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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+14.22%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$300M
AUM Growth
+$33.3M
Cap. Flow
-$1.29M
Cap. Flow %
-0.43%
Top 10 Hldgs %
26.5%
Holding
213
New
17
Increased
45
Reduced
107
Closed
6

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$892K
2
AVGO icon
Broadcom
AVGO
+$836K
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$722K
4
MSFT icon
Microsoft
MSFT
+$688K
5
VZ icon
Verizon
VZ
+$676K

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$1.15M
2
WHR icon
Whirlpool
WHR
+$586K
3
ALB icon
Albemarle
ALB
+$446K
4
CMCSA icon
Comcast
CMCSA
+$437K
5
BKNG icon
Booking.com
BKNG
+$419K

Sector Composition

Rank Sector Weight
1 Healthcare 18.55%
2 Technology 16.88%
3 Financials 15.69%
4 Communication Services 12.11%
5 Consumer Discretionary 11.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSX icon
101
Phillips 66
PSX
$81.4B
$780K 0.26%
8,195
-100
-1% -$9.51K
MET icon
102
MetLife
MET
$62.1B
$754K 0.25%
17,701
+110
+0.6% +$4.86K
ELV icon
103
Elevance Health
ELV
$85.5B
$722K 0.24%
2,515
– –
USB icon
104
US Bancorp
USB
$99.6B
$722K 0.24%
14,990
+2,402
+19% +$120K
NSC icon
105
Norfolk Southern
NSC
$75.1B
$717K 0.24%
3,834
– –
TSM icon
106
TSMC
TSM
$2.18T
$715K 0.24%
17,453
-7
-0% -$267
RIO icon
107
Rio Tinto
RIO
$164B
$706K 0.24%
12,000
-2,200
-15% -$121K
ILMN icon
108
Illumina
ILMN
$28.4B
$705K 0.23%
2,334
-812
-26% -$237K
MA icon
109
Mastercard
MA
$493B
$699K 0.23%
2,969
-25
-0.8% -$5.38K
PARA
110
DELISTED
Paramount Global Class B
PARA
$672K 0.22%
14,137
-300
-2% -$14.6K
UAL icon
111
United Airlines
UAL
$42.1B
$661K 0.22%
8,290
+1,990
+32% +$168K
PM icon
112
Philip Morris
PM
$295B
$647K 0.22%
7,311
-200
-3% -$16.1K
RDS.B
113
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$645K 0.21%
10,085
+100
+1% +$6.32K
MRVL icon
114
Marvell Technology
MRVL
$196B
$641K 0.21%
32,220
-5,880
-15% -$110K
ENB icon
115
Enbridge
ENB
$112B
$640K 0.21%
17,647
-8,154
-32% -$294K
LRFC
116
DELISTED
Logan Ridge Finance Corp
LRFC
$635K 0.21%
13,303
+408
+3% +$19.8K
PPL
117
PPL Corp
PPL
$26.7B
$609K 0.2%
19,200
-200
-1% -$6.22K
LAMR icon
118
Lamar Advertising Co
LAMR
$16.3B
$594K 0.2%
7,490
-825
-10% -$62.4K
PYPL icon
119
PayPal
PYPL
$50.5B
$588K 0.2%
5,660
-110
-2% -$10.4K
KHC icon
120
Kraft Heinz
KHC
$30B
$586K 0.2%
17,930
+4,024
+29% +$164K
MCO icon
121
Moody's
MCO
$82.7B
$572K 0.19%
3,157
– –
ADBE icon
122
Adobe
ADBE
$105B
$565K 0.19%
2,120
+320
+18% +$80.7K
LTHM
123
DELISTED
Livent Corporation
LTHM
$565K 0.19%
+45,975
New +$599K
WAT icon
124
Waters Corp
WAT
$39.9B
$564K 0.19%
2,240
– –
FISV
125
Fiserv Inc
FISV
$27.9B
$560K 0.19%
6,340
-1,154
-15% -$95.2K
3 4
5
6 7

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MPAM
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LDFR
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Regent Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Regent Investment Management held 213 positions worth $300M, up 12% from $267M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q1 2019 filing shows 17 new, 45 increased, 107 reduced and 6 closed positions. Its largest new stake was Livent Corporation: 45,975 shares worth $565K. The largest sale was Meta Platforms (Facebook), an estimated $1.15M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 19% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q1 2019 buy was Livent Corporation: 45,975 shares worth $565K.
  • Regent Investment Management added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q1 2019, an estimated $892K increase.
  • Regent Investment Management's biggest Q1 2019 reduction was Meta Platforms (Facebook), cutting an estimated $1.15M.
  • Regent Investment Management fully exited Mid-America Apartment Communities in Q1 2019, selling an estimated $237K.
  • Regent Investment Management's ten largest holdings make up 27% of its $300M portfolio in Q1 2019.
  • Regent Investment Management opened 17 new positions and closed 6 in Q1 2019.
  • Regent Investment Management's portfolio value rose 12% quarter-over-quarter to $300M.

Based on Regent Investment Management's 13F filing for Q1 2019, filed 22 Apr 2019.