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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-19.35%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$243M
AUM Growth
-$84.3M
Cap. Flow
-$15.2M
Cap. Flow %
-6.27%
Top 10 Hldgs %
33.13%
Holding
214
New
4
Increased
37
Reduced
100
Closed
35

Top Buys

Rank Stock Value
1
AMZA icon
InfraCap MLP ETF
AMZA
+$3.56M
2
AVGO icon
Broadcom
AVGO
+$966K
3
QCOM icon
Qualcomm
QCOM
+$965K
4
C icon
Citigroup
C
+$677K
5
BMY icon
Bristol-Myers Squibb
BMY
+$612K

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$3.18M
2
CCL icon
Carnival Corporation Ltd
CCL
+$1.84M
3
BA icon
Boeing
BA
+$1.6M
4
EXPE icon
Expedia Group
EXPE
+$1.46M
5
BKNG icon
Booking.com
BKNG
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 21.07%
2 Healthcare 21.05%
3 Communication Services 13.89%
4 Financials 13.63%
5 Consumer Staples 10.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CI icon
101
Cigna
CI
$72.4B
$488K 0.2%
2,754
– –
COP icon
102
ConocoPhillips
COP
$151B
$479K 0.2%
15,539
-1,266
-8% -$64.4K
MA icon
103
Mastercard
MA
$492B
$475K 0.2%
1,965
-200
-9% -$59.5K
NSC icon
104
Norfolk Southern
NSC
$75.2B
$464K 0.19%
3,180
-350
-10% -$64.6K
LMRK
105
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$458K 0.19%
43,384
-1,600
-4% -$23.5K
DAL icon
106
Delta Air Lines
DAL
$59.5B
$442K 0.18%
15,505
-8,412
-35% -$417K
ON icon
107
ON Semiconductor
ON
$31.6B
$438K 0.18%
35,198
-2,000
-5% -$39.1K
BF.A icon
108
Brown-Forman Class A
BF.A
$13B
$428K 0.18%
8,336
+26
+0.3% +$1.57K
RIO icon
109
Rio Tinto
RIO
$164B
$424K 0.17%
9,300
-2,400
-21% -$123K
AMAT icon
110
Applied Materials
AMAT
$417B
$414K 0.17%
9,035
+1,835
+25% +$105K
PNC icon
111
PNC Financial Services
PNC
$101B
$414K 0.17%
4,325
-100
-2% -$13.4K
USB icon
112
US Bancorp
USB
$100B
$412K 0.17%
11,972
-2,740
-19% -$132K
XOM icon
113
ExxonMobil
XOM
$657B
$400K 0.16%
10,531
– –
ATVI
114
DELISTED
Activision Blizzard
ATVI
$399K 0.16%
6,709
-200
-3% -$11.9K
COST icon
115
Costco
COST
$419B
$397K 0.16%
1,392
-93
-6% -$28.2K
AMGN icon
116
Amgen
AMGN
$224B
$385K 0.16%
1,900
+100
+6% +$21.8K
LTHM
117
DELISTED
Livent Corporation
LTHM
$370K 0.15%
70,425
-25,000
-26% -$210K
BHC icon
118
Bausch Health
BHC
$2.33B
$364K 0.15%
+23,495
New +$567K
PSX icon
119
Phillips 66
PSX
$89.5B
$357K 0.15%
6,658
– –
HSIC icon
120
Henry Schein
HSIC
$9.94B
$354K 0.15%
7,000
– –
KR icon
121
Kroger
KR
$34.5B
$346K 0.14%
11,500
-2,000
-15% -$58.7K
CHDN icon
122
Churchill Downs
CHDN
$6.18B
$340K 0.14%
6,610
-400
-6% -$25.8K
BRX icon
123
Brixmor Property Group
BRX
$9.09B
$334K 0.14%
35,180
+3,580
+11% +$64.2K
WHR icon
124
Whirlpool
WHR
$2.84B
$333K 0.14%
3,880
-1,140
-23% -$150K
ENB icon
125
Enbridge
ENB
$113B
$331K 0.14%
11,364
-500
-4% -$18.5K
3 4
5
6 7

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Regent Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Regent Investment Management held 214 positions worth $243M, down 26% from $327M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Regent Investment Management withdrew a net $15.2M in Q1 2020, closing 35 positions and reducing 100 holdings. Its most notable exit was Royal Caribbean, an estimated $3.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Regent Investment Management opened a new position in Bausch Health worth $364K.

  • Regent Investment Management's largest Q1 2020 buy was Bausch Health: 23,495 shares worth $364K.
  • Regent Investment Management added most to InfraCap MLP ETF in Q1 2020, an estimated $3.56M increase.
  • Regent Investment Management's biggest Q1 2020 reduction was Booking.com, cutting an estimated $1.25M.
  • Regent Investment Management fully exited Royal Caribbean in Q1 2020, selling an estimated $3.18M.
  • Regent Investment Management's ten largest holdings make up 33% of its $243M portfolio in Q1 2020.
  • Regent Investment Management opened 4 new positions and closed 35 in Q1 2020.
  • Regent Investment Management's portfolio value fell 26% quarter-over-quarter to $243M.

Based on Regent Investment Management's 13F filing for Q1 2020, filed 17 Apr 2020.