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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+6.53%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$397M
AUM Growth
+$36.6M
Cap. Flow
+$16.5M
Cap. Flow %
4.17%
Top 10 Hldgs %
35.47%
Holding
210
New
16
Increased
63
Reduced
63
Closed
6

Top Buys

Rank Stock Value
1
BF.B icon
Brown-Forman Class B
BF.B
+$9.07M
2
CVS icon
CVS Health
CVS
+$1.16M
3
VALE icon
Vale
VALE
+$939K
4
AMZN icon
Amazon
AMZN
+$878K
5
XYZ
Block Inc
XYZ
+$807K

Top Sells

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$1.08M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$838K
3
ANIP icon
ANI Pharmaceuticals
ANIP
+$589K
4
T icon
AT&T
T
+$556K
5
AAPL icon
Apple
AAPL
+$384K

Sector Composition

Rank Sector Weight
1 Technology 21.95%
2 Healthcare 18.53%
3 Communication Services 14%
4 Financials 12.9%
5 Consumer Staples 9.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS icon
101
Goldman Sachs
GS
$301B
$780K 0.2%
2,385
+975
+69% +$304K
TRV icon
102
Travelers Companies
TRV
$78.2B
$776K 0.2%
5,161
– –
CHDN icon
103
Churchill Downs
CHDN
$6.11B
$752K 0.19%
6,610
– –
RIO icon
104
Rio Tinto
RIO
$166B
$752K 0.19%
9,690
+1,690
+21% +$139K
LLY icon
105
Eli Lilly
LLY
$1.09T
$747K 0.19%
3,999
– –
PNC icon
106
PNC Financial Services
PNC
$100B
$741K 0.19%
4,225
– –
BRX icon
107
Brixmor Property Group
BRX
$9.14B
$724K 0.18%
35,780
+1,000
+3% +$18.7K
CB icon
108
Chubb
CB
$134B
$716K 0.18%
4,530
-155
-3% -$25K
YUM icon
109
Yum! Brands
YUM
$39.3B
$703K 0.18%
6,500
– –
ILMN icon
110
Illumina
ILMN
$28.9B
$699K 0.18%
1,871
– –
AEP icon
111
American Electric Power
AEP
$66.9B
$682K 0.17%
+8,050
New +$649K
LITE icon
112
Lumentum
LITE
$62.8B
$678K 0.17%
7,425
+915
+14% +$84.7K
AMZA icon
113
InfraCap MLP ETF
AMZA
$473M
$664K 0.17%
27,850
+2,900
+12% +$65.3K
CAH icon
114
Cardinal Health
CAH
$57.4B
$656K 0.17%
10,805
+1,405
+15% +$77.6K
NEE icon
115
NextEra Energy
NEE
$178B
$654K 0.16%
8,652
– –
ITW icon
116
Illinois Tool Works
ITW
$84.2B
$650K 0.16%
2,935
– –
MA icon
117
Mastercard
MA
$494B
$636K 0.16%
1,785
– –
COP icon
118
ConocoPhillips
COP
$148B
$634K 0.16%
11,967
-884
-7% -$43.6K
XOM icon
119
ExxonMobil
XOM
$660B
$632K 0.16%
11,323
-656
-5% -$34.4K
PANW icon
120
Palo Alto Networks
PANW
$313B
$572K 0.14%
10,650
– –
WHR icon
121
Whirlpool
WHR
$2.83B
$569K 0.14%
2,580
-13
-0.5% -$2.58K
QUAL icon
122
iShares MSCI USA Quality Factor ETF
QUAL
$48.2B
$539K 0.14%
4,426
-52
-1% -$6.14K
CAT icon
123
Caterpillar
CAT
$396B
$533K 0.13%
2,300
– –
MCD icon
124
McDonald's
MCD
$193B
$532K 0.13%
2,373
– –
ULTA icon
125
Ulta Beauty
ULTA
$23.6B
$531K 0.13%
1,718
-10
-0.6% -$3.11K
3 4
5
6 7

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BC
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MAG
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MPAM
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LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Regent Investment Management held 210 positions worth $397M, up 10% from $361M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Regent Investment Management deployed $16.5M of net new capital in Q1 2021, opening 16 new positions and adding to 63 existing holdings. Its largest new stake was Vale: 53,800 shares worth $935K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 24% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Match Group, an estimated $1.08M trimmed.

  • Regent Investment Management's largest Q1 2021 buy was Vale: 53,800 shares worth $935K.
  • Regent Investment Management added most to Brown-Forman Class B in Q1 2021, an estimated $9.07M increase.
  • Regent Investment Management's biggest Q1 2021 reduction was Match Group, cutting an estimated $1.08M.
  • Regent Investment Management fully exited ANI Pharmaceuticals in Q1 2021, selling an estimated $589K.
  • Regent Investment Management's ten largest holdings make up 35% of its $397M portfolio in Q1 2021.
  • Regent Investment Management opened 16 new positions and closed 6 in Q1 2021.
  • Regent Investment Management's portfolio value rose 10% quarter-over-quarter to $397M.

Based on Regent Investment Management's 13F filing for Q1 2021, filed 20 Apr 2021.