+32% +$236K
PANW icon
105
Palo Alto Networks
PANW
$314B
$865K 0.21%
10,830
– –
DEO icon
106
Diageo
DEO
$54B
$852K 0.2%
4,416
– –
CAH icon
107
Cardinal Health
CAH
$55.5B
$837K 0.2%
16,930
+5,575
+49% +$302K
AMZA icon
108
InfraCap MLP ETF
AMZA
$473M
$804K 0.19%
30,850
– –
BRX icon
109
Brixmor Property Group
BRX
$9.15B
$802K 0.19%
36,280
+500
+1% +$11.5K
NSC icon
110
Norfolk Southern
NSC
$75B
$800K 0.19%
3,345
-12
-0.4% -$3.08K
YUM icon
111
Yum! Brands
YUM
$39.7B
$795K 0.19%
6,500
– –
CB icon
112
Chubb
CB
$134B
$786K 0.19%
4,530
– –
NEE icon
113
NextEra Energy
NEE
$177B
$773K 0.19%
9,852
– –
COR icon
114
Cencora
COR
$62B
$753K 0.18%
6,300
+185
+3% +$22.2K
COP icon
115
ConocoPhillips
COP
$148B
$752K 0.18%
11,097
-570
-5% -$32.9K
ILMN icon
116
Illumina
ILMN
$29B
$738K 0.18%
1,871
– –
XIFR
117
XPLR Infrastructure LP
XIFR
$1.07B
$735K 0.18%
9,750
+350
+4% +$27.3K
TRV icon
118
Travelers Companies
TRV
$78.3B
$734K 0.18%
4,828
– –
APLS
119
DELISTED
Apellis Pharmaceuticals
APLS
$702K 0.17%
21,309
– –
ULTA icon
120
Ulta Beauty
ULTA
$23.6B
$687K 0.16%
1,903
+185
+11% +$66.8K
HPQ icon
121
HP
HPQ
$27.3B
$682K 0.16%
24,925
+13,725
+123% +$394K
XOM icon
122
ExxonMobil
XOM
$662B
$666K 0.16%
11,323
– –
BIDU icon
123
Baidu
BIDU
$37.1B
$662K 0.16%
4,305
+2,730
+173% +$448K
VTRS icon
124
Viatris
VTRS
$18.7B
$656K 0.16%
48,418
+13,707
+39% +$194K
RIO icon
125
Rio Tinto
RIO
$166B
$637K 0.15%
9,540
– –
3 4
5
6 7

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YWP
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MAG
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MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Regent Investment Management held 220 positions worth $418M, down 2.1% from $427M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Regent Investment Management's Q3 2021 filing shows 10 new, 58 increased, 69 reduced and 6 closed positions. Its largest new stake was PVH: 9,735 shares worth $1M. The largest sale was Brown-Forman Class B, an estimated $3.43M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q3 2021 buy was PVH: 9,735 shares worth $1M.
  • Regent Investment Management added most to Freeport-McMoran in Q3 2021, an estimated $2.51M increase.
  • Regent Investment Management's biggest Q3 2021 reduction was Brown-Forman Class B, cutting an estimated $3.43M.
  • Regent Investment Management fully exited PPL Corp in Q3 2021, selling an estimated $741K.
  • Regent Investment Management's ten largest holdings make up 35% of its $418M portfolio in Q3 2021.
  • Regent Investment Management opened 10 new positions and closed 6 in Q3 2021.
  • Regent Investment Management's portfolio value fell 2.1% quarter-over-quarter to $418M.

Based on Regent Investment Management's 13F filing for Q3 2021, filed 21 Oct 2021.