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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-13.94%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$52.2M
Cap. Flow
-$3.74M
Cap. Flow %
-1.4%
Top 10 Hldgs %
26.71%
Holding
213
New
9
Increased
56
Reduced
73
Closed
17

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.59M
2
BIDU icon
Baidu
BIDU
+$988K
3
ET icon
Energy Transfer Partners
ET
+$866K
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$761K
5
BDX icon
Becton Dickinson
BDX
+$752K

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$1.18M
2
VTRS icon
Viatris
VTRS
+$1.15M
3
ESRX
Express Scripts Holding Company
ESRX
+$1.08M
4
ETP
Energy Transfer Partners, L.P.
ETP
+$1.04M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.02M

Sector Composition

Rank Sector Weight
1 Healthcare 19.23%
2 Financials 16.23%
3 Technology 15.59%
4 Communication Services 12.42%
5 Consumer Discretionary 11.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDX icon
101
Becton Dickinson
BDX
$48.2B
$712K 0.27%
+3,241
New +$752K
MDLZ icon
102
Mondelez International
MDLZ
$79.9B
$705K 0.26%
17,609
– –
RIO icon
103
Rio Tinto
RIO
$164B
$688K 0.26%
14,200
-1,600
-10% -$78.1K
ELV icon
104
Elevance Health
ELV
$85.5B
$661K 0.25%
2,515
– –
WFC icon
105
Wells Fargo
WFC
$264B
$656K 0.25%
14,241
+588
+4% +$30.1K
TSM icon
106
TSMC
TSM
$2.18T
$644K 0.24%
17,460
-2,250
-11% -$85.6K
PARA
107
DELISTED
Paramount Global Class B
PARA
$631K 0.24%
14,437
+300
+2% +$15.9K
MRVL icon
108
Marvell Technology
MRVL
$196B
$617K 0.23%
38,100
-8,611
-18% -$143K
KHC icon
109
Kraft Heinz
KHC
$30B
$599K 0.22%
13,906
-4,194
-23% -$217K
RDS.B
110
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$599K 0.22%
9,985
– –
AXP icon
111
American Express
AXP
$230B
$581K 0.22%
6,100
-100
-2% -$10.5K
LAMR icon
112
Lamar Advertising Co
LAMR
$16.3B
$575K 0.22%
8,315
– –
USB icon
113
US Bancorp
USB
$99.6B
$575K 0.22%
12,588
+7,545
+150% +$388K
NSC icon
114
Norfolk Southern
NSC
$75.1B
$573K 0.21%
3,834
– –
MA icon
115
Mastercard
MA
$493B
$565K 0.21%
2,994
– –
LRFC
116
DELISTED
Logan Ridge Finance Corp
LRFC
$555K 0.21%
12,895
+1,555
+14% +$75K
FISV
117
Fiserv Inc
FISV
$27.9B
$551K 0.21%
7,494
– –
HSIC icon
118
Henry Schein
HSIC
$9.82B
$550K 0.21%
8,925
– –
PPL
119
PPL Corp
PPL
$26.7B
$550K 0.21%
19,400
-500
-3% -$15.2K
AVGO icon
120
Broadcom
AVGO
$2.04T
$540K 0.2%
+21,250
New +$502K
MXIM
121
DELISTED
Maxim Integrated Products
MXIM
$536K 0.2%
10,550
– –
ATVI
122
DELISTED
Activision Blizzard
ATVI
$536K 0.2%
11,508
+5,400
+88% +$323K
UAL icon
123
United Airlines
UAL
$42.1B
$527K 0.2%
6,300
+953
+18% +$83.7K
CI icon
124
Cigna
CI
$74.6B
$523K 0.2%
+2,755
New +$575K
USA icon
125
Liberty All-Star Equity Fund
USA
$1.85B
$520K 0.19%
96,700
+17,413
+22% +$103K
3 4
5
6 7

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MAG
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MPAM
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LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Regent Investment Management held 213 positions worth $267M, down 16% from $319M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2018 filing shows 9 new, 56 increased, 73 reduced and 17 closed positions. Its largest new stake was Energy Transfer Partners: 57,050 shares worth $753K. The largest sale was Alibaba, an estimated $1.18M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q4 2018 buy was Energy Transfer Partners: 57,050 shares worth $753K.
  • Regent Investment Management added most to Microsoft in Q4 2018, an estimated $2.59M increase.
  • Regent Investment Management's biggest Q4 2018 reduction was Alibaba, cutting an estimated $1.18M.
  • Regent Investment Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.08M.
  • Regent Investment Management's ten largest holdings make up 27% of its $267M portfolio in Q4 2018.
  • Regent Investment Management opened 9 new positions and closed 17 in Q4 2018.
  • Regent Investment Management's portfolio value fell 16% quarter-over-quarter to $267M.

Based on Regent Investment Management's 13F filing for Q4 2018, filed 22 Jan 2019.