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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+11.43%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$327M
AUM Growth
+$22M
Cap. Flow
-$8.37M
Cap. Flow %
-2.56%
Top 10 Hldgs %
28.81%
Holding
218
New
12
Increased
48
Reduced
95
Closed
8

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$3.55M
2
QCOM icon
Qualcomm
QCOM
+$1.94M
3
EXPE icon
Expedia Group
EXPE
+$1.59M
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$638K
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$636K

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$4.22M
2
BKNG icon
Booking.com
BKNG
+$1.18M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$758K
4
CCL icon
Carnival Corporation Ltd
CCL
+$719K
5
AAPL icon
Apple
AAPL
+$711K

Sector Composition

Rank Sector Weight
1 Technology 18.46%
2 Healthcare 18.26%
3 Financials 15.92%
4 Communication Services 12.59%
5 Consumer Discretionary 11.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAL icon
101
United Airlines
UAL
$42.1B
$766K 0.23%
8,690
– –
ELV icon
102
Elevance Health
ELV
$85.5B
$760K 0.23%
2,515
– –
AXP icon
103
American Express
AXP
$230B
$747K 0.23%
6,000
– –
PSX icon
104
Phillips 66
PSX
$81.4B
$742K 0.23%
6,658
-1,137
-15% -$128K
WHR icon
105
Whirlpool
WHR
$2.82B
$741K 0.23%
5,020
-760
-13% -$115K
LMRK
106
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$738K 0.23%
44,984
-564
-1% -$9.52K
XOM icon
107
ExxonMobil
XOM
$634B
$735K 0.22%
10,531
+200
+2% +$13.8K
ADBE icon
108
Adobe
ADBE
$105B
$732K 0.22%
2,220
– –
PNC icon
109
PNC Financial Services
PNC
$101B
$707K 0.22%
4,425
– –
DXJ icon
110
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$703K 0.21%
13,075
-1,000
-7% -$53.4K
CAH icon
111
Cardinal Health
CAH
$55.4B
$695K 0.21%
13,750
-8,050
-37% -$416K
ILMN icon
112
Illumina
ILMN
$28.4B
$695K 0.21%
2,154
-180
-8% -$54.6K
RIO icon
113
Rio Tinto
RIO
$164B
$695K 0.21%
11,700
– –
EWZ icon
114
iShares MSCI Brazil ETF
EWZ
$8.95B
$692K 0.21%
+14,575
New +$638K
LLY icon
115
Eli Lilly
LLY
$1.06T
$688K 0.21%
5,233
– –
NSC icon
116
Norfolk Southern
NSC
$75.1B
$685K 0.21%
3,530
-75
-2% -$14.1K
BRX icon
117
Brixmor Property Group
BRX
$9.32B
$683K 0.21%
31,600
+3,900
+14% +$83.3K
APLS
118
DELISTED
Apellis Pharmaceuticals
APLS
$652K 0.2%
21,309
– –
PYPL icon
119
PayPal
PYPL
$50.5B
$648K 0.2%
5,990
+330
+6% +$34.4K
MA icon
120
Mastercard
MA
$493B
$646K 0.2%
2,165
-20
-0.9% -$5.64K
PM icon
121
Philip Morris
PM
$295B
$635K 0.19%
7,466
– –
AIG icon
122
American International
AIG
$41.3B
$633K 0.19%
12,340
+900
+8% +$47.7K
LAMR icon
123
Lamar Advertising Co
LAMR
$16.3B
$622K 0.19%
6,965
– –
LRFC
124
DELISTED
Logan Ridge Finance Corp
LRFC
$619K 0.19%
11,825
+1,554
+15% +$79.4K
CAG icon
125
Conagra Brands
CAG
$7.23B
$585K 0.18%
17,075
+410
+2% +$11.9K
3 4
5
6 7

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MPAM
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LDFR
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Regent Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Regent Investment Management held 218 positions worth $327M, up 7.2% from $305M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Regent Investment Management's Q4 2019 filing shows 12 new, 48 increased, 95 reduced and 8 closed positions. Its largest new stake was Expedia Group: 13,515 shares worth $1.46M. The largest sale was Celgene Corp, an estimated $4.22M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Healthcare and Financials.

  • Regent Investment Management's largest Q4 2019 buy was Expedia Group: 13,515 shares worth $1.46M.
  • Regent Investment Management added most to Bristol-Myers Squibb in Q4 2019, an estimated $3.55M increase.
  • Regent Investment Management's biggest Q4 2019 reduction was Booking.com, cutting an estimated $1.18M.
  • Regent Investment Management fully exited Celgene Corp in Q4 2019, selling an estimated $4.22M.
  • Regent Investment Management's ten largest holdings make up 29% of its $327M portfolio in Q4 2019.
  • Regent Investment Management opened 12 new positions and closed 8 in Q4 2019.
  • Regent Investment Management's portfolio value rose 7.2% quarter-over-quarter to $327M.

Based on Regent Investment Management's 13F filing for Q4 2019, filed 30 Jan 2020.