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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+15.19%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$361M
AUM Growth
+$37.2M
Cap. Flow
-$4.9M
Cap. Flow %
-1.36%
Top 10 Hldgs %
35.54%
Holding
202
New
13
Increased
32
Reduced
103
Closed
8

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$1.35M
2
MOS icon
The Mosaic Company
MOS
+$702K
3
BABA icon
Alibaba
BABA
+$670K
4
TTWO icon
Take-Two Interactive
TTWO
+$512K
5
CAG icon
Conagra Brands
CAG
+$511K

Top Sells

Rank Stock Value
1
WSBC icon
WesBanco
WSBC
+$972K
2
MTCH icon
Match Group
MTCH
+$757K
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$642K
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$642K
5
MCHI icon
iShares MSCI China ETF
MCHI
+$605K

Sector Composition

Rank Sector Weight
1 Technology 23.56%
2 Healthcare 18.74%
3 Communication Services 14.35%
4 Financials 12.21%
5 Consumer Discretionary 10.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CB icon
101
Chubb
CB
$134B
$721K 0.2%
4,685
-67
-1% -$9.39K
YUM icon
102
Yum! Brands
YUM
$39.1B
$706K 0.2%
6,500
– –
LLY icon
103
Eli Lilly
LLY
$1.09T
$675K 0.19%
3,999
– –
ILMN icon
104
Illumina
ILMN
$29B
$673K 0.19%
1,871
-283
-13% -$90.2K
NEE icon
105
NextEra Energy
NEE
$177B
$668K 0.19%
8,652
-324
-4% -$24.2K
CHDN icon
106
Churchill Downs
CHDN
$6.18B
$644K 0.18%
6,610
– –
MA icon
107
Mastercard
MA
$497B
$637K 0.18%
1,785
– –
PANW icon
108
Palo Alto Networks
PANW
$313B
$631K 0.18%
10,650
– –
PNC icon
109
PNC Financial Services
PNC
$101B
$629K 0.17%
4,225
– –
LITE icon
110
Lumentum
LITE
$62.8B
$617K 0.17%
6,510
-520
-7% -$44.8K
BF.A icon
111
Brown-Forman Class A
BF.A
$13B
$611K 0.17%
8,310
-26
-0.3% -$1.87K
RIO icon
112
Rio Tinto
RIO
$166B
$602K 0.17%
8,000
– –
ITW icon
113
Illinois Tool Works
ITW
$84.2B
$598K 0.17%
2,935
– –
ANIP icon
114
ANI Pharmaceuticals
ANIP
$1.73B
$589K 0.16%
20,280
-16,699
-45% -$478K
BRX icon
115
Brixmor Property Group
BRX
$9.09B
$576K 0.16%
34,780
-8,000
-19% -$114K
QUAL icon
116
iShares MSCI USA Quality Factor ETF
QUAL
$48.2B
$520K 0.14%
4,478
+906
+25% +$99.8K
COP icon
117
ConocoPhillips
COP
$149B
$514K 0.14%
12,851
-1,250
-9% -$46.1K
LMRK
118
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$514K 0.14%
47,917
-9,300
-16% -$97.9K
MCD icon
119
McDonald's
MCD
$193B
$509K 0.14%
2,373
-205
-8% -$44.6K
BHC icon
120
Bausch Health
BHC
$2.32B
$505K 0.14%
24,295
-6,000
-20% -$112K
CAH icon
121
Cardinal Health
CAH
$56.2B
$503K 0.14%
9,400
+650
+7% +$33.7K
SCHG icon
122
Schwab US Large-Cap Growth ETF
SCHG
$63.1B
$496K 0.14%
30,920
-80
-0.3% -$1.21K
ULTA icon
123
Ulta Beauty
ULTA
$23.6B
$496K 0.14%
1,728
-90
-5% -$22.8K
XOM icon
124
ExxonMobil
XOM
$660B
$494K 0.14%
11,979
-1,303
-10% -$48.9K
REG icon
125
Regency Centers
REG
$13.8B
$492K 0.14%
+10,800
New +$464K
3 4
5
6 7

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MPAM
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LDFR
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Regent Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Regent Investment Management held 202 positions worth $361M, up 11% from $323M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q4 2020 filing shows 13 new, 32 increased, 103 reduced and 8 closed positions. Its largest new stake was Regency Centers: 10,800 shares worth $492K. The largest sale was WesBanco, an estimated $972K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q4 2020 buy was Regency Centers: 10,800 shares worth $492K.
  • Regent Investment Management added most to Pfizer in Q4 2020, an estimated $1.35M increase.
  • Regent Investment Management's biggest Q4 2020 reduction was WesBanco, cutting an estimated $972K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q4 2020, selling an estimated $642K.
  • Regent Investment Management's ten largest holdings make up 36% of its $361M portfolio in Q4 2020.
  • Regent Investment Management opened 13 new positions and closed 8 in Q4 2020.
  • Regent Investment Management's portfolio value rose 11% quarter-over-quarter to $361M.

Based on Regent Investment Management's 13F filing for Q4 2020, filed 27 Jan 2021.