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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+11.03%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$323M
AUM Growth
+$22.4M
Cap. Flow
-$5.53M
Cap. Flow %
-1.71%
Top 10 Hldgs %
36.21%
Holding
196
New
10
Increased
43
Reduced
99
Closed
7

Top Buys

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$3.12M
2
RTX icon
RTX Corp
RTX
+$915K
3
MCHI icon
iShares MSCI China ETF
MCHI
+$598K
4
AMZN icon
Amazon
AMZN
+$590K
5
LITE icon
Lumentum
LITE
+$376K

Top Sells

Rank Stock Value
1
PPLI
People Inc
PPLI
+$2.87M
2
BF.B icon
Brown-Forman Class B
BF.B
+$2.47M
3
AAPL icon
Apple
AAPL
+$655K
4
PG icon
Procter & Gamble
PG
+$479K
5
JNJ icon
Johnson & Johnson
JNJ
+$463K

Sector Composition

Rank Sector Weight
1 Technology 23.07%
2 Healthcare 19.63%
3 Communication Services 14.04%
4 Financials 11.41%
5 Consumer Discretionary 10.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTWO icon
101
Take-Two Interactive
TTWO
$46.9B
$620K 0.19%
3,755
+200
+6% +$32.5K
MCHI icon
102
iShares MSCI China ETF
MCHI
$6.28B
$605K 0.19%
+8,160
New +$598K
MA icon
103
Mastercard
MA
$494B
$604K 0.19%
1,785
– –
YUM icon
104
Yum! Brands
YUM
$39.5B
$593K 0.18%
6,500
-1,000
-13% -$92.2K
LLY icon
105
Eli Lilly
LLY
$1.09T
$592K 0.18%
3,999
– –
ON icon
106
ON Semiconductor
ON
$31.4B
$586K 0.18%
27,013
-685
-2% -$14.5K
BF.A icon
107
Brown-Forman Class A
BF.A
$13B
$573K 0.18%
8,336
– –
ITW icon
108
Illinois Tool Works
ITW
$83.7B
$567K 0.18%
2,935
-400
-12% -$76K
MCD icon
109
McDonald's
MCD
$193B
$566K 0.18%
2,578
-200
-7% -$41.1K
TRV icon
110
Travelers Companies
TRV
$78.8B
$558K 0.17%
5,161
-280
-5% -$32.1K
AMAT icon
111
Applied Materials
AMAT
$417B
$552K 0.17%
9,290
+755
+9% +$46.6K
CB icon
112
Chubb
CB
$134B
$552K 0.17%
4,752
-766
-14% -$96.2K
CHDN icon
113
Churchill Downs
CHDN
$6.19B
$541K 0.17%
6,610
– –
LITE icon
114
Lumentum
LITE
$63.5B
$528K 0.16%
7,030
+4,530
+181% +$376K
WHR icon
115
Whirlpool
WHR
$2.86B
$521K 0.16%
2,833
-547
-16% -$90.9K
LMRK
116
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$518K 0.16%
57,217
+15,217
+36% +$150K
BRX icon
117
Brixmor Property Group
BRX
$9.12B
$500K 0.15%
42,780
+9,100
+27% +$110K
RIO icon
118
Rio Tinto
RIO
$164B
$483K 0.15%
8,000
-1,300
-14% -$79.7K
ATO icon
119
Atmos Energy
ATO
$28.6B
$478K 0.15%
5,000
– –
BHC icon
120
Bausch Health
BHC
$2.33B
$471K 0.15%
30,295
-1,800
-6% -$31K
PNC icon
121
PNC Financial Services
PNC
$101B
$464K 0.14%
4,225
– –
COP icon
122
ConocoPhillips
COP
$151B
$463K 0.14%
14,101
-1,533
-10% -$58.1K
XOM icon
123
ExxonMobil
XOM
$657B
$456K 0.14%
13,282
-3,034
-19% -$124K
SCHG icon
124
Schwab US Large-Cap Growth ETF
SCHG
$62.6B
$446K 0.14%
31,000
-480
-2% -$6.69K
COST icon
125
Costco
COST
$418B
$443K 0.14%
1,247
– –
3 4
5
6 7

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Regent Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Regent Investment Management held 196 positions worth $323M, up 7.4% from $301M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q3 2020 filing shows 10 new, 43 increased, 99 reduced and 7 closed positions. Its largest new stake was Match Group: 29,500 shares worth $3.26M. The largest sale was People Inc, an estimated $2.87M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q3 2020 buy was Match Group: 29,500 shares worth $3.26M.
  • Regent Investment Management added most to RTX Corp in Q3 2020, an estimated $915K increase.
  • Regent Investment Management's biggest Q3 2020 reduction was People Inc, cutting an estimated $2.87M.
  • Regent Investment Management fully exited Delta Air Lines in Q3 2020, selling an estimated $272K.
  • Regent Investment Management's ten largest holdings make up 36% of its $323M portfolio in Q3 2020.
  • Regent Investment Management opened 10 new positions and closed 7 in Q3 2020.
  • Regent Investment Management's portfolio value rose 7.4% quarter-over-quarter to $323M.

Based on Regent Investment Management's 13F filing for Q3 2020, filed 19 Oct 2020.