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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+1.26%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$305M
AUM Growth
-$2.27M
Cap. Flow
-$3.07M
Cap. Flow %
-1.01%
Top 10 Hldgs %
27.8%
Holding
213
New
7
Increased
42
Reduced
103
Closed
7

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$1.65M
2
VRSN icon
VeriSign
VRSN
+$1.52M
3
CSCO icon
Cisco
CSCO
+$725K
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$724K
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$681K

Top Sells

Rank Stock Value
1
DXC icon
DXC Technology
DXC
+$1.86M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$766K
3
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$763K
4
PG icon
Procter & Gamble
PG
+$670K
5
ABT icon
Abbott
ABT
+$528K

Sector Composition

Rank Sector Weight
1 Healthcare 18.14%
2 Technology 17.68%
3 Financials 16.16%
4 Communication Services 12.24%
5 Consumer Discretionary 10.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMRK
101
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$822K 0.27%
45,548
-11,759
-21% -$194K
EMR icon
102
Emerson Electric
EMR
$88.3B
$816K 0.27%
12,207
– –
PSX icon
103
Phillips 66
PSX
$81.4B
$798K 0.26%
7,795
-400
-5% -$40.1K
LTHM
104
DELISTED
Livent Corporation
LTHM
$775K 0.25%
115,775
+61,500
+113% +$413K
UAL icon
105
United Airlines
UAL
$42.1B
$768K 0.25%
8,690
+400
+5% +$35.4K
XOM icon
106
ExxonMobil
XOM
$634B
$730K 0.24%
10,331
– –
AXP icon
107
American Express
AXP
$230B
$710K 0.23%
6,000
+1,000
+20% +$123K
DXJ icon
108
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$710K 0.23%
+14,075
New +$681K
ILMN icon
109
Illumina
ILMN
$28.4B
$691K 0.23%
2,334
– –
DD icon
110
DuPont de Nemours
DD
$19.2B
$673K 0.22%
7,520
-1,191
-14% -$105K
FISV
111
Fiserv Inc
FISV
$27.9B
$657K 0.22%
6,340
– –
NSC icon
112
Norfolk Southern
NSC
$75.1B
$648K 0.21%
3,605
– –
AIG icon
113
American International
AIG
$41.3B
$637K 0.21%
11,440
– –
TSM icon
114
TSMC
TSM
$2.18T
$625K 0.2%
13,453
-4,000
-23% -$171K
PNC icon
115
PNC Financial Services
PNC
$101B
$620K 0.2%
4,425
– –
ADBE icon
116
Adobe
ADBE
$105B
$613K 0.2%
2,220
– –
RIO icon
117
Rio Tinto
RIO
$164B
$609K 0.2%
11,700
– –
ELV icon
118
Elevance Health
ELV
$85.5B
$604K 0.2%
2,515
– –
MA icon
119
Mastercard
MA
$493B
$593K 0.19%
2,185
-475
-18% -$131K
PYPL icon
120
PayPal
PYPL
$50.5B
$586K 0.19%
5,660
– –
LLY icon
121
Eli Lilly
LLY
$1.06T
$585K 0.19%
5,233
– –
LAMR icon
122
Lamar Advertising Co
LAMR
$16.3B
$571K 0.19%
6,965
-350
-5% -$27.6K
PM icon
123
Philip Morris
PM
$295B
$567K 0.19%
7,466
– –
BRX icon
124
Brixmor Property Group
BRX
$9.32B
$562K 0.18%
27,700
– –
RDS.B
125
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$552K 0.18%
9,210
-500
-5% -$29.8K
3 4
5
6 7

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MAG
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MPAM
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LDFR
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Regent Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Regent Investment Management held 213 positions worth $305M, down 0.74% from $307M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Regent Investment Management's Q3 2019 filing shows 7 new, 42 increased, 103 reduced and 7 closed positions. Its largest new stake was VeriSign: 7,375 shares worth $1.39M. The largest sale was DXC Technology, an estimated $1.86M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 18% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q3 2019 buy was VeriSign: 7,375 shares worth $1.39M.
  • Regent Investment Management added most to Qualcomm in Q3 2019, an estimated $1.65M increase.
  • Regent Investment Management's biggest Q3 2019 reduction was DXC Technology, cutting an estimated $1.86M.
  • Regent Investment Management fully exited WisdomTree Europe Hedged Equity Fund in Q3 2019, selling an estimated $763K.
  • Regent Investment Management's ten largest holdings make up 28% of its $305M portfolio in Q3 2019.
  • Regent Investment Management opened 7 new positions and closed 7 in Q3 2019.
  • Regent Investment Management's portfolio value fell 0.74% quarter-over-quarter to $305M.

Based on Regent Investment Management's 13F filing for Q3 2019, filed 17 Oct 2019.